Western philosophy
History of Western philosophy from its development among the ancient
Greeks to the present.
Modern philosophy
Modern philosophy » The rise of empiricism and rationalism
The scientific contrast between Vesalius’s rigorous observational
techniques and Galileo’s reliance on mathematics was similar to the
philosophical contrast between Bacon’s experimental method and
Descartes’s emphasis on a priori reasoning. Indeed, these differences
can be conceived in more abstract terms as the contrast between
empiricism and rationalism. This theme dominated the philosophical
controversies of the 17th and 18th centuries and was hardly resolved
before the advent of Immanuel Kant.
Modern philosophy » The rise of empiricism and rationalism » The
empiricism of Francis Bacon
Sir Francis Bacon was the outstanding apostle of Renaissance empiricism.
Less an original metaphysician or cosmologist than the advocate of a
vast new program for the advancement of learning and the reformation of
scientific method, Bacon conceived of philosophy as a new technique of
reasoning that would reestablish natural science on a firm foundation.
In the Advancement of Learning (1605), he charted the map of knowledge:
history, which depends on the human faculty of memory, poetry, which
depends on imagination, and philosophy, which depends on reason. To
reason, however, Bacon assigned a completely experiential function.
Fifteen years later, in his Novum Organum, he made this clear: Because,
he said, “we have as yet no natural philosophy which is pure,…the true
business of philosophy must be…to apply the understanding…to a fresh
examination of particulars.” A technique for “the fresh examination of
particulars” thus constituted his chief contribution to philosophy.
Bacon’s hope for a new birth of science depended not only on vastly
more numerous and varied experiments but primarily on “an entirely
different method, order, and process for advancing experience.” This
method consisted of the construction of what he called “tables of
discovery.” He distinguished three kinds: tables of presence, of
absence, and of degree (i.e., in the case of any two properties, such as
heat and friction, instances in which they appear together, instances in
which one appears without the other, and instances in which their
amounts vary proportionately). The ultimate purpose of these tables was
to order facts in such a way that the true causes of phenomena (the
subject of physics) and the true “forms” of things (the subject of
metaphysics—the study of the nature of being) could be inductively
established.
Bacon’s empiricism was not raw or unsophisticated. His concept of
fact and his belief in the primacy of observation led him to formulate
laws and generalizations. Also, his conception of forms was quite
un-Platonic: a form for him was not an essence but a permanent geometric
or mechanical structure. His enduring place in the history of philosophy
lies, however, in his single-minded advocacy of experience as the only
source of valid knowledge and in his profound enthusiasm for the
perfection of natural science. It is in this sense that “the Baconian
spirit” was a source of inspiration for generations of later
philosophers and scientists.

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Francis Bacon, Viscount Saint Alban
British author, philosopher, and statesman
also called (1603–18) Sir Francis Bacon
born Jan. 22, 1561, York House, London, Eng.
died April 9, 1626, London
Overview
British statesman and philosopher, father of modern
scientific method.
He studied at Cambridge and at Gray’s Inn. A supporter of
the Earl of Essex, Bacon turned against him when Essex was
tried for treason. Under James I he rose steadily, becoming
successively solicitor general (1607), attorney general
(1613), and lord chancellor (1618). Convicted of accepting
bribes from those being tried in his court, he was briefly
imprisoned and permanently lost his public offices; he died
deeply in debt. He attempted to put natural science on a
firm empirical foundation in the Novum Organum (1620), which
sets forth his scientific method. His elaborate
classification of the sciences inspired the 18th-century
French Encyclopedists (see Encyclopédie), and his empiricism
inspired 19th-century British philosophers of science. His
other works include The Advancement of Learning (1605),
History of Henry VII (1622), and several important legal and
constitutional works.
Main
lord chancellor of England (1618–21). A lawyer, statesman,
philosopher, and master of the English tongue, he is
remembered in literary terms for the sharp worldly wisdom of
a few dozen essays; by students of constitutional history
for his power as a speaker in Parliament and in famous
trials and as James I’s lord chancellor; and intellectually
as a man who claimed all knowledge as his province and,
after a magisterial survey, urgently advocated new ways by
which man might establish a legitimate command over nature
for the relief of his estate.
Life » Youth and early maturity
Bacon was born Jan. 22, 1561, at York House off the Strand,
London, the younger of the two sons of the lord keeper, Sir
Nicholas Bacon, by his second marriage. Nicholas Bacon, born
in comparatively humble circumstances, had risen to become
lord keeper of the great seal. Francis’ cousin through his
mother was Robert Cecil, later earl of Salisbury and chief
minister of the crown at the end of Elizabeth I’s reign and
the beginning of James I’s. From 1573 to 1575 Bacon was
educated at Trinity College, Cambridge, but his weak
constitution caused him to suffer ill health there. His
distaste for what he termed “unfruitful” Aristotelian
philosophy began at Cambridge. From 1576 to 1579 Bacon was
in France as a member of the English ambassador’s suite. He
was recalled abruptly after the sudden death of his father,
who left him relatively little money. Bacon remained
financially embarrassed virtually until his death.
Life » Youth and early maturity » Early legal career and
political ambitions
In 1576 Bacon had been admitted as an “ancient” (senior
governor) of Gray’s Inn, one of the four Inns of Court that
served as institutions for legal education, in London. In
1579 he took up residence there and after becoming a
barrister in 1582 progressed in time through the posts of
reader (lecturer at the Inn), bencher (senior member of the
Inn), and queen’s (from 1603 king’s) counsel extraordinary
to those of solicitor general and attorney general. Even as
successful a legal career as this, however, did not satisfy
his political and philosophical ambitions.
Bacon occupied himself with the tract “Temporis Partus
Maximus” (“The Greatest Part of Time”) in 1582; it has not
survived. In 1584 he sat as member of Parliament for
Melcombe Regis in Dorset and subsequently represented
Taunton, Liverpool, the County of Middlesex, Southampton,
Ipswich, and the University of Cambridge. In 1589 a “Letter
of Advice” to the Queen and An Advertisement Touching the
Controversies of the Church of England indicated his
political interests and showed a fair promise of political
potential by reason of their levelheadedness and disposition
to reconcile. In 1593 came a setback to his political hopes:
he took a stand objecting to the government’s intensified
demand for subsidies to help meet the expenses of the war
against Spain. Elizabeth took offense, and Bacon was in
disgrace during several critical years when there were
chances for legal advancement.
Life » Youth and early maturity » Relationship with Essex
Meanwhile, sometime before July 1591, Bacon had become
acquainted with Robert Devereux, the young earl of Essex,
who was a favourite of the Queen, although still in some
disgrace with her for his unauthorized marriage to the widow
of Sir Philip Sidney. Bacon saw in the Earl the “fittest
instrument to do good to the State” and offered Essex the
friendly advice of an older, wiser, and more subtle man.
Essex did his best to mollify the Queen, and when the office
of attorney general fell vacant, he enthusiastically but
unsuccessfully supported the claim of Bacon. Other
recommendations by Essex for high offices to be conferred on
Bacon also failed.
By 1598 Essex’ failure in an expedition against Spanish
treasure ships made him harder to control; and although
Bacon’s efforts to divert his energies to Ireland, where the
people were in revolt, proved only too successful, Essex
lost his head when things went wrong and he returned against
orders. Bacon certainly did what he could to accommodate
matters but merely offended both sides; in June 1600 he
found himself as the Queen’s learned counsel taking part in
the informal trial of his patron. Essex bore him no ill will
and shortly after his release was again on friendly terms
with him. But after Essex’ abortive attempt of 1601 to seize
the Queen and force her dismissal of his rivals, Bacon, who
had known nothing of the project, viewed Essex as a traitor
and drew up the official report on the affair. This,
however, was heavily altered by others before publication.
After Essex’ execution Bacon, in 1604, published the
Apologie in Certaine Imputations Concerning the Late Earle
of Essex in defense of his own actions. It is a coherent
piece of self-justification, but to posterity it does not
carry complete conviction, particularly since it evinces no
personal distress.
Life » Career in the service of James I
When Elizabeth died in 1603, Bacon’s letter-writing ability
was directed to finding a place for himself and a use for
his talents in James I’s services. He pointed to his concern
for Irish affairs, the union of the kingdoms, and the
pacification of the church as proof that he had much to
offer the new king.
Through the influence of his cousin Robert Cecil, Bacon
was one of the 300 new knights dubbed in 1603. The following
year he was confirmed as learned counsel and sat in the
first Parliament of the new reign in the debates of its
first session. He was also active as one of the
commissioners for discussing a union with Scotland. In the
autumn of 1605 he published his Advancement of Learning,
dedicated to the King, and in the following summer he
married Alice Barnham, the daughter of a London alderman.
Preferment in the royal service, however, still eluded him,
and it was not until June 1607 that his petitions and his
vigorous though vain efforts to persuade the Commons to
accept the King’s proposals for union with Scotland were at
length rewarded with the post of solicitor general. Even
then, his political influence remained negligible, a fact
that he came to attribute to the power and jealousy of
Cecil, by then earl of Salisbury and the King’s chief
minister. In 1609 his De Sapientia Veterum (“The Wisdom of
the Ancients”), in which he expounded what he took to be the
hidden practical meaning embodied in ancient myths, came out
and proved to be, next to the Essayes, his most popular book
in his own lifetime. In 1614 he seems to have written The
New Atlantis, his far-seeing scientific utopian work, which
did not get into print until 1626.
After Salisbury’s death in 1612, Bacon renewed his
efforts to gain influence with the King, writing a number of
remarkable papers of advice upon affairs of state and, in
particular, upon the relations between Crown and Parliament.
The King adopted his proposal for removing Coke from his
post as chief justice of the common pleas and appointing him
to the King’s Bench, while appointing Bacon attorney general
in 1613. During the next few years Bacon’s views about the
royal prerogative brought him, as attorney general,
increasingly into conflict with Coke, the champion of the
common law and of the independence of the judges. It was
Bacon who examined Coke when the King ordered the judges to
be consulted individually and separately in the case of
Edmond Peacham, a clergyman charged with treason as the
author of an unpublished treatise justifying rebellion
against oppression. Bacon has been reprobated for having
taken part in the examination under torture of Peacham,
which turned out to be fruitless. It was Bacon who
instructed Coke and the other judges not to proceed in the
case of commendams (i.e., holding of benefices in the
absence of the regular incumbent) until they had spoken to
the King. Coke’s dismissal in November 1616 for defying this
order was quickly followed by Bacon’s appointment as lord
keeper of the great seal in March 1617. The following year
he was made lord chancellor and baron Verulam, and in
1620/21 he was created viscount St. Albans.
The main reason for this progress was his unsparing
service in Parliament and the court, together with
persistent letters of self-recommendation; according to the
traditional account, however, he was also aided by his
association with George Villiers, later duke of Buckingham,
the King’s new favourite. It would appear that he became
honestly fond of Villiers; many of his letters betray a
feeling that seems warmer than timeserving flattery.
Among Bacon’s papers a notebook has survived, the
Commentarius Solutus (“Loose Commentary”), which is
revealing. It is a jotting pad “like a Marchant’s wast booke
where to enter all maner of remembrance of matter, fourme,
business, study, towching my self, service, others, eyther
sparsim or in schedules, without any maner of restraint.”
This book reveals Bacon reminding himself to flatter a
possible patron, to study the weaknesses of a rival, to set
intelligent noblemen in the Tower of London to work on
serviceable experiments. It displays the multiplicity of his
concerns: his income and debts, the King’s business, his own
garden and plans for building, philosophical speculations,
his health, including his symptoms and medications, and an
admonition to learn to control his breathing and not to
interrupt in conversation. Between 1608 and 1620 he prepared
at least 12 draftings of his most celebrated work, the Novum
Organum, and wrote several minor philosophical works.
The major occupation of these years must have been the
management of James, always with reference, remote or
direct, to the royal finances. The King relied on his lord
chancellor but did not always follow his advice. Bacon was
longer sighted than his contemporaries and seems to have
been aware of the constitutional problems that were to
culminate in civil war; he dreaded innovation and did all he
could, and perhaps more than he should, to safeguard the
royal prerogative. Whether his policies were sound or not,
it is evident that he was, as he later said, “no mountebank
in the King’s services.”
Life » Fall from power
By 1621 Bacon must have seemed impregnable, a favourite not
by charm (though he was witty and had a dry sense of humour)
but by sheer usefulness and loyalty to his sovereign; lavish
in public expenditure (he was once the sole provider of a
court masque); dignified in his affluence and liberal in his
household; winning the attention of scholars abroad as the
author of the Novum Organum, published in 1620, and the
developer of the Instauratio Magna (“Great Instauration”), a
comprehensive plan to reorganize the sciences and to restore
man to that mastery over nature that he was conceived to
have lost by the fall of Adam. But Bacon had his enemies. In
1618 he fell foul of George Villiers when he tried to
interfere in the marriage of the daughter of his old enemy,
Coke, and the younger brother of Villiers. Then, in 1621,
two charges of bribery were raised against him before a
committee of grievances over which he himself presided. The
shock appears to have been twofold because Bacon, who was
casual about the incoming and outgoing of his wealth, was
unaware of any vulnerability and was not mindful of the
resentment of two men whose cases had gone against them in
spite of gifts they had made with the intent of bribing the
judge. The blow caught him when he was ill, and he pleaded
for extra time to meet the charges, explaining that genuine
illness, not cowardice, was the reason for his request.
Meanwhile, the House of Lords collected another score of
complaints. Bacon admitted the receipt of gifts but denied
that they had ever affected his judgment; he made notes on
cases and sought an audience with the King that was refused.
Unable to defend himself by discriminating between the
various charges or cross-examining witnesses, he settled for
a penitent submission and resigned the seal of his office,
hoping that this would suffice. The sentence was harsh,
however, and included a fine of £40,000, imprisonment in the
Tower of London during the King’s pleasure, disablement from
holding any state office, and exclusion from Parliament and
the verge of court (an area of 12 miles radius centred on
where the sovereign is resident). Bacon commented to
Buckingham: “I acknowledge the sentence just, and for
reformation’s sake fit, the justest Chancellor that hath
been in the five changes since Sir Nicolas Bacon’s time.”
The magnanimity and wit of the epigram sets his case against
the prevailing standards.
Bacon did not have to stay long in the Tower, but he
found the ban that cut him off from access to the library of
Charles Cotton, an English man of letters, and from
consultation with his physician more galling. He came up
against an inimical lord treasurer, and his pension payments
were delayed. He lost Buckingham’s goodwill for a time and
was put to the humiliating practice of roundabout approaches
to other nobles and to Count Gondomar, the Spanish
ambassador; remissions came only after vexations and
disappointments. Despite all this his courage held, and the
last years of his life were spent in work far more valuable
to the world than anything he had accomplished in his high
office. Cut off from other services, he offered his literary
powers to provide the King with a digest of the laws, a
history of Great Britain, and biographies of Tudor monarchs.
He prepared memorandums on usury and on the prospects of a
war with Spain; he expressed views on educational reforms;
he even returned, as if by habit, to draft papers of advice
to the King or to Buckingham and composed speeches he was
never to deliver. Some of these projects were completed, and
they did not exhaust his fertility. He wrote: “If I be left
to myself I will graze and bear natural philosophy.” Two out
of a plan of six separate natural histories were
composed—Historia Ventorum (“History of the Winds”) appeared
in 1622 and Historia Vitae et Mortis (“History of Life and
Death”) in the following year. Also in 1623 he published the
De Dignitate et Augmentis Scientiarum, a Latin translation,
with many additions, of the Advancement of Learning. He also
corresponded with Italian thinkers and urged his works upon
them. In 1625 a third and enlarged edition of his Essayes
was published.
Bacon in adversity showed patience, unimpaired
intellectual vigour, and fortitude. Physical deprivation
distressed him but what hurt most was the loss of favour; it
was not until Jan. 20, 1622/23, that he was admitted to kiss
the King’s hand; a full pardon never came. Finally, in March
1626, driving one day near Highgate (a district to the north
of London) and deciding on impulse to discover whether snow
would delay the process of putrefaction, he stopped his
carriage, purchased a hen, and stuffed it with snow. He was
seized with a sudden chill, which brought on bronchitis, and
he died at the Earl of Arundel’s house nearby on April 9,
1626.
Kathleen Marguerite Lea
Anthony M. Quinton, Baron Quinton
Thought and writings » The intellectual background
Bacon appears as an unusually original thinker for several
reasons. In the first place he was writing, in the early
17th century, in something of a philosophical vacuum so far
as England was concerned. The last great English
philosopher, William of Ockham, had died in 1347, two and a
half centuries before the Advancement of Learning; the last
really important philosopher, John Wycliffe, had died not
much later, in 1384.
The 15th century had been intellectually cautious and
torpid, leavened only by the first small importations of
Italian humanism by such cultivated dilettantes as Humphrey
Plantagenet, duke of Gloucester, and John Tiptoft, earl of
Worcester. The Christian Platonism of the Renaissance became
more established at the start of the 16th century in the
circle of Erasmus’ English friends: the so-called Oxford
Reformers—John Colet, William Grocyn, and Thomas More. But
that initiative succumbed to the ecclesiastical frenzies of
the age. Philosophy did not revive until Richard Hooker in
the 1590s put forward his moderate Anglican version of
Thomist rationalism in the form of a theory of the
Elizabethan church settlement. This happened a few years
before Bacon began to write.
In England three systems of thought prevailed in the late
16th century: Aristotelian Scholasticism, scholarly and
aesthetic humanism, and occultism. Aristotelian orthodoxy
had been reanimated in Roman Catholic Europe after the
Council of Trent and the Counter-Reformation had lent
authority to the massive output of the 16th-century Spanish
theologian and philosopher Francisco Suárez. In England
learning remained in general formally Aristotelian, even
though some criticism of Aristotle’s logic had reached
Cambridge at the time Bacon was a student there in the
mid-1570s. But such criticism sought simplicity for the sake
of rhetorical effectiveness and not, as Bacon’s critique was
to do, in the interests of substantial, practically useful
knowledge of nature.
The Christian humanist tradition of Petrarch, Lorenzo
Valla, and, more recently, of Erasmus was an active force.
In contrast to orthodox asceticism, this tradition, in some
aspects, inclined to glorify the world and its pleasures and
to favour the beauty of art, language, and nature, while
remaining comparatively indifferent to religious
speculation. Attraction to the beauty of nature, however, if
it did not cause was at any rate combined with neglect and
disdain for the knowledge of nature. Educationally it
fostered the sharp separation between the natural sciences
and the humanities that has persisted ever since.
Philosophically it was skeptical, nourishing itself, notably
in the case of Montaigne, on the rediscovery in 1562 of
Sextus Empiricus’ comprehensive survey of the skepticism of
Greek thought after Aristotle.
The third important current of thought in the world into
which Bacon was born was that of occultism, or esotericism,
that is, the pursuit of mystical analogies between man and
the cosmos, or the search for magical powers over natural
processes, as in alchemy and the concoction of elixirs and
panaceas. Although its most famous exponent, Paracelsus, was
German, occultism was well rooted in England, appealing as
it did to the individualistic style of English credulity.
Robert Fludd, the leading English occultist, was an
approximate contemporary of Bacon. Bacon himself has often
been held to have been some kind of occultist, and, even
more questionably, to have been a member of the Rosicrucian
order, but the sort of “natural magic” he espoused and
advertised was altogether different from that of the
esoteric philosophers.
There was a fourth mode of Renaissance thought outside
England to which Bacon’s thinking bore some affinity. Like
that of the humanists it was inspired by Plato, at least to
some extent, but by another part of his thought, namely its
cosmology. This was the boldly systematic nature-philosophy
of Nicholas of Cusa and of a number of Italians, in
particular Bernardino Telesio, Francesco Patrizzi, Tommaso
Campanella, and Giordano Bruno. Nicholas of Cusa and Bruno
were highly speculative, but Telesio and, up to a point,
Campanella affirmed the primacy of sense perception. In a
way that Bacon was later to elaborate formally and
systematically, they held knowledge of nature to be a matter
of extrapolating from the findings of the senses. There is
no allusion to these thinkers in Bacon’s writings. But
although he was less metaphysically adventurous than they
were, he shared with them the conviction that the human mind
is fitted for knowledge of nature and must derive it from
observation, not from abstract reasoning.
Thought and writings » Bacon’s scheme
Bacon drew up an ambitious plan for a comprehensive work
that was to appear under the title of Instauratio Magna
(“The Great Instauration”), but like many of his literary
schemes, it was never completed. Its first part, De
Augmentis Scientiarum, appeared in 1623 and is an expanded,
Latinized version of his earlier work the Advancement of
Learning, published in 1605 (the first really important
philosophical book to be written in English). The De
Augmentis Scientiarum contains a division of the sciences, a
project that had not been embarked on to any great purpose
since Aristotle and, in a smaller way, since the Stoics. The
second part of Bacon’s scheme, the Novum Organum, which had
already appeared in 1620, gives “true directions concerning
the interpretation of nature,” in other words, an account of
the correct method of acquiring natural knowledge. This is
what Bacon believed to be his most important contribution
and is the body of ideas with which his name is most closely
associated. The fields of possible knowledge having been
charted in De Augmentis Scientiarum, the proper method for
their cultivation was set out in Novum Organum.
Third, there is natural history, the register of matters
of observed natural fact, which is the indispensable raw
material for the inductive method. Bacon wrote “histories,”
in this sense, of the wind, of life and death, and of the
dense and the rare, and, near the end of his life, he was
working on his Sylva Sylvarum: Or A Natural Historie
(“Forest of Forests”), in effect, a collection of
collections, a somewhat uncritical miscellany.
Fourth, there is the “ladder of the intellect,”
consisting of thoroughly worked out examples of the Baconian
method in application, the most successful one being the
exemplary account in Novum Organum of how his inductive
“tables” show heat to be a kind of motion of particles.
Fifth, there are the “forerunners,” or pieces of scientific
knowledge arrived at by pre-Baconian, common sense methods.
Sixth and finally, there is the new philosophy, or science
itself, seen by Bacon as a task for later generations armed
with his method, advancing into all the regions of possible
discovery set out in the Advancement of Learning. The wonder
is not so much that Bacon did not complete this immense
design but that he got as far with it as he did.
Thought and writings » The idols of the mind
In the first book of Novum Organum Bacon discusses the
causes of human error in the pursuit of knowledge. Aristotle
had discussed logical fallacies, commonly found in human
reasoning, but Bacon was original in looking behind the
forms of reasoning to underlying psychological causes. He
invented the metaphor of “idol” to refer to such causes of
human error.
Bacon distinguishes four idols, or main varieties of
proneness to error. The idols of the tribe are certain
intellectual faults that are universal to mankind, or, at
any rate, very common. One, for example, is a tendency
toward oversimplification, that is, toward supposing, for
the sake of tidiness, that there exists more order in a
field of inquiry than there actually is. Another is a
propensity to be overly influenced by particularly sudden or
exciting occurrences that are in fact unrepresentative.
The idols of the cave are the intellectual peculiarities
of individuals. One person may concentrate on the
likenesses, another on the differences, between things. One
may fasten on detail, another on the totality.
The idols of the marketplace are the kinds of error for
which language is responsible. It has always been a
distinguishing feature of English philosophy to emphasize
the unreliable nature of language, which is seen,
nominalistically, as a human improvisation. Nominalists
argue that even if the power of speech is given by God, it
was Adam who named the beasts and thereby gave that power
its concrete realization. But language, like other human
achievements, partakes of human imperfections. Bacon was
particularly concerned with the superficiality of
distinctions drawn in everyday language, by which things
fundamentally different are classed together (whales and
fishes as fish, for example) and things fundamentally
similar are distinguished (ice, water, and steam). But he
was also concerned, like later critics of language, with the
capacity of words to embroil men in the discussion of the
meaningless (as, for example, in discussions of the deity
Fortune). This aspect of Bacon’s thought has been almost as
influential as his account of natural knowledge, inspiring a
long tradition of skeptical rationalism, from the
Enlightenment to Comtian positivism of the 19th and logical
positivism of the 20th centuries.
The fourth and final group of idols is that of the idols
of the theatre, that is to say mistaken systems of
philosophy in the broadest, Baconian sense of the term, in
which it embraces all beliefs of any degree of generality.
Bacon’s critical polemic in discussing the idols of the
theatre is lively but not very penetrating philosophically.
He speaks, for example, of the vain affectations of the
humanists, but they were not a very apt subject for his
criticism. Humanists were really anti-philosophers who not
unreasonably turned their attention to nonphilosophical
matters because of the apparent inability of philosophers to
arrive at conclusions that were either generally agreed upon
or useful. Bacon does have something to say about the
skeptical philosophy to which humanists appealed when they
felt the need for it. Insofar as skepticism involves doubts
about deductive reasoning, he has no quarrel with it.
Insofar as it is applied not to reason but to the ability of
the senses to supply the reason with reliable premises to
work from, he brushes it aside too easily.
Bacon’s attack on Scholastic orthodoxy is surprisingly
rhetorical. It may be that he supposed it to be already
sufficiently discredited by its incurably contentious or
disputatious character. In his view it was a largely verbal
technique for the indefinite prolongation of inconclusive
argument by the drawing of artificial distinctions. He has
some awareness of the central weakness of Aristotelian
science, namely its attempt to derive substantial
conclusions from premises that are intuitively evident, and
argues that the apparently obvious axioms are neither clear
nor indisputable. Perhaps Bacon’s most fruitful disagreement
with Scholasticism is his belief that natural knowledge is
cumulative, a process of discovery, not of conservation.
Living in a time when new worlds were being found on Earth,
he was able to free himself from the view that everything
men needed to know had already been revealed in the Bible or
by Aristotle.
Against the fantastic learning of the occultists Bacon
argued that individual reports are insufficient, especially
since men are emotionally predisposed to credit the
interestingly strange. Observations worthy to substantiate
theories must be repeatable. Bacon defended the study of
nature against those who considered it as either base or
dangerous. He argued for a cooperative and methodical
procedure and against individualism and intuition.
Thought and writings » The classification of the sciences
Book II of the Advancement of Learning and Books II to IX of
the De Augmentis Scientiarum contain an unprecedentedly
thorough and detailed systematization of the whole range of
human knowledge. Bacon begins with a distinction of three
faculties—memory, imagination, and reason—to which are
respectively assigned history, “poesy,” and philosophy.
History has an inclusive sense and means all knowledge of
singular, individual matters of fact. “Poesy” is “feigned
history” and not taken to be cognitive at all and so really
irrelevant. After subdividing poesy perfunctorily into
narrative, representative (or dramatic), and allusive (or
parabolical) forms, Bacon gives it no further consideration.
History is divided into natural and civil, the civil
category also including ecclesiastical and literary history
(which for Bacon is really the history of ideas). History
supplies the raw material for philosophy, in other words for
the general knowledge that is inductively derived from it.
Although Bacon proclaims the universal applicability of
induction, he himself treats it almost exclusively as a
means to natural knowledge and ignores its civil (or social)
application.
Two further general distinctions should be mentioned. The
first is between the divine and the secular. Most divine
knowledge must come from revelation, and reason has nothing
to do with it. There is such a thing as divine philosophy
(what was later called rational, or natural, theology), but
its sole task and competence is to prove that there is a
God. The second, more pervasive distinction is between
theoretical and practical disciplines, that is, between
sciences proper and technologies, or “arts.”
Bacon acknowledges something he calls first philosophy,
which is secular but not confined to nature or to society.
It is concerned with the principles, such as they are, that
are common to all the sciences. Natural philosophy divides
into natural science as theory on the one hand and the
practical discipline of applying natural science’s findings
to “the relief of man’s estate” on the other, which he
misleadingly describes as natural magic. The former is “the
inquisition of causes,” the latter, “the production of
effects.”
To subdivide still further, natural science is made up of
physics and metaphysics, as Bacon understands it. Physics,
in his interpretation, is the science of observable
correlations; metaphysics is the more theoretical science of
the underlying structural factors that explains observable
regularities. Each has its practical, or technological,
partner; that of physics is mechanics, that of metaphysics,
natural magic. It is to the latter that one must look for
the real transformation of the human condition through
scientific progress. Mechanics is just levers and pulleys.
Mathematics is seen by Bacon as an auxiliary to natural
science. Many subsequent philosophers of science would
agree, understanding it to be a logical means of expressing
the content of scientific propositions or of extracting part
of that content. But Bacon is not clear about how
mathematics was to be of service to science and does not
realize that the Galilean physics developing in his own
lifetime was entirely mathematical in form. Although one of
his three inductive tables is concerned with correlated
variations in degree (while the others concern likenesses
and differences in kind), he really has no conception of the
role, already established in science, of exact numerical
measurement.
Bacon is fairly cursory about “human philosophy.” Four
somewhat quaint sciences of body are sketched—medicine,
cosmetic, athletic, and “the voluptuary arts.” The sciences
of mind—logic and ethics—are practical, consisting of sets
of rules for the correct management of reasoning or conduct,
with no suggested theoretical counterpart. Bacon is
unreflectively conventional about moral truth, content to
rely on the deliverances of the long historical sequence of
moralists, undisturbed by their disagreements with one
another.
Bacon represents civil philosophy in the same
uninquiringly practical way. It comprises not only the art
of government but also “conversation,” or the art of
persuasion, and “negotiation,” or prudence, the topic of
proverbs and, to a considerable extent, of his own Essayes.
In principle, Bacon is committed to the view that human
beings and society are as well fitted for inductive, and, in
20th-century terms, scientific study as the natural world.
Yet he depicts human and social studies as the field of
nothing more refined than common sense. It was, of course,
an achievement to extricate them from religion, and to do so
without unnecessary provocation. But in his conception they
remain practical arts with no sustaining body of scientific
theory to ratify them. It was left to Thomas Hobbes, for a
time Bacon’s amanuensis, to develop complete systems of
human and social science. Bacon’s practice, however, was
better than his program. In his writings on history and law
he went beyond the commonplaces of chronicle and precedent
and engaged in explanation and theory.
Thought and writings » The new method
The core of Bacon’s philosophy of science is the account of
inductive reasoning given in Book II of Novum Organum. The
defect of all previous systems of beliefs about nature, he
argued, lay in the inadequate treatment of the general
propositions from which the deductions were made. Either
they were the result of precipitate generalization from one
or two cases, or they were uncritically assumed to be
self-evident on the basis of their familiarity and general
acceptance.
In order to avoid hasty generalization Bacon urges a
technique of “gradual ascent,” that is, the patient
accumulation of well-founded generalizations of steadily
increasing degrees of generality. This method would have the
beneficial effect of loosening the hold on men’s minds of
ill-constructed everyday concepts that obliterate important
differences and fail to register important similarities.
The crucial point, Bacon realized, is that induction must
work by elimination not, as it does in common life and the
defective scientific tradition, by simple enumeration. Thus
he stressed “the greater force of the negative instance”—the
fact that while “all A are B” is only very weakly confirmed
by “this A is B,” it is shown conclusively to be false by
“this A is not B.” He devised tables, or formal devices for
the presentation of singular pieces of evidence, in order to
facilitate the rapid discovery of false generalizations.
What survives this eliminative screening, Bacon assumes, may
be taken to be true.
Bacon presents tables of presence, of absence, and of
degree. Tables of presence contain a collection of cases in
which one specified property is found. They are then
compared to each other to see what other properties are
always present. Any property not present in just one case in
such a collection cannot be a necessary condition of the
property being investigated. Second, there are tables of
absence, which list cases that are as alike as possible to
the cases in the tables of presence except for the property
under investigation. Any property that is found in the
second case cannot be a sufficient condition of the original
property. Finally, in tables of degree proportionate
variations of two properties are compared to see if the
proportion is maintained.
Bacon rightly showed some hesitation in arriving at the
goal he had prescribed for himself, namely constructing a
method that would yield general propositions about
substantial matters of natural fact that were certain and
beyond reasonable doubt. But he hesitated for an
insufficient, secondary reason. The application of his
tables to a mass of singular evidence, he said, would give
only a “first vintage,” a provisional approximation to the
truth, because of the defects of natural history, that is to
say, the defects inherent in the formulation of the
evidence.
There are, however, more serious difficulties. An obvious
one is that Bacon assumed both that every property natural
science can investigate actually has some other property
which is both its necessary and sufficient condition (a very
strong version of determinism) and also that the
conditioning property in each case is readily discoverable.
What he had himself laid down as the task of metaphysics in
his sense (theoretical natural science in 20th-century
terms), namely the discovery of the hidden “forms” that
explain what is observed, ensured that the tables could not
serve for that task since they are confined to the
perceptible accompaniments of what is to be explained. This
point is implied by critics who have accused Bacon of
failing to recognize the indispensable role of hypotheses in
science. In general he adopted a naive and unreflective view
about the nature of causes, ignoring their possible
complexity and plurality (pointed out by John Stuart Mill)
as well as the possibility that they could be at some
distance in space and time from their effects.
Another weakness, not sufficiently emphasized, is Bacon’s
preoccupation with the static. The science that came to
glorious maturity in his own century was concerned with
change, and, in particular, with motion, as is the natural
science of the 20th century. It was with this aspect of the
natural world that mathematics, whose role Bacon did not
see, came so fruitfully to grips.
The conception of a scientific research establishment,
which Bacon developed in his utopia, The New Atlantis, may
be a more important contribution to science than his theory
of induction. Here the idea of science as a collaborative
undertaking, conducted in an impersonally methodical fashion
and animated by the intention to give material benefits to
mankind, is set out with literary force.
Thought and writings » Human philosophy
Although, as was pointed out above, Bacon’s programmatic
account of “human and civic philosophy” (i.e., human and
social science) treats it as a matter of practical art, or
technique, his own ventures into history and jurisprudence,
at any rate, were of a strongly theoretical cast. His
Historie of the Raigne of King Henry the Seventh is
explanatory, interpretative history, making sense of the
King’s policies by tracing them to his cautious, economical,
and secretive character. Similarly his reflections on law,
in De Augmentis Scientiarum and in Maxims of the Law (Part I
of The Elements of the Common Lawes of England), are genuine
jurisprudence, not the type of commentary informed by
precedent with which most jurists of his time were content.
In politics Bacon was as anxious to detach the state from
religion as he was to disentangle science from it—both
concerns being indicative of very little positive enthusiasm
for religion, despite the formal professions of profound
respect convention extracted from him. He endorsed the Tudor
monarchy and defended it against Coke’s legal obstruction
because it was rational and efficient. He had no patience
with the inanities of divine right with which James I was
infatuated. Bacon wrote little about education, but his
memorable assault on the Scholastic obsession with words—an
obsession largely carried over, if to different words, by
the humanists—bore fruit in the educational theory of
Comenius, who acknowledged Bacon’s influence in his argument
that children should study actual things as well as books.
Thought and writings » Assessment and influence
Bacon’s personality has usually been regarded as
unattractive: he was cold-hearted, cringed to the powerful,
and took bribes, and then had the impudence to say he had
not been influenced by them. There is no reason to question
this assessment in its fundamentals. It was a hard world for
someone in his situation to cut a good figure in, and he did
not try to do so. The grimly practical style of his
personality is reflected in the particular service he was
able to provide of showing a purely secular mind of the
highest intellectual power at work. No one who wrote so well
could have been insensitive to art. But no one before him
had ever quite so uncompromisingly excluded art from the
cognitive domain.
Bacon was a hero to Robert Hooke and Robert Boyle,
founders of the Royal Society. Jean d’Alembert, classifying
the sciences in the Encyclopédie, saluted him. Kant, rather
surprisingly for one so concerned to limit science in order
to make room for faith, dedicated the Critique of Pure
Reason to him. He was attacked by Joseph de Maistre for
setting man’s miserable reason up against God but glorified
by Auguste Comte.
It has been suggested that Bacon’s thought received
proper recognition only with 19th-century biology, which,
unlike mathematical physics, really is Baconian in
procedure. Darwin undoubtedly thought so. Bacon’s belief
that a new science could contribute to the relief of man’s
estate also had to await its time. In the 17th century the
chief inventions that flowed from science were of
instruments that enabled science to progress further. Today
Bacon is best known among philosophers as the symbol of the
idea, widely held to be mistaken, that science is inductive.
Although there is more to his thought than that, it is,
indeed, central; but even if it is wrong, it is as well to
have it so boldly and magnificently presented.
Anthony M. Quinton, Baron Quinton
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Modern philosophy » The rise of empiricism and rationalism » The
materialism of Thomas Hobbes
Thomas Hobbes was acquainted with both Bacon and Galileo. With the first
he shared a strong concern for philosophical method, with the second an
overwhelming interest in matter in motion. His philosophical efforts,
however, were more inclusive and more complete than those of his
contemporaries. He was a comprehensive thinker within the scope of an
exceedingly narrow set of presuppositions, and he produced one of the
most systematic philosophies of the early modern period—an almost
completely consistent description of humankind, civil society, and
nature according to the tenets of mechanistic materialism.
Hobbes’s account of what philosophy is and ought to be clearly
distinguished between content and method. As method, philosophy is
simply reasoning or calculating by the use of words as to the causes or
effects of phenomena. When a person reasons from causes to effects, he
reasons synthetically; when he reasons from effects to causes, he
reasons analytically. (Hobbes’s strong inclination toward deduction and
geometric proofs favoured arguments of the former type.) His dogmatic
metaphysical assumption was that physical reality consists entirely of
matter in motion. The real world is a corporeal universe in constant
movement, and phenomena, or events, the causes and effects of which it
is the business of philosophy to lay bare, consist of either the action
of physical bodies on each other or the quaint effects of physical
bodies upon minds. From this assumption follows Hobbes’s classification
of the fields that form the content of philosophy: (1) physics, (2)
moral philosophy, and (3) civil philosophy. Physics is the science of
the motions and actions of physical bodies conceived in terms of cause
and effect. Moral philosophy (or, more accurately, psychology) is the
detailed study of “the passions and perturbations of the mind”—that is,
how minds are “moved” by desire, aversion, appetite, fear, anger, and
envy. And civil philosophy deals with the concerted actions of people in
a commonwealth—how, in detail, the wayward wills of human beings can be
constrained by power (i.e., force) to prevent civil disorder and
maintain peace.
Hobbes’s philosophy was a bold restatement of Greek atomistic
materialism, with applications to the realities of early modern politics
that would have seemed strange to its ancient authors. But there are
also elements in it that make it characteristically English. Hobbes’s
account of language led him to adopt nominalism and to deny the reality
of universals. Bacon’s general emphasis on experience also had its
analogue in Hobbes’s theory that all knowledge arises from sense
experiences, all of which are caused by the actions of physical bodies
on the sense organs. Empiricism has been a basic and recurrent feature
of British intellectual life, and its nominalist and sensationalist
roots were already clearly evident in both Bacon and Hobbes.

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Thomas Hobbes
English philosopher
born April 5, 1588, Westport, Wiltshire, Eng.
died Dec. 4, 1679, Hardwick Hall, Derbyshire
Main
English philosopher, scientist, and historian, best known
for his political philosophy, especially as articulated in
his masterpiece Leviathan (1651). Hobbes viewed government
primarily as a device for ensuring collective security.
Political authority is justified by a hypothetical social
contract among the many that vests in a sovereign person or
entity the responsibility for the safety and well-being of
all. In metaphysics, Hobbes defended materialism, the view
that only material things are real. His scientific writings
present all observed phenomena as the effects of matter in
motion. Hobbes was not only a scientist in his own right but
a great systematizer of the scientific findings of his
contemporaries, including Galileo and Johannes Kepler. His
enduring contribution is as a political philosopher who
justified wide-ranging government powers on the basis of the
self-interested consent of citizens.
Early life
Hobbes’s father was a quick-tempered vicar of a small
Wiltshire parish church. Disgraced after engaging in a brawl
at his own church door, he disappeared and abandoned his
three children to the care of his brother, a well-to-do
glover in Malmesbury. When he was four years old, Hobbes was
sent to school at Westport, then to a private school, and
finally, at 15, to Magdalen Hall in the University of
Oxford, where he took a traditional arts degree and in his
spare time developed an interest in maps.
For nearly the whole of his adult life, Hobbes worked for
different branches of the wealthy and aristocratic Cavendish
family. Upon taking his degree at Oxford in 1608, he was
employed as page and tutor to the young William Cavendish,
afterward the second earl of Devonshire. Over the course of
many decades Hobbes served the family and their associates
as translator, traveling companion, keeper of accounts,
business representative, political adviser, and scientific
collaborator. Through his employment by William Cavendish,
the first earl of Devonshire, and his heirs, Hobbes became
connected with the royalist side in disputes between the
king and Parliament that continued until the 1640s and that
culminated in the English Civil Wars (1642–51). Hobbes also
worked for the marquess of Newcastle-upon-Tyne, a cousin of
William Cavendish, and Newcastle’s brother, Sir Charles
Cavendish. The latter was the centre of the “Wellbeck
Academy,” an informal network of scientists named for one of
the family houses at Wellbeck Abbey in Nottinghamshire.
Intellectual development
The two branches of the Cavendish family nourished Hobbes’s
enduring intellectual interests in politics and natural
science, respectively. Hobbes served the earls of Devonshire
intermittently until 1628; Newcastle and his brother
employed him in the following decade. He returned to the
Devonshires after the 1640s. Through both branches of the
Cavendish family, and through contacts he made in his own
right on the Continent as traveling companion to various
successors to the Devonshire title, Hobbes became a member
of several networks of intellectuals in England. Farther
afield, in Paris, he became acquainted with the circle of
scientists, theologians, and philosophers presided over by
the theologian Marin Mersenne. This circle included René
Descartes.
Hobbes was exposed to practical politics before he became
a student of political philosophy. The young William
Cavendish was a member of the 1614 and 1621 Parliaments, and
Hobbes would have followed his contributions to
parliamentary debates. Further exposure to politics came
through the commercial interests of the earls of Devonshire.
Hobbes attended many meetings of the governing body of the
Virginia Company, a trading company established by James I
to colonize parts of the eastern coast of North America, and
came into contact with powerful men there. (Hobbes himself
was given a small share in the company by his employer.) He
also confronted political issues through his connection with
figures who met at Great Tew; with them he debated not only
theological questions but also the issues of how the
Anglican church should be led and organized and how its
authority should be related to that of any English civil
government.
In the late 1630s Parliament and the king were in
conflict over how far normal kingly powers could be exceeded
in exceptional circumstances, especially in regard to
raising money for armies. In 1640 Hobbes wrote a treatise
defending King Charles I’s own wide interpretation of his
prerogatives. Royalist members of Parliament used arguments
from Hobbes’s treatise in debates, and the treatise itself
circulated in manuscript form. The Elements of Law, Natural
and Politic (written in 1640, published in a misedited
unauthorized version in 1650) was Hobbes’s first work of
political philosophy, though he did not intend it for
publication as a book.
The development of Hobbes the scientist began in his
middle age. He was not trained in mathematics or the
sciences at Oxford, and his Wiltshire schooling was
strongest in classical languages. His interest in motion and
its effects was stimulated mainly through his conversation
and reading on the Continent, as well as through his
association with the scientifically and mathematically
minded Wellbeck Cavendishes. In 1629 or 1630 Hobbes was
supposedly charmed by Euclid’s method of demonstrating
theorems in the Elements. According to a contemporary
biographer, he came upon a volume of Euclid in a gentleman’s
study and fell in love with geometry. Later, perhaps in the
mid-1630s, he had gained enough sophistication to pursue
independent research in optics, a subject he later claimed
to have pioneered. Within the Wellbeck Academy, he exchanged
views with other people interested in the subject. And as a
member of Mersenne’s circle in Paris after 1640, he was
taken seriously as a theorist not only of ethics and
politics but of optics and ballistics. Indeed, he was even
credited with competence in mathematics by some very able
French mathematicians, including Gilles Personne de
Roberval.
Self-taught in the sciences and an innovator at least in
optics, Hobbes also regarded himself as a teacher or
transmitter of sciences developed by others. In this
connection he had in mind sciences that, like his own
optics, traced observed phenomena to principles about the
sizes, shapes, positions, speeds, and paths of parts of
matter. His great trilogy—De Corpore (1655; “Concerning
Body”), De Homine (1658; “Concerning Man”), and De Cive
(1642; “Concerning the Citizen”)—was his attempt to arrange
the various pieces of natural science, as well as psychology
and politics, into a hierarchy, ranging from the most
general and fundamental to the most specific. Although
logically constituting the last part of his system, De Cive
was published first, because political turmoil in England
made its message particularly timely and because its
doctrine was intelligible both with and without
natural-scientific preliminaries. De Corpore and De Homine
incorporated the findings of, among others, Galileo on the
motions of terrestrial bodies, Kepler on astronomy, William
Harvey on the circulation of the blood, and Hobbes himself
on optics. The science of politics contained in De Cive was
substantially anticipated in Part II of The Elements of Law
and further developed in Leviathan; or, The Matter, Form,
and Power of a Commonwealth, Ecclesiastical and Civil
(1651), the last—and in the English-speaking world the most
famous—formulation of Hobbes’s political philosophy (see
below Hobbes’s system).
Exile in Paris
When strife became acute in 1640, Hobbes feared for his
safety. Shortly after completing The Elements of Law, he
fled to Paris, where he rejoined Mersenne’s circle and made
contact with other exiles from England. He would remain in
Paris for more than a decade, working on optics and on De
Cive, De Corpore, and Leviathan. In 1646 the young prince of
Wales, later to become Charles II, sought refuge in Paris,
and Hobbes accepted an invitation to instruct him in
mathematics.
Political philosophy
Hobbes presented his political philosophy in different forms
for different audiences. De Cive states his theory in what
he regarded as its most scientific form. Unlike The Elements
of Law, which was composed in English for English
parliamentarians—and which was written with local political
challenges to Charles I in mind—De Cive was a Latin work for
an audience of Continental savants who were interested in
the “new” science—that is, the sort of science that did not
appeal to the authority of the ancients but approached
various problems with fresh principles of explanation.
De Cive’s break from the ancient authority par
excellence—Aristotle—could not have been more loudly
advertised. After only a few paragraphs, Hobbes rejects one
of the most famous theses of Aristotle’s politics, namely
that human beings are naturally suited to life in a polis
and do not fully realize their natures until they exercise
the role of citizen. Hobbes turns Aristotle’s claim on its
head: human beings, he insists, are by nature unsuited to
political life. They naturally denigrate and compete with
each other, are very easily swayed by the rhetoric of
ambitious men, and think much more highly of themselves than
of other people. In short, their passions magnify the value
they place on their own interests, especially their
near-term interests. At the same time, most people, in
pursuing their own interests, do not have the ability to
prevail over competitors. Nor can they appeal to some
natural common standard of behaviour that everyone will feel
obliged to abide by. There is no natural self-restraint,
even when human beings are moderate in their appetites, for
a ruthless and bloodthirsty few can make even the moderate
feel forced to take violent preemptive action in order to
avoid losing everything. The self-restraint even of the
moderate, then, easily turns into aggression. In other
words, no human being is above aggression and the anarchy
that goes with it.
War comes more naturally to human beings than political
order. Indeed, political order is possible only when human
beings abandon their natural condition of judging and
pursuing what seems best to each and delegate this judgment
to someone else. This delegation is effected when the many
contract together to submit to a sovereign in return for
physical safety and a modicum of well-being. Each of the
many in effect says to the other: “I transfer my right of
governing myself to X (the sovereign) if you do too.” And
the transfer is collectively entered into only on the
understanding that it makes one less of a target of attack
or dispossession than one would be in one’s natural state.
Although Hobbes did not assume that there was ever a real
historical event in which a mutual promise was made to
delegate self-government to a sovereign, he claimed that the
best way to understand the state was to conceive of it as
having resulted from such an agreement.
In Hobbes’s social contract, the many trade liberty for
safety. Liberty, with its standing invitation to local
conflict and finally all-out war—a “war of every man against
every man”—is overvalued in traditional political philosophy
and popular opinion, according to Hobbes; it is better for
people to transfer the right of governing themselves to the
sovereign. Once transferred, however, this right of
government is absolute, unless the many feel that their
lives are threatened by submission. The sovereign determines
who owns what, who will hold which public offices, how the
economy will be regulated, what acts will be crimes, and
what punishments criminals should receive. The sovereign is
the supreme commander of the army, supreme interpreter of
law, and supreme interpreter of scripture, with authority
over any national church. It is unjust—a case of reneging on
what one has agreed—for any subject to take issue with these
arrangements, for, in the act of creating the state or by
receiving its protection, one agrees to leave judgments
about the means of collective well-being and security to the
sovereign. The sovereign’s laws and decrees and appointments
to public office may be unpopular; they may even be wrong.
But unless the sovereign fails so utterly that subjects feel
that their condition would be no worse in the free-for-all
outside the state, it is better for the subjects to endure
the sovereign’s rule.
It is better both prudentially and morally. Because no
one can prudently welcome a greater risk of death, no one
can prudently prefer total liberty to submission. Total
liberty invites war, and submission is the best insurance
against war. Morality too supports this conclusion, for,
according to Hobbes, all the moral precepts enjoining
virtuous behaviour can be understood as derivable from the
fundamental moral precept that one should seek peace—that is
to say, freedom from war—if it is safe to do so. Without
peace, he observed, man lives in “continual fear, and danger
of violent death,” and what life he has is “solitary, poor,
nasty, brutish, and short.” What Hobbes calls the “laws of
nature,” the system of moral rules by which everyone is
bound, cannot be safely complied with outside the state, for
the total liberty that people have outside the state
includes the liberty to flout the moral requirements if
one’s survival seems to depend on it.
The sovereign is not a party to the social contract; he
receives the obedience of the many as a free gift in their
hope that he will see to their safety. The sovereign makes
no promises to the many in order to win their submission.
Indeed, because he does not transfer his right of
self-government to anyone, he retains the total liberty that
his subjects trade for safety. He is not bound by law,
including his own laws. Nor does he do anything unjustly if
he makes decisions about his subjects’s safety and
well-being that they do not like.
Although the sovereign is in a position to judge the
means of survival and well-being for the many more
dispassionately than they are able to do themselves, he is
not immune to self-interested passions. Hobbes realizes that
the sovereign may behave iniquitously. He insists that it is
very imprudent for a sovereign to act so iniquitously that
he disappoints his subjects’s expectation of safety and
makes them feel insecure. Subjects who are in fear of their
lives lose their obligations to obey and, with that, deprive
the sovereign of his power. Reduced to the status of one
among many by the defection of his subjects, the unseated
sovereign is likely to feel the wrath of those who submitted
to him in vain.
Hobbes’s masterpiece, Leviathan (1651), does not
significantly depart from the view of De Cive concerning the
relation between protection and obedience, but it devotes
much more attention to the civil obligations of Christian
believers and the proper and improper roles of a church
within a state. Hobbes argues that believers do not endanger
their prospects of salvation by obeying a sovereign’s
decrees to the letter, and he maintains that churches do not
have any authority that is not granted by the civil
sovereign.
Hobbes’s political views exerted a discernible influence
on his work in other fields, including historiography and
legal theory. His political philosophy is chiefly concerned
with the way in which government must be organized in order
to avoid civil war. It therefore encompasses a view of the
typical causes of civil war, all of which are represented in
Behemoth; or, The Long Parliament (1679), his history of the
English Civil Wars. Hobbes produced the first English
translation of Thucydides’ History of the Pelopponesian War,
which he thought contained important lessons for his
contemporaries regarding the excesses of democracy, the
worst kind of dilution of sovereign authority, in his view.
Hobbes’s works on church history and the history of
philosophy also strongly reflect his politics. He was firmly
against the separation of government powers, either between
branches of government or between church and state. His
ecclesiastical history emphasizes the way in which
power-hungry priests and popes threatened legitimate civil
authority. His history of philosophy is mostly concerned
with how metaphysics was used as a means of keeping people
under the sway of Roman Catholicism at the expense of
obedience to a civil authority. His theory of law develops a
similar theme regarding the threats to a supreme civil power
posed by common law and the multiplication of authoritative
legal interpreters.
Return to England
There are signs that Hobbes intended Leviathan to be read by
a monarch, who would be able to take the rules of statecraft
from it. A specially bound copy was given to Prince Charles
while he was in exile in Paris. Unfortunately, Hobbes’s
suggestion in Leviathan that a subject had the right to
abandon a ruler who could no longer protect him gave serious
offense to the prince’s advisers. Barred from the exiled
court and under suspicion by the French authorities for his
attack on the papacy (see below), Hobbes found his position
in Paris becoming daily more intolerable. At the end of
1651, at about the time that Leviathan was published, he
returned to England and made his peace with the new regime
of Oliver Cromwell. Hobbes submitted to that authority for a
long time before the monarchy was restored in 1660.
From the time of the Restoration in 1660, Hobbes enjoyed
a new prominence. Charles II received Hobbes again into
favour. Although Hobbes’s presence at court scandalized the
bishops and the chancellor, the king relished his wit. He
even granted Hobbes a pension of £100 a year and had his
portrait hung in the royal closet. It was not until 1666,
when the House of Commons prepared a bill against atheism
and profaneness, that Hobbes felt seriously endangered, for
the committee to which the bill was referred was instructed
to investigate Leviathan. Hobbes, then verging upon 80,
burned such of his papers as he thought might compromise
him.
Optics
Hobbes’s most significant contributions to natural science
were in the field of optics. An optical theory in his day
was expected to pronounce on the nature of light, on the
transmission of light from the Sun to the Earth, on
reflection and refraction, and on the workings of optical
instruments such as mirrors and lenses. Hobbes took up these
topics in several relatively short treatises and in
correspondence, including with Descartes on the latter’s
Dioptrics (1637). The most polished of Hobbes’s optical
works was A Minute or First Draught of the Optiques (1646).
In its mature form, Hobbes’s optical theory held that the
dilations and contractions of an original light source, such
as the Sun, are transmitted by contact with a uniform,
pervading ethereal medium, which in turn stimulates the eye
and the nerves connected to it, eventually resulting in a
“phantasm,” or sense-image, in the brain. In Hobbes’s
theory, the qualities of a sense-image do not need to be
explained in terms of the qualities of a perceived object.
Instead, motion and matter—the motion of a light source, the
disturbance of a physical nervous system, and sensory
membranes—are all that have to be invoked. In contrast,
traditional optics—optics as developed within Aristotle’s
framework—had held that seeing the colour of something—the
redness of a strawberry, for example—was a matter of
reproducing the “form” of the colour in the sense organs;
the form is then abstracted from the sense organs by the
mind. “Sensible forms,” the characteristic properties
transmitted by objects to the senses in the act of
perception, were entirely dispensed with in Hobbes’s optics.
Hobbes’s system
Theories that trace all observed effects to matter and
motion are called mechanical. Hobbes was thus a mechanical
materialist: He held that nothing but material things are
real, and he thought that the subject matter of all the
natural sciences consists of the motions of material things
at different levels of generality. Geometry considers the
effects of the motions of points, lines, and solids; pure
mechanics deals with the motions of three-dimensional bodies
in a full space, or plenum; physics deals with the motions
of the parts of inanimate bodies insofar as they contribute
to observed phenomena; and psychology deals with the effects
of the internal motions of animate bodies on behaviour. The
system of the natural sciences described in Hobbes’s trilogy
represents his understanding of the materialist principles
on which all science is based.
The fact that Hobbes included politics as well as
psychology within his system, however, has tended to
overshadow his insistence on the autonomy of political
understanding from natural-scientific understanding.
According to Hobbes, politics does not need to be understood
in terms of the motions of material things (although,
ultimately, it can be); a certain kind of widely available
self-knowledge is evidence enough of the human propensity to
war. Although Hobbes is routinely read as having discerned
the “laws of motion” for both human beings and human
societies, the most that can plausibly be claimed is that he
based his political philosophy on psychological principles
that he thought could be illuminated by general laws of
motion.
Last years and influence
Although he was impugned by enemies at home, no Englishman
of the day stood in such high repute abroad as Hobbes, and
distinguished foreigners who visited England were always
eager to pay their respects to the old man, whose vigour and
freshness of intellect remained unquenched. In his last
years Hobbes amused himself by returning to the classical
studies of his youth. The autobiography in Latin verse with
its playful humour, occasional pathos, and sublime
self-complacency was brought forth at the age of 84. In 1675
he produced a translation of the Odyssey in rugged English
rhymes, with a lively preface, “Concerning the Virtues of an
Heroic Poem.” A translation of the Iliad appeared in the
following year. As late as four months before his death, he
was promising his publisher “somewhat to print in English.”
Hobbes’s importance lies not only in his political
philosophy but also in his contribution to the development
of an anti-Aristotelian and thoroughly materialist
conception of natural science. His political philosophy
influenced not only successors who adopted the
social-contract framework—John Locke, Jean-Jacques Rousseau,
and Immanuel Kant, for example—but also less directly those
theorists who connected moral and political decision making
in rational human beings to considerations of self-interest
broadly understood. The materialist bent of Hobbes’s
metaphysics is also much in keeping with contemporary
Anglo-American, or analytic, metaphysics, which tends to
recognize as real only those entities that physics in
particular or natural science in general presupposes.
Tom Sorell
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Modern philosophy » The rise of empiricism and rationalism » The
rationalism of Descartes
The dominant philosophy of the last half of the 17th century was that of
René Descartes. A crucial figure in the history of philosophy, Descartes
combined (however unconsciously or even unwillingly) the influences of
the past into a synthesis that was striking in its originality and yet
congenial to the scientific temper of the age. In the minds of all later
historians, he counts as the progenitor of the modern spirit of
philosophy.
From the past there seeped into the Cartesian synthesis doctrines
about God from Anselm and Aquinas, a theory of the will from Augustine,
a deep sympathy with the Stoicism of the Romans, and a skeptical method
taken indirectly from Pyrrho and Sextus Empiricus. But Descartes was
also a great mathematician—he invented analytic geometry—and the author
of many important physical and anatomical experiments. He knew and
profoundly respected the work of Galileo; indeed, he withdrew from
publication his own cosmological treatise, The World, after Galileo’s
condemnation by the Inquisition in 1633.
Each of the maxims of Leonardo, which constitute the Renaissance
worldview, found its place in Descartes: empiricism in the physiological
researches described in the Discourse on Method (1637), a mechanistic
interpretation of the physical world and of human action in the
Principles of Philosophy (1644) and The Passions of the Soul (1649), and
a mathematical bias that dominates the theory of method in Rules for the
Direction of the Mind (1701) and the metaphysics of the Meditations on
the First Philosophy (1642). But it is the mathematical theme that
clearly predominates in Descartes’s philosophy.
Bacon and Descartes, the founders of modern empiricism and
rationalism, respectively, both subscribed to two pervasive tenets of
the Renaissance: an enormous enthusiasm for physical science and the
belief that knowledge means power—that the ultimate purpose of
theoretical science is to serve the practical needs of human beings.
In his Principles, Descartes defined philosophy as “the study of
wisdom” or “the perfect knowledge of all one can know.” Its chief
utility is “for the conduct of life” (morals), “the conservation of
health” (medicine), and “the invention of all the arts” (mechanics). He
expressed the relation of philosophy to practical endeavours in the
famous metaphor of the “tree”: the roots are metaphysics, the trunk is
physics, and the branches are morals, medicine, and mechanics. The
metaphor is revealing, for it indicates that for Descartes—as for Bacon
and Galileo—the most important part of the tree was the trunk. In other
words, Descartes busied himself with metaphysics only in order to
provide a firm foundation for physics. Thus, the Discourse on Method,
which provides a synoptic view of the Cartesian philosophy, shows it to
be not a metaphysics founded upon physics (as was the case with
Aristotle) but rather a physics founded upon metaphysics.
Descartes’s mathematical bias was reflected in his determination to
ground natural science not in sensation and probability (as did Bacon)
but in premises that could be known with absolute certainty. Thus his
metaphysics in essence consisted of three principles:
1. To employ the procedure of complete and systematic doubt to eliminate
every belief that does not pass the test of indubitability (skepticism).
2.
To accept no idea as certain that is not clear, distinct, and free of
contradiction (mathematicism).
3.
To found all knowledge upon the bedrock certainty of self-consciousness,
so that “I think, therefore I am” becomes the only innate idea
unshakable by doubt (subjectivism).
From the indubitability of the self, Descartes inferred the existence
of a perfect God; and, from the fact that a perfect being is incapable
of falsification or deception, he concluded that the ideas about the
physical world that God has implanted in human beings must be true. The
achievement of certainty about the natural world was thus guaranteed by
the perfection of God and by the “clear and distinct” ideas that are his
gift.
Cartesian metaphysics is the fountainhead of rationalism in modern
philosophy, for it suggests that the mathematical criteria of clarity,
distinctness, and logical consistency are the ultimate test of
meaningfulness and truth. This stance is profoundly antiempirical.
Bacon, who remarked that “reasoners resemble spiders who make cobwebs
out of their own substance,” might well have said the same of Descartes,
for the Cartesian self is just such a substance. Yet for Descartes the
understanding is vastly superior to the senses, and only reason can
ultimately decide what constitutes truth in science.
Cartesianism dominated the intellectual life of continental Europe
until the end of the 17th century. It was a fashionable philosophy,
appealing to learned gentlemen and highborn ladies alike, and it was one
of the few philosophical alternatives to the Scholasticism still being
taught in the universities. Precisely for this reason it constituted a
serious threat to established religious authority. In 1663 the Roman
Catholic Church placed Descartes’s works on the Index Librorum
Prohibitorum (“Index of Forbidden Books”), and the University of Oxford
forbade the teaching of his doctrines. Only in the liberal Dutch
universities, such as those of Groningen and Utrecht, did Cartesianism
make serious headway.
Certain features of Cartesian philosophy made it an important
starting point for subsequent philosophical speculation. As a kind of
meeting point for medieval and modern worldviews, it accepted the
doctrines of Renaissance science while attempting to ground them
metaphysically in medieval notions of God and the human mind. Thus, a
certain dualism between God the Creator and the mechanistic world of his
creation, between mind as a spiritual principle and matter as mere
spatial extension, was inherent in the Cartesian position. An entire
generation of Cartesians—among them Arnold Geulincx, Nicolas
Malebranche, and Pierre Bayle—wrestled with the resulting problem of how
interaction between two such radically different entities is possible.

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René Descartes
French mathematician and philosopher
born March 31, 1596, La Haye, Touraine, France
died February 11, 1650, Stockholm, Sweden
Main
French mathematician, scientist, and philosopher. Because he
was one of the first to abandon scholastic Aristotelianism,
because he formulated the first modern version of mind-body
dualism, from which stems the mind-body problem, and because
he promoted the development of a new science grounded in
observation and experiment, he has been called the father of
modern philosophy. Applying an original system of methodical
doubt, he dismissed apparent knowledge derived from
authority, the senses, and reason and erected new epistemic
foundations on the basis of the intuition that, when he is
thinking, he exists; this he expressed in the dictum “I
think, therefore I am” (best known in its Latin formulation,
“Cogito, ergo sum,” though originally written in French, “Je
pense, donc je suis”). He developed a metaphysical dualism
that distinguishes radically between mind, the essence of
which is thinking, and matter, the essence of which is
extension in three dimensions. Descartes’s metaphysics is
rationalist, based on the postulation of innate ideas of
mind, matter, and God, but his physics and physiology, based
on sensory experience, are mechanistic and empiricist.
Early life and education
Although Descartes’s birthplace, La Haye (now Descartes),
France, is in Touraine, his family connections lie south,
across the Creuse River in Poitou, where his father,
Joachim, owned farms and houses in Châtellerault and
Poitiers. Because Joachim was a councillor in the Parlement
of Brittany in Rennes, Descartes inherited a modest rank of
nobility. Descartes’s mother died when he was one year old.
His father remarried in Rennes, leaving him in La Haye to be
raised first by his maternal grandmother and then by his
great-uncle in Châtellerault. Although the Descartes family
was Roman Catholic, the Poitou region was controlled by the
Protestant Huguenots, and Châtellerault, a Protestant
stronghold, was the site of negotiations over the Edict of
Nantes (1598), which gave Protestants freedom of worship in
France following the intermittent Wars of Religion between
Protestant and Catholic forces in France. Descartes returned
to Poitou regularly until 1628.
In 1606 Descartes was sent to the Jesuit college at La
Flèche, established in 1604 by Henry IV (reigned 1589–1610).
At La Flèche, 1,200 young men were trained for careers in
military engineering, the judiciary, and government
administration. In addition to classical studies, science,
mathematics, and metaphysics—Aristotle was taught from
scholastic commentaries—they studied acting, music, poetry,
dancing, riding, and fencing. In 1610 Descartes participated
in an imposing ceremony in which the heart of Henry IV,
whose assassination that year had destroyed the hope of
religious tolerance in France and Germany, was placed in the
cathedral at La Flèche.
In 1614 Descartes went to Poitiers, where he took a law
degree in 1616. At this time, Huguenot Poitiers was in
virtual revolt against the young King Louis XIII (reigned
1610–43). Descartes’s father probably expected him to enter
Parlement, but the minimum age for doing so was 27, and
Descartes was only 20. In 1618 he went to Breda in the
Netherlands, where he spent 15 months as an informal student
of mathematics and military architecture in the peacetime
army of the Protestant stadholder, Prince Maurice (ruled
1585–1625). In Breda, Descartes was encouraged in his
studies of science and mathematics by the physicist Isaac
Beeckman (1588–1637), for whom he wrote the Compendium of
Music (written 1618, published 1650), his first surviving
work.
Descartes spent the period 1619 to 1628 traveling in
northern and southern Europe, where, as he later explained,
he studied “the book of the world.” While in Bohemia in
1619, he invented analytic geometry, a method of solving
geometric problems algebraically and algebraic problems
geometrically. He also devised a universal method of
deductive reasoning, based on mathematics, that is
applicable to all the sciences. This method, which he later
formulated in Discourse on Method (1637) and Rules for the
Direction of the Mind (written by 1628 but not published
until 1701), consists of four rules: (1) accept nothing as
true that is not self-evident, (2) divide problems into
their simplest parts, (3) solve problems by proceeding from
simple to complex, and (4) recheck the reasoning. These
rules are a direct application of mathematical procedures.
In addition, Descartes insisted that all key notions and the
limits of each problem must be clearly defined.
Descartes also investigated reports of esoteric
knowledge, such as the claims of the practitioners of
theosophy to be able to command nature. Although
disappointed with the followers of the Catalan mystic Ramon
Llull (1232/33–1315/16) and the German alchemist Heinrich
Cornelius Agrippa von Nettesheim (1486–1535), he was
impressed by the German mathematician Johann Faulhaber
(1580–1635), a member of the mystical society of the
Rosicrucians.
Descartes shared a number of Rosicrucian goals and
habits. Like the Rosicrucians, he lived alone and in
seclusion, changed his residence often (during his 22 years
in the Netherlands, he lived in 18 different places),
practiced medicine without charge, attempted to increase
human longevity, and took an optimistic view of the capacity
of science to improve the human condition. At the end of his
life, he left a chest of personal papers (none of which has
survived) with a Rosicrucian physician—his close friend
Corneille van Hogelande, who handled his affairs in the
Netherlands. Despite these affinities, Descartes rejected
the Rosicrucians’ magical and mystical beliefs. For him,
this period was a time of hope for a revolution in science.
The English philosopher Francis Bacon (1561–1626), in
Advancement of Learning (1605), had earlier proposed a new
science of observation and experiment to replace the
traditional Aristotelian science, as Descartes himself did
later.
In 1622 Descartes moved to Paris. There he gambled, rode,
fenced, and went to the court, concerts, and the theatre.
Among his friends were the poets Jean-Louis Guez de Balzac
(1597–1654), who dedicated his Le Socrate chrétien (1652;
“Christian Socrates”) to Descartes, and Théophile de Viau
(1590–1626), who was burned in effigy and imprisoned in 1623
for writing verses mocking religious themes. Descartes also
befriended the mathematician Claude Mydorge (1585–1647) and
Father Marin Mersenne (1588–1648), a man of universal
learning who corresponded with hundreds of scholars,
writers, mathematicians, and scientists and who became
Descartes’s main contact with the larger intellectual world.
During this time Descartes regularly hid from his friends to
work, writing treatises, now lost, on fencing and metals. He
acquired a considerable reputation long before he published
anything.
At a talk in 1628, Descartes denied the alchemist
Chandoux’s claim that probabilities are as good as
certainties in science and demonstrated his own method for
attaining certainty. The Cardinal Pierre de Bérulle
(1575–1629)—who had founded the Oratorian teaching
congregation in 1611 as a rival to the Jesuits—was present
at the talk. Many commentators speculate that Bérulle urged
Descartes to write a metaphysics based on the philosophy of
St. Augustine as a replacement for Jesuit teaching. Be that
as it may, within weeks Descartes left for the Netherlands,
which was Protestant, and—taking great precautions to
conceal his address—did not return to France for 16 years.
Some scholars claim that Descartes adopted Bérulle as
director of his conscience, but this is unlikely, given
Descartes’s background and beliefs (he came from a Huguenot
province, he was not a Catholic enthusiast, he had been
accused of being a Rosicrucian, and he advocated religious
tolerance and championed the use of reason).
Residence in the Netherlands
Descartes said that he went to the Netherlands to enjoy a
greater liberty than was available anywhere else and to
avoid the distractions of Paris and friends so that he could
have the leisure and solitude to think. (He had inherited
enough money and property to live independently.) The
Netherlands was a haven of tolerance, where Descartes could
be an original, independent thinker without fear of being
burned at the stake—as was the Italian philosopher Lucilio
Vanini (1585–1619) for proposing natural explanations of
miracles—or being drafted into the armies then prosecuting
the Catholic Counter-Reformation. In France, by contrast,
religious intolerance was mounting. The Jews were expelled
in 1615, and the last Protestant stronghold, La Rochelle,
was crushed—with Bérulle’s participation—only weeks before
Descartes’s departure. In 1624 the French Parlement passed a
decree forbidding criticism of Aristotle on pain of death.
Although Mersenne and the philosopher Pierre Gassendi
(1592–1655) did publish attacks on Aristotle without
suffering persecution (they were, after all, Catholic
priests), those judged to be heretics continued to be
burned, and laymen lacked church protection. In addition,
Descartes may have felt jeopardized by his friendship with
intellectual libertines such as Father Claude Picot (d.
1668), a bon vivant known as “the Atheist Priest,” with whom
he entrusted his financial affairs in France.
In 1629 Descartes went to the university at Franeker,
where he stayed with a Catholic family and wrote the first
draft of his Meditations. He matriculated at the University
of Leiden in 1630. In 1631 he visited Denmark with the
physician and alchemist Étienne de Villebressieu, who
invented siege engines, a portable bridge, and a two-wheeled
stretcher. The physician Henri Regius (1598–1679), who
taught Descartes’s views at the University of Utrecht in
1639, involved Descartes in a fierce controversy with the
Calvinist theologian Gisbertus Voetius (1589–1676) that
continued for the rest of Descartes’s life. In his Letter to
Voetius of 1648, Descartes made a plea for religious
tolerance and the rights of man. Claiming to write not only
for Christians but also for Turks—meaning Muslims,
libertines, infidels, deists, and atheists—he argued that,
because Protestants and Catholics worship the same God, both
can hope for heaven. When the controversy became intense,
however, Descartes sought the protection of the French
ambassador and of his friend Constantijn Huygens
(1596–1687), secretary to the stadholder Prince Frederick
Henry (ruled 1625–47).
In 1635 Descartes’s daughter Francine was born to Helena
Jans and was baptized in the Reformed Church in Deventer.
Although Francine is typically referred to by commentators
as Descartes’s “illegitimate” daughter, her baptism is
recorded in a register for legitimate births. Her death of
scarlet fever at the age of five was the greatest sorrow of
Descartes’s life. Referring to her death, Descartes said
that he did not believe that one must refrain from tears to
prove oneself a man.
The World and Discourse on Method
In 1633, just as he was about to publish The World (1664),
Descartes learned that the Italian astronomer Galileo
Galilei (1564–1642) had been condemned in Rome for
publishing the view that the Earth revolves around the Sun.
Because this Copernican position is central to his cosmology
and physics, Descartes suppressed The World, hoping that
eventually the church would retract its condemnation.
Although Descartes feared the church, he also hoped that his
physics would one day replace that of Aristotle in church
doctrine and be taught in Catholic schools.
Descartes’s Discourse on Method (1637) is one of the
first important modern philosophical works not written in
Latin. Descartes said that he wrote in French so that all
who had good sense, including women, could read his work and
learn to think for themselves. He believed that everyone
could tell true from false by the natural light of reason.
In three essays accompanying the Discourse, he illustrated
his method for utilizing reason in the search for truth in
the sciences: in Dioptrics he derived the law of refraction,
in Meteorology he explained the rainbow, and in Geometry he
gave an exposition of his analytic geometry. He also
perfected the system invented by François Viète for
representing known numerical quantities with a, b, c, … ,
unknowns with x, y, z, … , and squares, cubes, and other
powers with numerical superscripts, as in x2, x3, … , which
made algebraic calculations much easier than they had been
before.
In the Discourse he also provided a provisional moral
code (later presented as final) for use while seeking truth:
(1) obey local customs and laws, (2) make decisions on the
best evidence and then stick to them firmly as though they
were certain, (3) change desires rather than the world, and
(4) always seek truth. This code exhibits Descartes’s
prudential conservatism, decisiveness, stoicism, and
dedication. The Discourse and other works illustrate
Descartes’s conception of knowledge as being like a tree in
its interconnectedness and in the grounding provided to
higher forms of knowledge by lower or more fundamental ones.
Thus, for Descartes, metaphysics corresponds to the roots of
the tree, physics to the trunk, and medicine, mechanics, and
morals to the branches.
Meditations
In 1641 Descartes published the Meditations on First
Philosophy, in Which Is Proved the Existence of God and the
Immortality of the Soul. Written in Latin and dedicated to
the Jesuit professors at the Sorbonne in Paris, the work
includes critical responses by several eminent
thinkers—collected by Mersenne from the Jansenist
philosopher and theologian Antoine Arnauld (1612–94), the
English philosopher Thomas Hobbes (1588–1679), and the
Epicurean atomist Pierre Gassendi (1592–1655)—as well as
Descartes’s replies. The second edition (1642) includes a
response by the Jesuit priest Pierre Bourdin (1595–1653),
who Descartes said was a fool. These objections and replies
constitute a landmark of cooperative discussion in
philosophy and science at a time when dogmatism was the
rule.
The Meditations is characterized by Descartes’s use of
methodic doubt, a systematic procedure of rejecting as
though false all types of belief in which one has ever been,
or could ever be, deceived. His arguments derive from the
skepticism of the Greek philosopher Sextus Empiricus (fl.
3rd century ad) as reflected in the work of the essayist
Michel de Montaigne (1533–92) and the Catholic theologian
Pierre Charron (1541–1603). Thus, Descartes’s apparent
knowledge based on authority is set aside, because even
experts are sometimes wrong. His beliefs from sensory
experience are declared untrustworthy, because such
experience is sometimes misleading, as when a square tower
appears round from a distance. Even his beliefs about the
objects in his immediate vicinity may be mistaken, because,
as he notes, he often has dreams about objects that do not
exist, and he has no way of knowing with certainty whether
he is dreaming or awake. Finally, his apparent knowledge of
simple and general truths of reasoning that do not depend on
sense experience—such as “2 + 3 = 5” or “a square has four
sides”—is also unreliable, because God could have made him
in such a way that, for example, he goes wrong every time he
counts. As a way of summarizing the universal doubt into
which he has fallen, Descartes supposes that an “evil genius
of the utmost power and cunning has employed all his
energies in order to deceive me.”
Although at this stage there is seemingly no belief about
which he cannot entertain doubt, Descartes finds certainty
in the intuition that, when he is thinking—even if he is
being deceived—he must exist. In the Discourse, Descartes
expresses this intuition in the dictum “I think, therefore I
am”; but because “therefore” suggests that the intuition is
an argument—though it is not—in the Meditations he says
merely, “I think, I am” (“Cogito, sum”). The cogito is a
logically self-evident truth that also gives intuitively
certain knowledge of a particular thing’s existence—that is,
one’s self. Nevertheless, it justifies accepting as certain
only the existence of the person who thinks it. If all one
ever knew for certain was that one exists, and if one
adhered to Descartes’s method of doubting all that is
uncertain, then one would be reduced to solipsism, the view
that nothing exists but one’s self and thoughts. To escape
solipsism, Descartes argues that all ideas that are as
“clear and distinct” as the cogito must be true, for, if
they were not, the cogito also, as a member of the class of
clear and distinct ideas, could be doubted. Since “I think,
I am” cannot be doubted, all clear and distinct ideas must
be true.
On the basis of clear and distinct innate ideas,
Descartes then establishes that each mind is a mental
substance and each body a part of one material substance.
The mind or soul is immortal, because it is unextended and
cannot be broken into parts, as can extended bodies.
Descartes also advances a proof for the existence of God. He
begins with the proposition that he has an innate idea of
God as a perfect being and then concludes that God
necessarily exists, because, if he did not, he would not be
perfect. This ontological argument for God’s existence,
originally due to the English logician St. Anselm of
Canterbury (1033/34–1109), is at the heart of Descartes’s
rationalism, for it establishes certain knowledge about an
existing thing solely on the basis of reasoning from innate
ideas, with no help from sensory experience. Descartes then
argues that, because God is perfect, he does not deceive
human beings; and therefore, because God leads us to believe
that the material world exists, it does exist. In this way
Descartes claims to establish metaphysical foundations for
the existence of his own mind, of God, and of the material
world.
The inherent circularity of Descartes’s reasoning was
exposed by Arnauld, whose objection has come to be known as
the Cartesian Circle. According to Descartes, God’s
existence is established by the fact that Descartes has a
clear and distinct idea of God; but the truth of Descartes’s
clear and distinct ideas are guaranteed by the fact that God
exists and is not a deceiver. Thus, in order to show that
God exists, Descartes must assume that God exists.
Physics, physiology, and morals
Descartes’s general goal was to help human beings master and
possess nature. He provided understanding of the trunk of
the tree of knowledge in The World, Dioptrics, Meteorology,
and Geometry, and he established its metaphysical roots in
the Meditations. He then spent the rest of his life working
on the branches of mechanics, medicine, and morals.
Mechanics is the basis of his physiology and medicine, which
in turn is the basis of his moral psychology. Descartes
believed that all material bodies, including the human body,
are machines that operate by mechanical principles. In his
physiological studies, he dissected animal bodies to show
how their parts move. He argued that, because animals have
no souls, they do not think or feel; thus, vivisection,
which Descartes practiced, is permitted. He also described
the circulation of the blood but came to the erroneous
conclusion that heat in the heart expands the blood, causing
its expulsion into the veins. Descartes’s L’Homme, et un
traité de la formation du foetus (Man, and a Treatise on the
Formation of the Foetus) was published in 1664.
In 1644 Descartes published Principles of Philosophy, a
compilation of his physics and metaphysics. He dedicated
this work to Princess Elizabeth (1618–79), daughter of
Elizabeth Stuart, titular queen of Bohemia, in
correspondence with whom he developed his moral philosophy.
According to Descartes, a human being is a union of mind and
body, two radically dissimilar substances that interact in
the pineal gland. He reasoned that the pineal gland must be
the uniting point because it is the only nondouble organ in
the brain, and double reports, as from two eyes, must have
one place to merge. He argued that each action on a person’s
sense organs causes subtle matter to move through tubular
nerves to the pineal gland, causing it to vibrate
distinctively. These vibrations give rise to emotions and
passions and also cause the body to act. Bodily action is
thus the final outcome of a reflex arc that begins with
external stimuli—as, for example, when a soldier sees the
enemy, feels fear, and flees. The mind cannot change bodily
reactions directly—for example, it cannot will the body to
fight—but by altering mental attitudes, it can change the
pineal vibrations from those that cause fear and fleeing to
those that cause courage and fighting.
Descartes argued further that human beings can be
conditioned by experience to have specific emotional
responses. Descartes himself, for example, had been
conditioned to be attracted to cross-eyed women because he
had loved a cross-eyed playmate as a child. When he
remembered this fact, however, he was able to rid himself of
his passion. This insight is the basis of Descartes’s
defense of free will and of the mind’s ability to control
the body. Despite such arguments, in his Passions of the
Soul (1649), which he dedicated to Queen Christina of Sweden
(reigned 1644–54), Descartes holds that most bodily actions
are determined by external material causes.
Descartes’s morality is anti-Jansenist and anti-Calvinist
in that he maintains that the grace that is necessary for
salvation can be earned and that human beings are virtuous
and able to achieve salvation when they do their best to
find and act upon the truth. His optimism about the ability
of human reason and will to find truth and reach salvation
contrasts starkly with the pessimism of the Jansenist
apologist and mathematician Blaise Pascal (1623–62), who
believed that salvation comes only as a gift of God’s grace.
Descartes was correctly accused of holding the view of
Jacobus Arminius (1560–1609), an anti-Calvinist Dutch
theologian, that salvation depends on free will and good
works rather than on grace. Descartes also held that, unless
people believe in God and immortality, they will see no
reason to be moral.
Free will, according to Descartes, is the sign of God in
human nature, and human beings can be praised or blamed
according to their use of it. People are good, he believed,
only to the extent that they act freely for the good of
others; such generosity is the highest virtue. Descartes was
Epicurean in his assertion that human passions are good in
themselves. He was an extreme moral optimist in his belief
that understanding of the good is automatically followed by
a desire to do the good. Moreover, because passions are
“willings” according to Descartes, to want something is the
same as to will it. Descartes was also stoic, however, in
his admonition that, rather than change the world, human
beings should control their passions.
Although Descartes wrote no political philosophy, he
approved of the admonition of Seneca (c. 4 bc–ad 65) to
acquiesce in the common order of things. He rejected the
recommendation of Niccolò Machiavelli (1469–1527) to lie to
one’s friends, because friendship is sacred and life’s
greatest joy. Human beings cannot exist alone but must be
parts of social groups, such as nations and families, and it
is better to do good for the group than for oneself.
Descartes had been a puny child with a weak chest and was
not expected to live. He therefore watched his health
carefully, becoming a virtual vegetarian. In 1639 he bragged
that he had not been sick for 19 years and that he expected
to live to 100. He told Princess Elizabeth to think of life
as a comedy; bad thoughts cause bad dreams and bodily
disorders. Because there is always more good than evil in
life, he said, one can always be content, no matter how bad
things seem. Elizabeth, inextricably involved in messy court
and family affairs, was not consoled.
In his later years Descartes said that he had once hoped
to learn to prolong life to a century or more, but he then
saw that, to achieve that goal, the work of many generations
would be required; he himself had not even learned to
prevent a fever. Thus, he said, instead of continuing to
hope for long life, he had found an easier way, namely to
love life and not to fear death. It is easy, he claimed, for
a true philosopher to die tranquilly.
Final years and heritage
In 1644, 1647, and 1648, after 16 years in the Netherlands,
Descartes returned to France for brief visits on financial
business and to oversee the translation into French of the
Principles, the Meditations, and the Objections and Replies.
(The translators were, respectively, Picot, Charles
d’Albert, duke de Luynes, and Claude Clerselier.) In 1647 he
also met with Gassendi and Hobbes, and he suggested to
Pascal the famous experiment of taking a barometer up Mount
Puy-de-Dôme to determine the influence of the weight of the
air. Picot returned with Descartes to the Netherlands for
the winter of 1647–48. During Descartes’s final stay in
Paris in 1648, the French nobility revolted against the
crown in a series of wars known as the Fronde. Descartes
left precipitously on August 17, 1648, only days before the
death of his old friend Mersenne.
Clerselier’s brother-in-law, Hector Pierre Chanut, who
was French resident in Sweden and later ambassador, helped
to procure a pension for Descartes from Louis XIV, though it
was never paid. Later, Chanut engineered an invitation for
Descartes to the court of Queen Christina, who by the close
of the Thirty Years’ War (1618–48) had become one of the
most important and powerful monarchs in Europe. Descartes
went reluctantly, arriving early in October 1649. He may
have gone because he needed patronage; the Fronde seemed to
have destroyed his chances in Paris, and the Calvinist
theologians were harassing him in the Netherlands.
In Sweden—where, Descartes said, in winter men’s thoughts
freeze like the water—the 22-year-old Christina perversely
made the 53-year-old Descartes rise before 5:00 am to give
her philosophy lessons, even though she knew of his habit of
lying in bed until 11 o’clock in the morning. She also is
said to have ordered him to write the verses of a ballet,
The Birth of Peace (1649), to celebrate her role in the
Peace of Westphalia, which ended the Thirty Years’ War. The
verses in fact were not written by Descartes, though he did
write the statutes for a Swedish Academy of Arts and
Sciences. While delivering these statutes to the queen at
5:00 am on February 1, 1650, he caught a chill, and he soon
developed pneumonia. He died in Stockholm on February 11.
Many pious last words have been attributed to him, but the
most trustworthy report is that of his German valet, who
said that Descartes was in a coma and died without saying
anything at all.
Descartes’s papers came into the possession of Claude
Clerselier, a pious Catholic, who began the process of
turning Descartes into a saint by cutting, adding to, and
selectively publishing his letters. This cosmetic work
culminated in 1691 in the massive biography by Father Adrien
Baillet, who was at work on a 17-volume Lives of the Saints.
Even during Descartes’s lifetime there were questions about
whether he was a Catholic apologist, primarily concerned
with supporting Christian doctrine, or an atheist, concerned
only with protecting himself with pious sentiments while
establishing a deterministic, mechanistic, and materialistic
physics.
These questions remain difficult to answer, not least
because all the papers, letters, and manuscripts available
to Clerselier and Baillet are now lost. In 1667 the Roman
Catholic church made its own decision by putting Descartes’s
works on the Index Librorum Prohibitorum (Latin: “Index of
Prohibited Books”) on the very day his bones were
ceremoniously placed in Sainte-Geneviève-du-Mont in Paris.
During his lifetime, Protestant ministers in the Netherlands
called Descartes a Jesuit and a papist—which is to say an
atheist. He retorted that they were intolerant, ignorant
bigots. Up to about 1930, a majority of scholars, many of
whom were religious, believed that Descartes’s major
concerns were metaphysical and religious. By the late 20th
century, however, numerous commentators had come to believe
that Descartes was a Catholic in the same way he was a
Frenchman and a royalist—that is, by birth and by
convention.
Descartes himself said that good sense is destroyed when
one thinks too much of God. He once told a German protégée,
Anna Maria van Schurman (1607–78), who was known as a
painter and a poet, that she was wasting her intellect
studying Hebrew and theology. He also was perfectly aware
of—though he tried to conceal—the atheistic potential of his
materialist physics and physiology. Descartes seemed
indifferent to the emotional depths of religion. Whereas
Pascal trembled when he looked into the infinite universe
and perceived the puniness and misery of man, Descartes
exulted in the power of human reason to understand the
cosmos and to promote happiness, and he rejected the view
that human beings are essentially miserable and sinful. He
held that it is impertinent to pray to God to change things.
Instead, when we cannot change the world, we must change
ourselves.
Richard A. Watson
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Modern philosophy » The rise of empiricism and rationalism » The
rationalism of Spinoza and Leibniz
The tradition of Continental rationalism was carried on by two
philosophers of genius: the Dutch Jewish philosopher Benedict de Spinoza
(1632–77) and his younger contemporary Gottfried Wilhelm Leibniz (1646–1716), a Leipzig scholar and polymath. Whereas Bacon’s philosophy
had been a search for method in science and Descartes’s basic aim had
been the achievement of scientific certainty, Spinoza’s speculative
system was one of the most comprehensive of the early modern period. In
certain respects Spinoza had much in common with Hobbes: a mechanistic
worldview and even a political philosophy that sought political
stability in centralized power. Yet Spinoza introduced a conception of
philosophizing that was new to the Renaissance; philosophy became a
personal and moral quest for wisdom and the achievement of human
perfection.
Spinoza’s magnum opus, the Ethics, borrowed much from Descartes: the
goal of a rational understanding of principles, the terminology of
“substance” and “clear and distinct ideas,” and the expression of
philosophical knowledge in a complete deductive system using the
geometric model of the Elements of Euclid (flourished c. 300 bc).
Spinoza conceived of the universe pantheistically as a single infinite
substance, which he called “God,” with the dual attributes (or aspects)
of thought and extension. Extension is differentiated
into plural “modes,” or particular things, and the world as a whole
possesses the properties of a timeless logical system—a complex of
completely determined causes and effects. For Spinoza, the wisdom that
philosophy seeks is ultimately achieved when one perceives the universe
in its wholeness through the “intellectual love of God,” which merges
the finite individual with eternal unity and provides the mind with the
pure joy that is the final achievement of its search.
Whereas the basic elements of the Spinozistic worldview are given in
the Ethics, Leibniz’s philosophy must be pieced together from numerous
brief expositions, which seem to be mere philosophical interludes in an
otherwise busy life. But the philosophical form is deceptive. Leibniz
was a mathematician (he and Sir Isaac Newton independently invented the
infinitesimal calculus), a jurist (he codified the laws of Mainz), a
diplomat, a historian to royalty, and a court librarian in a princely
house. Yet he was also one of the most original philosophers of the
early modern period. His chief contributions were in the fields of
logic, in which he was a truly brilliant innovator, and metaphysics, in
which he provided a rationalist alternative to the philosophies of
Descartes and Spinoza. Leibniz conceived of logic as a mathematical
calculus. He was the first to distinguish “truths of reason” from
“truths of fact” and to contrast the necessary propositions of logic and
mathematics, which hold in all “possible worlds,” with the contingent
propositions of science, which hold only in some possible worlds
(including the actual world). He saw clearly that, as the first kind of
proposition is governed by the principle of contradiction (a proposition
and its negation cannot both be true), the second is governed by the
principle of sufficient reason (nothing exists or is the case without a
sufficient reason).
In metaphysics, Leibniz’s pluralism contrasted with Descartes’s
dualism and Spinoza’s monism. Leibniz posited
the existence of an infinite number of spiritual substances, which he
called “monads,” each different, each a percipient of the universe
around it, and each mirroring that universe from its own point of view.
However, the differences between Leibniz’s philosophy and that of
Descartes and Spinoza are less significant than their similarities, in
particular their extreme rationalism. In the Principes de la nature et
de la grâce fondés en raison (1714; “Principles of Nature and of Grace
Founded in Reason”), Leibniz stated a maxim that could fairly represent
the entire school:
True reasoning depends upon necessary or eternal truths, such as
those of logic, numbers, geometry, which establish an indubitable
connection of ideas and unfailing consequences.

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Benedict de Spinoza
Dutch-Jewish philosopher
Hebrew forename Baruch, Latin forename Bendictus, Portuguese
Bento De Espinosa
born Nov. 24, 1632, Amsterdam
died Feb. 21, 1677, The Hague
Main
Dutch-Jewish philosopher, the foremost exponent of
17th-century Rationalism.
Early life and career.
Spinoza’s grandfather and father were Portuguese and had
been crypto-Jews after the Spanish Inquisition had compelled
them to embrace Christianity. Later, after Holland’s
successful revolt against Spain and the granting of
religious freedom, they found refuge in Amsterdam. His
mother, who also came from Portugal, died when Benedict was
barely six years old. The Spinozas were prosperous merchants
and respected members of the Jewish community, and it may be
assumed that Spinoza attended the school for Jewish boys
founded in Amsterdam in about 1638. Outside school hours the
boys had private lessons in secular subjects. Spinoza was
taught Latin by a German scholar, who may also have taught
him German; and he knew to some extent all of the other
significant continental languages. In March 1654 Benedict’s
father died. There was some litigation over the estate, with
Benedict’s only surviving stepsister claiming it all.
Benedict won the lawsuit but allowed her to retain nearly
everything.
His studies so far had been mainly Jewish, but he was an
independent thinker and had found more than enough in his
Jewish studies to wean him from orthodox doctrines and
interpretations of Scripture; moreover, the tendency to
revolt against tradition and authority was much in the air
in the 17th century. But the Jewish religious leaders in
Amsterdam were fearful that heresies (which were no less
anti-Christian than anti-Jewish) might give offense in a
country that did not yet regard the Jews as citizens.
Spinoza soon incurred the disapproval of the synagogue
authorities. In conversations with other students, he had
held that there is nothing in the Bible to support the views
that God had no body, that angels really exist, or that the
soul is immortal; and he had also expressed his belief that
the author of the Pentateuch (the first five books of the
Bible) was no wiser in physics or even in theology than were
they, the students. The Jewish authorities, after trying
vainly to silence Spinoza with bribes and threats,
excommunicated him in July 1656, and he was banished from
Amsterdam for a short period by the civil authorities. There
is no evidence that he had really wanted to break away from
the Jewish community, and indeed the scanty knowledge
available would suggest the opposite. On Dec. 5, 1655, for
example, he had attended the synagogue and made an offering
that, in view of his poverty, must have been a rare event
for him, and, about the time of his excommunication, he had
addressed a defense of his views to the synagogue.
Among Spinoza’s Christian acquaintances was Franciscus
van den Enden, who was a former Jesuit, an ardent classical
scholar, and something of a poet and dramatist and who had
opened a school in Amsterdam. For a time, Spinoza stayed
with him, helping with the teaching of the schoolchildren
and receiving aid in his own further education. In this way
he improved his knowledge of Latin, learned some Greek, and
was introduced to Neoscholastic philosophy. It may have also
been through van den Enden’s school that Spinoza became
acquainted with the “new philosophy” of René Descartes,
later acknowledged to be the father of modern philosophy.
Spinoza’s other Christian acquaintances were mostly of the
Collegiants, a brotherhood that later merged with the
Mennonites; they were especially interested in Cartesianism,
the dualistic philosophy of Descartes and his followers.
At the same time, he was becoming expert at making
lenses, supporting himself partly by grinding and polishing
lenses for spectacles, telescopes, and microscopes; he also
did tutoring. A kind of reading and discussion circle for
the study of religious and philosophical problems came into
being under the guidance of Spinoza. In order to collect his
thoughts, however, and reduce them to a system, he withdrew
in 1660 to Rijnsburg, a quiet village on the Rhine, near
Leiden. Rijnsburg was the headquarters of the Collegiants,
and Spinoza’s lodgings there were with a surgeon named
Hermann Homan. In Homan’s cottage Spinoza wrote Korte
Verhandeling van God, de Mensch en deszelfs Welstand
(written c. 1662; Spinoza’s Short Treatise on God, Man, and
His Well-Being, 1910) and Tractatus de Intellectus
Emendatione (“Treatise on the Correction of the
Understanding”), both of which were ready by April 1662. He
also completed the greater part of his geometrical version
of Descartes’s Principia Philosophiae and the first book of
his Ethica. Spinoza’s attitude in these works already showed
a departure from Cartesianism. It was also during this stay
that he met Heinrich Oldenburg, soon to become one of the
two first secretaries of the Royal Society in London.
Influence of Descartes and the geometrical method.
His version of Descartes’s Principia was prepared while
Spinoza was giving instruction in the philosophy of
Descartes to a private pupil. It was published by his
Cartesian friends under the title Renati des Cartes
Principiorum Philosophiae Pars I et II, More Geometrico
Demonstratae, per Benedictum de Spinoza (1663), with an
introduction explaining that Spinoza did not share the views
expressed in the book. This was the only book published in
Spinoza’s lifetime with his name on the title page.
The philosophy of Spinoza may thus be regarded as a
development from and a reaction to that of his contemporary
Descartes (1596–1650). Though it has been argued that
Spinoza was also much influenced by medieval philosophy
(especially Jewish), he seems to have been much more
conscious of the Cartesian influence, and his most striking
doctrines are most easily understood as solutions of
Cartesian difficulties. Clearly, he had studied Descartes in
detail. He accepted Descartes’s physics in general, though
he did express some dissatisfaction with it toward the end
of his life. As for the Cartesian metaphysics, he found
three unsatisfactory features: the transcendence of God, the
substantial dualism of mind and body, and the ascription of
free will both to God and to human beings. In Spinoza’s
eyes, those doctrines made the world unintelligible. It was
impossible to explain the relation between God and the world
or between mind and body or to account for events occasioned
by free will.
The publication of Spinoza’s version of Descartes’s
Principia had been intended to prepare the way for that of
his own philosophy, for he had both to secure the patronage
of influential men and to show the more philosophically
minded that his rejection of Cartesianism was not out of
ignorance.
Spinoza became dissatisfied with the informal method of
exposition that he had adopted in the Korte Verhandeling and
the De Intellectus Emendatione and turned instead to the
geometrical method in the manner of Euclid’s Elements. He
assumed without question that it is possible to construct a
system of metaphysics that will render it completely
intelligible. It is therefore possible, in his view, to
present metaphysics deductively—that is, as a series of
theorems derived by necessary steps from self-evident
premises expressed in terms that are either self-explanatory
or defined with unquestionable correctness. His masterpiece,
the Ethica, was set out in this manner—Ordine Geometrico
Demonstrata, according to the reading of its subtitle. Its
first part, “De Deo” (“Concerning God”), was finished and in
the hands of his friends early in 1663. Initially the work
was intended to have three parts only, but it eventually
appeared (in 1677) in five parts. Spinoza’s desire for an
impersonal presentation was probably his chief motive for
adopting the geometrical method, appreciating that the
method guarantees true conclusions only if the axioms are
true and the definitions correct. Spinoza, like his
contemporaries, held that definitions are not arbitrary but
that there is a sense in which they may be correct or
incorrect.
The question was discussed at length in his unfinished
Tractatus de Intellectus Emendatione. A sound definition, he
held, should make clear the possibility or the necessity of
the existence of the object defined. Because the Ethica
begins with the definition of “substance,” the necessary
existent, the entire system is vulnerable to anyone
disputing that definition, however cogent the subsequent
reasoning may be. In fact, as Gottfried Wilhelm Leibniz, a
Rationalist philosopher and mathematician, pointed out,
though the system is closely knit, its demonstrations do not
proceed with mathematical rigour.
Period of the “Ethica.” In June 1663 Spinoza moved to
Voorburg, near The Hague, and it appears that by June 1665
he was nearing the completion of the three-part version of
the Ethica. During the next few years, however, he was at
work on his Tractatus Theologico-Politicus, which was
published anonymously at Amsterdam in 1670. This work
aroused great interest and was to go through five editions
in as many years. It was intended “to show that not only is
liberty to philosophize compatible with devout piety and
with the peace of the state, but that to take away such
liberty is to destroy the public peace and even piety
itself.” As this work shows, Spinoza was far ahead of his
time in advocating the application of the historical method
to the interpretation of the biblical sources. He argued
that the inspiration of the prophets of the Old Testament
extended only to their moral and practical doctrines and
that their factual beliefs were merely those appropriate to
their time and are not philosophically significant. Complete
freedom of scientific and metaphysical speculation is
therefore consistent with all that is important in the
Bible. Miracles are explained as natural events
misinterpreted and stressed for their moral effect.
In May 1670 Spinoza moved to The Hague, where he remained
until his death. He began to compose a Hebrew grammar,
Compendium Grammatices Linguae Hebraeae, but did not finish
it; instead, he returned to the Ethica, although the
prospect of its publication became increasingly remote.
There were many denunciations of his Tractatus
Theologico-Politicus as an instrument “forged in hell by a
renegade Jew and the devil.” When the Ethica was completed
in 1675, Spinoza had to abandon the idea of publishing it,
though manuscript copies were circulated among his close
friends.
Last years and posthumous influence.
Spinoza concentrated his attention on political problems and
began his Tractatus Politicus, which he did not live to
finish. During the post-Ethica period, he was visited by
several important people, among them Ehrenfried Walter von
Tschirnhaus (in 1675), a scientist and philosopher, and
Gottfried Wilhelm Leibniz (in 1676), like Spinoza, one of
the foremost Rationalists of the time. Leibniz, having heard
of Spinoza as an authority on optics, had sent him an
optical tract and had then received from Spinoza a copy of
the Tractatus Theologico-Politicus, which deeply interested
him. According to Leibniz’ own account, he “conversed with
him often and at great length.” Spinoza, however, was now in
an advanced stage of consumption, aggravated by the inhaling
of glass dust from the polishing of lenses in his shop. He
died in 1677, leaving no heir, and his few possessions were
sold by auction. These included about 160 books, the catalog
of which has been preserved.
In accordance with Spinoza’s previous instructions,
several of his friends prepared his manuscripts secretly for
the press, and they were sent to a publisher in Amsterdam.
The Opera Posthuma (Dutch version: Nagelate Schriften),
published before the end of 1677, was composed of the Ethica,
Tractatus Politicus, and Tractatus de Intellectus
Emendatione, as well as letters and the Hebrew grammar. His
Stelkonstige reeckening van den regenboog (“On the Rainbow”)
and his Reeckening van kanssen (“On the Calculation of
Chances”) were printed together in 1687. The Korte
Verhandeling was lost to the world until E. Boehmer’s
publication of it in 1852.
Spinoza has an assured place in the intellectual history
of the Western world, though his direct influence on
technical philosophy has not been great. Throughout the 18th
century he was almost universally decried as an atheist—or
sometimes used as a cover for the detailing of atheist
ideas. The tone had been set by Pierre Bayle, a Skeptical
philosopher and encyclopaedist, in whose Dictionnaire
historique et critique Spinozism was described as “the most
monstrous hypothesis imaginable, the most absurd”; and even
David Hume, a Scottish Skeptic and historian, felt obliged
to speak of the “hideous hypothesis” of Spinoza.
Spinoza was rendered intellectually respectable by the
efforts of literary critics, especially of the Germans G.E.
Lessing and J.W. von Goethe and the English poet S.T.
Coleridge, who admired the man and found austere excitement
in his works, in which they saw an intensely religious
attitude entirely divorced from dogma. Spinoza has also been
much studied by professional philosophers since the
beginning of the 19th century. Both absolute Idealists and
Marxists have read their own doctrines into his work, and
Empiricists, while rejecting his metaphysical approach, have
developed certain detailed suggestions from his theory of
knowledge and psychology.
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Gottfried Wilhelm Leibniz
German philosopher and mathematician
born July 1 [June 21, old style], 1646, Leipzig
died November 14, 1716, Hannover, Hanover
Main
German philosopher, mathematician, and political adviser,
important both as a metaphysician and as a logician and
distinguished also for his independent invention of the
differential and integral calculus.
Early life and education
Leibniz was born into a pious Lutheran family near the end
of the Thirty Years’ War, which had laid Germany in ruins.
As a child, he was educated in the Nicolai School but was
largely self-taught in the library of his father, who had
died in 1652. At Easter time in 1661, he entered the
University of Leipzig as a law student; there he came into
contact with the thought of men who had revolutionized
science and philosophy—men such as Galileo, Francis Bacon,
Thomas Hobbes, and René Descartes. Leibniz dreamed of
reconciling—a verb that he did not hesitate to use time and
again throughout his career—these modern thinkers with the
Aristotle of the Scholastics. His baccalaureate thesis, De
Principio Individui (“On the Principle of the Individual”),
which appeared in May 1663, was inspired partly by Lutheran
nominalism (the theory that universals have no reality but
are mere names) and emphasized the existential value of the
individual, who is not to be explained either by matter
alone or by form alone but rather by his whole being (entitate
tota). This notion was the first germ of the future “monad.”
In 1666 he wrote De Arte Combinatoria (“On the Art of
Combination”), in which he formulated a model that is the
theoretical ancestor of some modern computers: all
reasoning, all discovery, verbal or not, is reducible to an
ordered combination of elements, such as numbers, words,
sounds, or colours.
After completing his legal studies in 1666, Leibniz
applied for the degree of doctor of law. He was refused
because of his age and consequently left his native city
forever. At Altdorf—the university town of the free city of
Nürnberg—his dissertation De Casibus Perplexis (“On
Perplexing Cases”) procured him the doctor’s degree at once,
as well as the immediate offer of a professor’s chair,
which, however, he declined. During his stay in Nürnberg, he
met Johann Christian, Freiherr von Boyneburg, one of the
most distinguished German statesmen of the day. Boyneburg
took him into his service and introduced him to the court of
the prince elector, the archbishop of Mainz, Johann Philipp
von Schönborn, where he was concerned with questions of law
and politics.
King Louis XIV of France was a growing threat to the
German Holy Roman Empire. To ward off this danger and divert
the King’s interests elsewhere, the Archbishop hoped to
propose to Louis a project for an expedition into Egypt;
because he was using religion as a pretext, he expressed the
hope that the project would promote the reunion of the
church. Leibniz, with a view toward this reunion, worked on
the Demonstrationes Catholicae. His research led him to
situate the soul in a point—this was new progress toward the
monad—and to develop the principle of sufficient reason
(nothing occurs without a reason). His meditations on the
difficult theory of the point were related to problems
encountered in optics, space, and movement; they were
published in 1671 under the general title Hypothesis Physica
Nova (“New Physical Hypothesis”). He asserted that movement
depends, as in the theory of the German astronomer Johannes
Kepler, on the action of a spirit (God).
In 1672 the Elector sent the young jurist on a mission to
Paris, where he arrived at the end of March. In September,
Leibniz met with Antoine Arnauld, a Jansenist theologian
(Jansenism was a nonorthodox Roman Catholic movement that
spawned a rigoristic form of morality) known for his
writings against the Jesuits. Leibniz sought Arnauld’s help
for the reunion of the church. He was soon left without
protectors by the deaths of Freiherr von Boyneburg in
December 1672 and of the Elector of Mainz in February 1673;
he was now, however, free to pursue his scientific studies.
In search of financial support, he constructed a calculating
machine and presented it to the Royal Society during his
first journey to London, in 1673.
Late in 1675 Leibniz laid the foundations of both
integral and differential calculus. With this discovery, he
ceased to consider time and space as substances—another step
closer to monadology. He began to develop the notion that
the concepts of extension and motion contained an element of
the imaginary, so that the basic laws of motion could not be
discovered merely from a study of their nature.
Nevertheless, he continued to hold that extension and motion
could provide a means for explaining and predicting the
course of phenomena. Thus, contrary to Descartes, Leibniz
held that it would not be contradictory to posit that this
world is a well-related dream. If visible movement depends
on the imaginary element found in the concept of extension,
it can no longer be defined by simple local movement; it
must be the result of a force. In criticizing the Cartesian
formulation of the laws of motion, known as mechanics,
Leibniz became, in 1676, the founder of a new formulation,
known as dynamics, which substituted kinetic energy for the
conservation of movement. At the same time, beginning with
the principle that light follows the path of least
resistance, he believed that he could demonstrate the
ordering of nature toward a final goal or cause.
The Hanoverian period
Leibniz continued his work but was still without an
income-producing position. By October 1676, however, he had
accepted a position in the employment of John Frederick, the
duke of Braunschweig-Lüneburg. John Frederick, a convert to
Catholicism from Lutheranism in 1651, had become duke of
Hanover in 1665. He appointed Leibniz librarian, but,
beginning in February 1677, Leibniz solicited the post of
councillor, which he was finally granted in 1678. It should
be noted that, among the great philosophers of his time, he
was the only one who had to earn a living. As a result, he
was always a jack-of-all-trades to royalty.
Trying to make himself useful in all ways, Leibniz
proposed that education be made more practical, that
academies be founded; he worked on hydraulic presses,
windmills, lamps, submarines, clocks, and a wide variety of
mechanical devices; he devised a means of perfecting
carriages and experimented with phosphorus. He also
developed a water pump run by windmills, which ameliorated
the exploitation of the mines of the Harz Mountains, and he
worked in these mines as an engineer frequently from 1680 to
1685. Leibniz is considered to be among the creators of
geology because of the observations he compiled there,
including the hypothesis that the Earth was at first molten.
These many occupations did not stop his work in mathematics:
In March 1679 he perfected the binary system of numeration
(i.e., using two as a base), and at the end of the same year
he proposed the basis for analysis situs, now known as
general topology, a branch of mathematics that deals with
selected properties of collections of related physical or
abstract elements. He was also working on his dynamics and
his philosophy, which was becoming increasingly
anti-Cartesian. At this point, Duke John Frederick died on
Jan. 7, 1680, and his brother, Ernest Augustus I, succeeded
him.
France was growing more intolerant at home—from 1680 to
1682 there were harsh persecutions of the Protestants that
paved the way for the revocation of the Edict of Nantes on
Oct. 18, 1685—and increasingly menacing on its frontiers,
for as early as 1681, despite the reigning peace, Louis XIV
took Strasbourg and laid claim to 10 cities in Alsace.
France was thus becoming a real danger to the empire, which
had already been shaken on the east by a Hungarian revolt
and by the advance of the Turks, who had been stopped only
by the victory of John III Sobieski, king of Poland, at the
siege of Vienna in 1683. Leibniz served both his prince and
the empire as a patriot. He suggested to his prince a means
of increasing the production of linen and proposed a process
for the desalinization of water; he recommended classifying
the archives and wrote, in both French and Latin, a violent
pamphlet against Louis XIV.
During this same period Leibniz continued to perfect his
metaphysical system through research into the notion of a
universal cause of all being, attempting to arrive at a
starting point that would reduce reasoning to an algebra of
thought. He also continued his developments in mathematics;
in 1681 he was concerned with the proportion between a
circle and a circumscribed square and, in 1684, with the
resistance of solids. In the latter year he published Nova
Methodus pro Maximis et Minimis (“New Method for the
Greatest and the Least”), which was an exposition of his
differential calculus.
Leibniz’ noted Meditationes de Cognitione, Veritate et
Ideis (Reflections on Knowledge, Truth, and Ideas) appeared
at this time and defined his theory of knowledge: things are
not seen in God—as Nicolas Malebranche suggested—but rather
there is an analogy, a strict relation, between God’s ideas
and man’s, an identity between God’s logic and man’s. In
February 1686, Leibniz wrote his Discours de métaphysique
(Discourse on Metaphysics). In the March publication of
Acta, he disclosed his dynamics in a piece entitled Brevis
Demonstratio Erroris Memorabilis Cartesii et Aliorum Circa
Legem Naturae (“Brief Demonstration of the Memorable Error
of Descartes and Others About the Law of Nature”). A further
development of Leibniz’ views, revealed in a text written in
1686 but long unpublished, was his generalization concerning
propositions that in every true affirmative proposition,
whether necessary or contingent, the predicate is contained
in the notion of the subject. It can be said that, at this
time, with the exception of the word monad (which did not
appear until 1695), his philosophy of monadology was
defined.
In 1685 Leibniz was named historian for the House of
Brunswick and, on this occasion, Hofrat (“court adviser”).
His job was to prove, by means of genealogy, that the
princely house had its origins in the House of Este, an
Italian princely family, which would allow Hanover to lay
claim to a ninth electorate. In search of these documents,
Leibniz began travelling in November 1687. Going by way of
southern Germany, he arrived in Austria, where he learned
that Louis XIV had once again declared a state of war; in
Vienna, he was well received by the Emperor; he then went to
Italy. Everywhere he went, he met scientists and continued
his scholarly work, publishing essays on the movement of
celestial bodies and on the duration of things. He returned
to Hanover in mid-July 1690. His efforts had not been in
vain. In October 1692 Ernest Augustus obtained the electoral
investiture.
Until the end of his life, Leibniz continued his duties
as historian. He did not, however, restrict himself to a
genealogy of the House of Brunswick; he enlarged his goal to
a history of the Earth, which included such matters as
geological events and descriptions of fossils. He searched
by way of monuments and linguistics for the origins and
migrations of peoples; then for the birth and progress of
the sciences, ethics, and politics; and, finally, for the
elements of a historia sacra. In this project of a universal
history, Leibniz never lost sight of the fact that
everything interlocks. Even though he did not succeed in
writing this history, his effort was influential because he
devised new combinations of old ideas and invented totally
new ones.
In 1691 Leibniz was named librarian at Wolfenbüttel and
propagated his discoveries by means of articles in
scientific journals. In 1695 he explained a portion of his
dynamic theory of motion in the Système nouveau (“New
System”), which treated the relationship of substances and
the preestablished harmony between the soul and the body:
God does not need to bring about man’s action by means of
his thoughts, as Malebranche asserted, or to wind some sort
of watch in order to reconcile the two; rather, the Supreme
Watchmaker has so exactly matched body and soul that they
correspond—they give meaning to each other—from the
beginning. In 1697, De Rerum Originatione (On the Ultimate
Origin of Things) tried to prove that the ultimate origin of
things can be none other than God. In 1698, De Ipsa Natura
(“On Nature Itself”) explained the internal activity of
nature in terms of Leibniz’ theory of dynamics.
All of these writings opposed Cartesianism, which was
judged to be damaging to faith. Plans for the creation of
German academies followed in rapid succession. With the help
of the electress Sophia Charlotte, daughter of Ernest
Augustus and soon to become the first queen of Prussia
(January 1701), the German Academy of Sciences in Berlin was
founded on July 11, 1700.
On Jan. 23, 1698, Ernest Augustus died, and his son,
George Louis, succeeded him. Leibniz found himself
confronted with an uneducated, boorish prince, a reveller
who kept him in the background. Leibniz took advantage of
every pretext to leave Hanover; he was constantly on the
move; his only comfort lay in his friendship with Sophia
Charlotte and her mother, Princess Sophia. Once again, he
set to work on the reunion of the church: in Berlin, it was
a question of uniting the Lutherans and the Calvinists; in
Paris, he had to subdue Bishop Bénigne Bossuet’s opposition;
in Vienna (to which Leibniz returned in 1700) he enlisted
the support of the Emperor, which carried great weight; in
England, it was the Anglicans who needed convincing.
The death in England of William, duke of Gloucester, in
1700 made George Louis, great-grandson of James I, a
possible heir to the throne. It fell to Leibniz, jurist and
historian, to develop his arguments concerning the rights of
the House of Braunschweig-Lüneburg with respect to this
succession.
The War of the Spanish Succession began in March 1701 and
did not come to a close until September 1714, with the
Treaty of Baden. Leibniz followed its episodes as a patriot
hostile to Louis XIV. His fame as a philosopher and
scientist had by this time spread all over Europe; he was
named a foreign member by the Academy of Sciences of Paris
in 1700 and was in correspondence with most of the important
European scholars of the day. If he was publishing little at
this point, it was because he was writing Théodicée, which
was published in 1710. In this work he set down his ideas on
divine justice.
Leibniz was impressed with the qualities of the Russian
tsar Peter the Great, and in October 1711 the ruler received
him for the first time. Following this, he stayed in Vienna
until September 1714, and during this time the Emperor
promoted him to the post of Reichhofrat (“adviser to the
empire”) and gave him the title of Freiherr (“baron”). About
this time he wrote the Principes de la nature et de la Grâce
fondés en raison, which inaugurated a kind of preestablished
harmony between these two orders. Further, in 1714 he wrote
the Monadologia, which synthesized the philosophy of the
Théodicée. In August 1714, the death of Queen Anne brought
George Louis to the English throne under the name of George
I. Returning to Hanover, where he was virtually placed under
house arrest, Leibniz set to work once again on the Annales
Imperii Occidentis Brunsvicenses (1843–46; “Braunschweig
Annals of the Western Empire”). At Bad-Pyrmont, he met with
Peter the Great for the last time in June 1716. From that
point on, he suffered greatly from gout and was confined to
his bed until his death.
Leibniz was a man of medium height with a stoop,
broad-shouldered but bandy-legged, as capable of thinking
for several days sitting in the same chair as of travelling
the roads of Europe summer and winter. He was an
indefatigable worker, a universal letter writer (he had more
than 600 correspondents), a patriot and cosmopolitan, a
great scientist, and one of the most powerful spirits of
Western civilization.
Yvon Belaval
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