Western philosophy
History of Western philosophy from its development among the ancient
Greeks to the present.
The nature of Western philosophy » The Western tradition
The history of Western philosophy reveals in detail the concentrated
activity of a multitude of serious and able thinkers reflecting upon,
reasoning about, and considering deeply the nature of their experience.
But throughout this diversity certain characteristic oppositions
continually recur, such as those between monism, dualism, and pluralism
in metaphysics (see pluralism and monism); between materialism and
idealism in cosmological theory; between nominalism and realism in the
theory of signification; between rationalism and empiricism in
epistemology; between utilitarianism and deontological ethics in moral
theory; and between partisans of logic and partisans of emotion in the
search for a responsible guide to the wisdom of life.
Many of these fundamental oppositions among philosophers will be
treated in the article that follows. But if any single opposition is
taken as central throughout the history of Western philosophy at every
level and in every field, it is probably that between the critical and
the speculative impulses. These two divergent motivations tend to
express themselves in two divergent methods: analysis and synthesis,
respectively. Plato’s Republic is an example of the second; the
Principia Ethica (1903) of G.E. Moore (1873–1958), a founder of analytic
philosophy, is an example of the first. Beginning with a simple question
about justice, the Republic in its discursiveness slowly but
progressively brings more and more areas into the discussion: first
ethics, then politics, then educational theory, then epistemology, and
finally metaphysics. Starting with one specific question, Plato finally
managed to make his discussion as broad as the world. Principia Ethica
does just the opposite. Beginning with a general question—What is
good?—it progressively breaks up this question into a whole series of
subordinate questions, analyzing meanings ever more minutely, growing
narrower and narrower but always with the utmost modesty and sincerity,
striving for increasing simplicity and exactitude.
The analytic, or critical, impulse treats any subject matter or topic
by concentrating upon the part, by taking it apart in the service of
clarity and precision. It was essentially the method of Aristotle
(384–322 bc) and of Peter Abelard (1079–1142), a French Scholastic; of
David Hume (1711–76), a Scottish skeptic, and of Rudolf Carnap
(1891–1970), a German American logical positivist; and of Russell and
Moore. The synthetic, or speculative, impulse operates by seeking to
comprehend the whole, by putting it all together in the service of unity
and completeness. It is essentially the method of Parmenides, a Sophist,
and of Plato; of Aquinas and of Benedict de Spinoza (1632–77), a Dutch
Jewish rationalist; and of Georg Wilhelm Friedrich Hegel (1770–1831), a
German idealist, and of Whitehead. Throughout philosophy’s history, each
of the two traditions has made its insistent claim.

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G. E. Moore
British philosopher
born Nov. 4, 1873, London, Eng.
died Oct. 24, 1958, Cambridge, Cambridgeshire
Main
influential British Realist philosopher and professor whose
systematic approach to ethical problems and remarkably
meticulous approach to philosophy made him an outstanding
modern British thinker.
Elected to a fellowship at Trinity College, Cambridge, in
1898, Moore remained there until 1904, during which time he
published several journal articles, including “The Nature of
Judgment” (1899) and “The Refutation of Idealism” (1903), as
well as his major ethical work, Principia Ethica (1903).
These writings were important in helping to undermine the
influence of Hegel and Kant on British philosophy. After
residence in Edinburgh and London, he returned to Cambridge
in 1911 to become a lecturer in moral science. From 1925 to
1939 he was professor of philosophy there, and from 1921 to
1947 he was editor of the philosophical journal Mind.
Though Moore grew up in a climate of evangelical
religiosity, he eventually became an agnostic. A friend of
Bertrand Russell, who first directed him to the study of
philosophy, he was also a leading figure in the Bloomsbury
group, a coterie that included the economist John Keynes and
the writers Virginia Woolf and E.M. Forster. Because of his
view that “the good” is knowable by direct apprehension, he
became known as an “ethical intuitionist.” He claimed that
other efforts to decide what is “good,” such as analyses of
the concepts of approval or desire, which are not themselves
of an ethical nature, partake of a fallacy that he termed
the “naturalistic fallacy.”
Moore was also preoccupied with such problems as the
nature of sense perception and the existence of other minds
and material things. He was not as skeptical as those
philosophers who held that we lack sufficient data to prove
that objects exist outside our own minds, but he did believe
that proper philosophical proofs had not yet been devised to
overcome such objections.
Although few of Moore’s theories achieved general
acceptance, his unique approaches to certain problems and
his intellectual rigour helped change the texture of
philosophical discussion in England. His other major
writings include Philosophical Studies (1922) and Some Main
Problems of Philosophy (1953); posthumous publications were
Philosophical Papers (1959) and the Commonplace Book,
1919–1953 (1962).
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Aristotle
Greek philosopher
Greek Aristoteles
born 384 bc, Stagira, Chalcidice, Greece
died 322, Chalcis, Euboea
Overview
Greek philosopher and scientist whose thought determined the
course of Western intellectual history for two millenia.
He was the son of the court physician to Amyntas III,
grandfather of Alexander the Great. In 367 he became a
student at the Academy of Plato in Athens; he remained there
for 20 years. After Plato’s death in 348/347, he returned to
Macedonia, where he became tutor to the young Alexander. In
335 he founded his own school in Athens, the Lyceum. His
intellectual range was vast, covering most of the sciences
and many of the arts. He worked in physics, chemistry,
biology, zoology, and botany; in psychology, political
theory, and ethics; in logic and metaphysics; and in
history, literary theory, and rhetoric. He invented the
study of formal logic, devising for it a finished system,
known as syllogistic, that was considered the sum of the
discipline until the 19th century; his work in zoology, both
observational and theoretical, also was not surpassed until
the 19th century. His ethical and political theory,
especially his conception of the ethical virtues and of
human flourishing (“happiness”), continue to exert great
influence in philosophical debate. He wrote prolifically;
his major surviving works include the Organon, De Anima (“On
the Soul”), Physics, Metaphysics, Nicomachean Ethics,
Eudemian Ethics, Magna Moralia, Politics, Rhetoric, and
Poetics, as well as other works on natural history and
science. See also teleology.
Main
ancient Greek philosopher and scientist, one of the greatest
intellectual figures of Western history. He was the author
of a philosophical and scientific system that became the
framework and vehicle for both Christian Scholasticism and
medieval Islamic philosophy. Even after the intellectual
revolutions of the Renaissance, the Reformation, and the
Enlightenment, Aristotelian concepts remained embedded in
Western thinking.
Aristotle’s intellectual range was vast, covering most of
the sciences and many of the arts, including biology,
botany, chemistry, ethics, history, logic, metaphysics,
rhetoric, philosophy of mind, philosophy of science,
physics, poetics, political theory, psychology, and zoology.
He was the founder of formal logic, devising for it a
finished system that for centuries was regarded as the sum
of the discipline; and he pioneered the study of zoology,
both observational and theoretical, in which some of his
work remained unsurpassed until the 19th century. But he is,
of course, most outstanding as a philosopher. His writings
in ethics and political theory as well as in metaphysics and
the philosophy of science continue to be studied, and his
work remains a powerful current in contemporary
philosophical debate.
This article deals with Aristotle’s life and thought. For
the later development of Aristotelian philosophy, see
Aristotelianism. For treatment of Aristotelianism in the
full context of Western philosophy, see philosophy, Western.
Life » The Academy
Aristotle was born on the Chalcidic peninsula of Macedonia,
in northern Greece. His father, Nicomachus, was the
physician of Amyntas III (reigned c. 393–c. 370 bc), king of
Macedonia and grandfather of Alexander the Great (reigned
336–323 bc). After his father’s death in 367, Aristotle
migrated to Athens, where he joined the Academy of Plato (c.
428–c. 348 bc). He remained there for 20 years as Plato’s
pupil and colleague.
Many of Plato’s later dialogues date from these decades,
and they may reflect Aristotle’s contributions to
philosophical debate at the Academy. Some of Aristotle’s
writings also belong to this period, though mostly they
survive only in fragments. Like his master, Aristotle wrote
initially in dialogue form, and his early ideas show a
strong Platonic influence. His dialogue Eudemus, for
example, reflects the Platonic view of the soul as
imprisoned in the body and as capable of a happier life only
when the body has been left behind. According to Aristotle,
the dead are more blessed and happier than the living, and
to die is to return to one’s real home.
Another youthful work, the Protrepticus (“Exhortation”),
has been reconstructed by modern scholars from quotations in
various works from late antiquity. Everyone must do
philosophy, Aristotle claims, because even arguing against
the practice of philosophy is itself a form of
philosophizing. The best form of philosophy is the
contemplation of the universe of nature; it is for this
purpose that God made human beings and gave them a godlike
intellect. All else—strength, beauty, power, and honour—is
worthless.
It is possible that two of Aristotle’s surviving works on
logic and disputation, the Topics and the Sophistical
Refutations, belong to this early period. The former
demonstrates how to construct arguments for a position one
has already decided to adopt; the latter shows how to detect
weaknesses in the arguments of others. Although neither work
amounts to a systematic treatise on formal logic, Aristotle
can justly say, at the end of the Sophistical Refutations,
that he has invented the discipline of logic—nothing at all
existed when he started.
During Aristotle’s residence at the Academy, King Philip
II of Macedonia (reigned 359–336 bc) waged war on a number
of Greek city-states. The Athenians defended their
independence only half-heartedly, and, after a series of
humiliating concessions, they allowed Philip to become, by
338, master of the Greek world. It cannot have been an easy
time to be a Macedonian resident in Athens.
Within the Academy, however, relations seem to have
remained cordial. Aristotle always acknowledged a great debt
to Plato; he took a large part of his philosophical agenda
from Plato, and his teaching is more often a modification
than a repudiation of Plato’s doctrines. Already, however,
Aristotle was beginning to distance himself from Plato’s
theory of Forms, or Ideas (eidos; see form). (The word Form,
when used to refer to Forms as Plato conceived them, is
often capitalized in the scholarly literature; when used to
refer to forms as Aristotle conceived them, it is
conventionally lowercased.) Plato had held that, in addition
to particular things, there exists a suprasensible realm of
Forms, which are immutable and everlasting. This realm, he
maintained, makes particular things intelligible by
accounting for their common natures: a thing is a horse, for
example, by virtue of the fact that it shares in, or
imitates, the Form of “Horse.” In a lost work, On Ideas,
Aristotle maintains that the arguments of Plato’s central
dialogues establish only that there are, in addition to
particulars, certain common objects of the sciences. In his
surviving works as well, Aristotle often takes issue with
the theory of Forms, sometimes politely and sometimes
contemptuously. In his Metaphysics he argues that the theory
fails to solve the problems it was meant to address. It does
not confer intelligibility on particulars, because immutable
and everlasting Forms cannot explain how particulars come
into existence and undergo change. All the theory does,
according to Aristotle, is introduce new entities equal in
number to the entities to be explained—as if one could solve
a problem by doubling it.(See below Doctrines: Physics and
metaphysics: Form.)
Life » Travels
When Plato died about 348, his nephew Speusippus became head
of the Academy, and Aristotle left Athens. He migrated to
Assus, a city on the northwestern coast of Anatolia (in
present-day Turkey), where Hermias, a graduate of the
Academy, was ruler. Aristotle became a close friend of
Hermias and eventually married his ward Pythias. Aristotle
helped Hermias to negotiate an alliance with Macedonia,
which angered the Persian king, who had Hermias
treacherously arrested and put to death. Aristotle saluted
Hermias’s memory in Ode to Virtue, his only surviving poem.
While in Assus and during the subsequent few years when
he lived in the city of Mytilene on the island of Lesbos,
Aristotle carried out extensive scientific research,
particularly in zoology and marine biology. This work was
summarized in a book later known, misleadingly, as The
History of Animals, to which Aristotle added two short
treatises, On the Parts of Animals and On the Generation of
Animals. Although Aristotle did not claim to have founded
the science of zoology, his detailed observations of a wide
variety of organisms were quite without precedent. He—or one
of his research assistants—must have been gifted with
remarkably acute eyesight, since some of the features of
insects that he accurately reports were not again observed
until the invention of the microscope in the 17th century.
The scope of Aristotle’s scientific research is
astonishing. Much of it is concerned with the classification
of animals into genus and species; more than 500 species
figure in his treatises, many of them described in detail.
The myriad items of information about the anatomy, diet,
habitat, modes of copulation, and reproductive systems of
mammals, reptiles, fish, and insects are a melange of minute
investigation and vestiges of superstition. In some cases
his unlikely stories about rare species of fish were proved
accurate many centuries later. In other places he states
clearly and fairly a biological problem that took millennia
to solve, such as the nature of embryonic development.
Despite an admixture of the fabulous, Aristotle’s
biological works must be regarded as a stupendous
achievement. His inquiries were conducted in a genuinely
scientific spirit, and he was always ready to confess
ignorance where evidence was insufficient. Whenever there is
a conflict between theory and observation, one must trust
observation, he insisted, and theories are to be trusted
only if their results conform with the observed phenomena.
About eight years after the death of Hermias, in 343 or
342, Aristotle was summoned by Philip II to the Macedonian
capital at Pella to act as tutor to Philip’s 13-year-old
son, the future Alexander the Great. Little is known of the
content of Aristotle’s instruction; although the Rhetoric to
Alexander was included in the Aristotelian corpus for
centuries, it is now commonly regarded as a forgery. By 326
Alexander had made himself master of an empire that
stretched from the Danube to the Indus and included Libya
and Egypt. Ancient sources report that during his campaigns
Alexander arranged for biological specimens to be sent to
his tutor from all parts of Greece and Asia Minor.
Life » The Lyceum
While Alexander was conquering Asia, Aristotle, now 50 years
old, was in Athens. Just outside the city boundary, he
established his own school in a gymnasium known as the
Lyceum. He built a substantial library and gathered around
him a group of brilliant research students, called
“peripatetics” from the name of the cloister (peripatos) in
which they walked and held their discussions. The Lyceum was
not a private club like the Academy; many of the lectures
there were open to the general public and given free of
charge.
Most of Aristotle’s surviving works, with the exception
of the zoological treatises, probably belong to this second
Athenian sojourn. There is no certainty about their
chronological order, and indeed it is probable that the main
treatises—on physics, metaphysics, psychology, ethics, and
politics—were constantly rewritten and updated. Every
proposition of Aristotle is fertile of ideas and full of
energy, though his prose is commonly neither lucid nor
elegant.
Aristotle’s works, though not as polished as Plato’s, are
systematic in a way that Plato’s never were. Plato’s
dialogues shift constantly from one topic to another, always
(from a modern perspective) crossing the boundaries between
different philosophical or scientific disciplines. Indeed,
there was no such thing as an intellectual discipline until
Aristotle invented the notion during his Lyceum period.
Aristotle divided the sciences into three kinds:
productive, practical, and theoretical. The productive
sciences, naturally enough, are those that have a product.
They include not only engineering and architecture, which
have products like bridges and houses, but also disciplines
such as strategy and rhetoric, where the product is
something less concrete, such as victory on the battlefield
or in the courts. The practical sciences, most notably
ethics and politics, are those that guide behaviour. The
theoretical sciences are those that have no product and no
practical goal but in which information and understanding
are sought for their own sake.
During Aristotle’s years at the Lyceum, his relationship
with his former pupil Alexander apparently cooled. Alexander
became more and more megalomaniac, finally proclaiming
himself divine and demanding that Greeks prostrate
themselves before him in adoration. Opposition to this
demand was led by Aristotle’s nephew Callisthenes (c.
360–327 bc), who had been appointed historian of Alexander’s
Asiatic expedition on Aristotle’s recommendation. For his
heroism Callisthenes was falsely implicated in a plot and
executed.
When Alexander died in 323, democratic Athens became
uncomfortable for Macedonians, even those who were
anti-imperialist. Saying that he did not wish the city that
had executed Socrates “to sin twice against philosophy,”
Aristotle fled to Chalcis, where he died the following year.
His will, which survives, makes thoughtful provision for a
large number of friends and dependents. To Theophrastus (c.
372–c. 287 bc), his successor as head of the Lyceum, he left
his library, including his own writings, which were vast.
Aristotle’s surviving works amount to about one million
words, though they probably represent only about one-fifth
of his total output.
Writings
Aristotle’s writings fall into two groups: those that were
published by him but are now almost entirely lost, and those
that were not intended for publication but were collected
and preserved by others. The first group consists mainly of
popular works; the second group comprises treatises that
Aristotle used in his teaching.
Writings » Lost works
The lost works include poetry, letters, and essays as well
as dialogues in the Platonic manner. To judge by surviving
fragments, their content often differed widely from the
doctrines of the surviving treatises. The commentator
Alexander of Aphrodisias (born c. 200) suggested that
Aristotle’s works may express two truths: an “exoteric”
truth for public consumption and an “esoteric” truth
reserved for students in the Lyceum. Most contemporary
scholars, however, believe that the popular writings reflect
not Aristotle’s public views but rather an early stage of
his intellectual development.
Writings » Extant works
The works that have been preserved derive from manuscripts
left by Aristotle on his death. According to ancient
tradition—passed on by Plutarch (ad 46–c. 119) and Strabo
(c. 64 bc–ad 23?)—the writings of Aristotle and Theophrastus
were bequeathed to Neleus of Scepsis, whose heirs hid them
in a cellar to prevent their being confiscated for the
library of the kings of Pergamum (in present-day Turkey).
Later, according to this tradition, the books were purchased
by a collector and taken to Athens, where they were
commandeered by the Roman commander Sulla when he conquered
the city in 86 bc. Taken to Rome, they were edited and
published there about 60 bc by Andronicus of Rhodes, the
last head of the Lyceum. Although many elements of this
story are implausible, it is still widely accepted that
Andronicus edited Aristotle’s texts and published them with
the titles and in the form and order that are familiar
today.
Doctrines » Logic » Syllogistic
Aristotle’s claim to be the founder of logic rests primarily
on the Categories, the De interpretatione, and the Prior
Analytics, which deal respectively with words, propositions,
and syllogisms. These works, along with the Topics, the
Sophistical Refutations, and a treatise on scientific
method, the Posterior Analytics, were grouped together in a
collection known as the Organon, or “tool” of thought.
The Prior Analytics is devoted to the theory of the
syllogism, a central method of inference that can be
illustrated by familiar examples such as the following:
Every Greek is human. Every human is mortal. Therefore,
every Greek is mortal.
Aristotle discusses the various forms that syllogisms can
take and identifies which forms constitute reliable
inferences. The example above contains three propositions in
the indicative mood, which Aristotle calls “propositions.”
(Roughly speaking, a proposition is a proposition considered
solely with respect to its logical features.) The third
proposition, the one beginning with “therefore,” Aristotle
calls the conclusion of the syllogism. The other two
propositions may be called premises, though Aristotle does
not consistently use any particular technical term to
distinguish them.
The propositions in the example above begin with the word
every; Aristotle calls such propositions “universal.” (In
English, universal propositions can be expressed by using
all rather than every; thus, Every Greek is human is
equivalent to All Greeks are human.) Universal propositions
may be affirmative, as in this example, or negative, as in
No Greek is a horse. Universal propositions differ from
“particular” propositions, such as Some Greek is bearded (a
particular affirmative) and Some Greek is not bearded (a
particular negative). In the Middle Ages it became customary
to call the difference between universal and particular
propositions a difference of “quantity” and the difference
between affirmative and negative propositions a difference
of “quality.”
In propositions of all these kinds, Aristotle says,
something is predicated of something else. The items that
enter into predications Aristotle calls “terms.” It is a
feature of terms, as conceived by Aristotle, that they can
figure either as predicates or as subjects of predication.
This means that they can play three distinct roles in a
syllogism. The term that is the predicate of the conclusion
is the “major” term; the term of which the major term is
predicated in the conclusion is the “minor” term; and the
term that appears in each of the premises is the “middle”
term.
In addition to inventing this technical vocabulary,
Aristotle introduced the practice of using schematic letters
to identify particular patterns of argument, a device that
is essential for the systematic study of inference and that
is ubiquitous in modern mathematical logic. Thus, the
pattern of argument exhibited in the example above can be
represented in the schematic proposition:
If A belongs to every B, and B belongs to every C, A
belongs to every C.
Because propositions may differ in quantity and quality,
and because the middle term may occupy several different
places in the premises, many different patterns of
syllogistic inference are possible. Additional examples are
the following:
Every Greek is human. No human is immortal. Therefore, no
Greek is immortal.
Some animal is a dog. Some dog is white. Therefore, every
animal is white.
From late antiquity, triads of these different kinds were
called “moods” of the syllogism. The two moods illustrated
above exhibit an important difference: the first is a valid
argument, and the second is an invalid argument, having true
premises and a false conclusion. An argument is valid only
if its form is such that it will never lead from true
premises to a false conclusion. Aristotle sought to
determine which forms result in valid inferences. He set out
a number of rules giving necessary conditions for the
validity of a syllogism, such as the following:
At least one premise must be universal.
At least one premise must be affirmative.
If either premise is negative, the conclusion must be
negative.
Aristotle’s syllogistic is a remarkable achievement: it
is a systematic formulation of an important part of logic.
From roughly the Renaissance until the early 19th century,
it was widely believed that syllogistic was the whole of
logic. But in fact it is only a fragment. It does not deal,
for example, with inferences that depend on words such as
and, or, and if…then, which, instead of attaching to nouns,
link whole propositions together.
Doctrines » Logic » Propositions and categories
Aristotle’s writings show that even he realized that there
is more to logic than syllogistic. The De interpretatione,
like the Prior Analytics, deals mainly with general
propositions beginning with Every, No, or Some. But its main
concern is not to link these propositions to each other in
syllogisms but to explore the relations of compatibility and
incompatibility between them. Every swan is white and No
swan is white clearly cannot both be true; Aristotle calls
such pairs of propositions “contraries.” They can, however,
both be false, if—as is the case—some swans are white and
some are not. Every swan is white and Some swan is not
white, like the former pair, cannot both be true, but—on the
assumption that there are such things as swans—they cannot
both be false either. If one of them is true, the other is
false; and if one of them is false, the other is true.
Aristotle calls such pairs of propositions
“contradictories.”
The propositions that enter into syllogisms are all
general propositions, whether universal or particular; that
is to say, none of them is a proposition about an
individual, containing a proper name, such as the
proposition Socrates is wise. To find a systematic treatment
of singular propositions, one must turn to the Categories.
This treatise begins by dividing the “things that are said”
(the expressions of speech) into those that are simple and
those that are complex. Examples of complex sayings are A
man runs, A woman speaks, and An ox drinks; simple sayings
are the particular words that enter into such complexes:
man, runs, woman, speaks, and so on. Only complex sayings
can be statements, true or false; simple sayings are neither
true nor false. The Categories identifies 10 different ways
in which simple expressions may signify; these are the
categories that give the treatise its name. To introduce the
categories, Aristotle employs a heterogeneous set of
expressions, including nouns (e.g., substance), verbs (e.g.,
wearing), and interrogatives (e.g., where? or how big?). By
the Middle Ages it had become customary to refer to each
category by a more or less abstract noun: substance,
quantity, quality, relation, place, time, posture, vesture,
activity, and passivity.
The categories are intended as a classification of both
the kinds of expression that may function as a predicate in
a proposition and of the kinds of extralinguistic entity
such expressions may signify. One might say of Socrates, for
example, that he was human (substance), that he was five
feet tall (quantity), that he was wise (quality), that he
was older than Plato (relation), and that he lived in Athens
(place) in the 5th century bc (time). On a particular
occasion, his friends might have said of him that he was
sitting (posture), wearing a cloak (vesture), cutting a
piece of cloth (activity), or being warmed by the sun
(passivity).
If one follows Aristotle’s lead, one will easily be able
to classify the predicates in propositions such as Socrates
is potbellied and Socrates is wiser than Meletus. But what
about the term Socrates in propositions such as Socrates is
human? What category does it belong to? Aristotle answers
the question by making a distinction between “first
substance” and “second substance.” In Socrates is human,
Socrates refers to a first substance—an individual—and human
to a second substance—a species or kind. Thus, the
proposition predicates the species human of an individual,
Socrates.(See below Physics and metaphysics: Form.)
Aristotle’s logical writings contain two different
conceptions of the structure of a proposition and the nature
of its parts. One conception can trace its ancestry to
Plato’s dialogue the Sophist. In that work Plato introduces
a distinction between nouns and verbs, a verb being the sign
of an action and a noun being the sign of an agent of an
action. A proposition, he claims, must consist of at least
one noun and at least one verb; two nouns in succession or
two verbs in succession—as in lion stag and walks runs—will
never make a proposition. The simplest kind of proposition
is something like A man learns or Theaetetus flies, and only
something with this kind of structure can be true or false.
It is this conception of a proposition as constructed from
two quite heterogeneous elements that is to the fore in the
Categories and the De interpretatione, and it is also
paramount in modern logic.
In the syllogistic of the Prior Analytics, in contrast,
the proposition is conceived in quite a different way. The
basic elements out of which it is constructed are terms,
which are not heterogeneous like nouns and verbs but can
occur indifferently, without change of meaning, as either
subjects or predicates. One flaw in the doctrine of terms is
that it fosters confusion between signs and what they
signify. In the proposition Every human is mortal, for
example, is mortal predicated of humans or of human? It is
important to distinguish between use and mention—between the
use of a word to talk about what it signifies and the
mention of a word to talk about the word itself. This
distinction was not always easy to make in ancient Greek,
because the language lacked quotation marks. There is no
doubt that Aristotle sometimes fell into confusion between
use and mention; the wonder is that, given his dysfunctional
doctrine of terms, he did not do so more often.
Doctrines » Physics and metaphysics
Aristotle divided the theoretical sciences into three
groups: physics, mathematics, and theology. Physics as he
understood it was equivalent to what would now be called
“natural philosophy,” or the study of nature (physis; see
also nature, philosophy of); in this sense it encompasses
not only the modern field of physics but also biology,
chemistry, geology, psychology, and even meteorology.
Metaphysics, however, is notably absent from Aristotle’s
classification; indeed, he never uses the word, which first
appears in the posthumous catalog of his writings as a name
for the works listed after the Physics. He does, however,
recognize the branch of philosophy now called metaphysics:
he calls it “first philosophy” and defines it as the
discipline that studies “being as being.”
Aristotle’s contributions to the physical sciences are
less impressive than his researches in the life sciences. In
works such as On Generation and Corruption and On the
Heavens, he presented a world-picture that included many
features inherited from his pre-Socratic predecessors. From
Empedocles (c. 490–430 bc) he adopted the view that the
universe is ultimately composed of different combinations of
the four fundamental elements of earth, water, air, and
fire. Each element is characterized by the possession of a
unique pair of the four elementary qualities of heat, cold,
wetness, and dryness: earth is cold and dry, water is cold
and wet, air is hot and wet, and fire is hot and dry. Each
element has a natural place in an ordered cosmos, and each
has an innate tendency to move toward this natural place.
Thus, earthy solids naturally fall, while fire, unless
prevented, rises ever higher. Other motions of the elements
are possible but are “violent.” (A relic of Aristotle’s
distinction is preserved in the modern-day contrast between
natural and violent death.)
Aristotle’s vision of the cosmos also owes much to
Plato’s dialogue Timaeus. As in that work, the Earth is at
the centre of the universe, and around it the Moon, the Sun,
and the other planets revolve in a succession of concentric
crystalline spheres. The heavenly bodies are not compounds
of the four terrestrial elements but are made up of a
superior fifth element, or “quintessence.” In addition, the
heavenly bodies have souls, or supernatural intellects,
which guide them in their travels through the cosmos.
Even the best of Aristotle’s scientific work has now only
a historical interest. The abiding value of treatises such
as the Physics lies not in their particular scientific
assertions but in their philosophical analyses of some of
the concepts that pervade the physics of different
eras—concepts such as place, time, causation, and
determinism.
Doctrines » Physics and metaphysics » Place
Every body appears to be in some place, and every body (at
least in principle) can move from one place to another. The
same place can be occupied at different times by different
bodies, as a flask can contain first wine and then air. So a
place cannot be identical to the body that occupies it.
What, then, is place? According to Aristotle, the place of a
thing is the first motionless boundary of whatever body is
containing it. Thus, the place of a pint of wine is the
inner surface of the flask containing it—provided the flask
is stationary. But suppose the flask is in motion, perhaps
on a punt floating down a river. Then the wine will be
moving too, from place to place, and its place must be given
by specifying its position relative to the motionless river
banks.
As is clear from this example, for Aristotle a thing is
not only in the place defined by its immediate container but
also in whatever contains that container. Thus, all human
beings are not only on the Earth but also in the universe;
the universe is the place that is common to everything. But
the universe itself is not in a place at all, since it has
no container outside it. Thus, it is clear that place as
described by Aristotle is quite different from space as
conceived by Isaac Newton (1643–1727)—as an infinite
extension or cosmic grid (see cosmos). Newtonian space would
exist whether or not the material universe had been created.
For Aristotle, if there were no bodies, there would be no
place. Aristotle does, however, allow for the existence of a
vacuum, or “void,” but only if it is contained by actually
existing bodies.
Doctrines » Physics and metaphysics » The continuum
Spacial extension, motion, and time are often thought of as
continua—as wholes made up of a series of smaller parts.
Aristotle develops a subtle analysis of the nature of such
continuous quantities. Two entities are continuous, he says,
when there is only a single common boundary between them. On
the basis of this definition, he seeks to show that a
continuum cannot be composed of indivisible atoms. A line,
for example, cannot be composed of points that lack
magnitude. Since a point has no parts, it cannot have a
boundary distinct from itself; two points, therefore, cannot
be either adjacent or continuous. Between any two points on
a continuous line there will always be other points on the
same line.
Similar reasoning, Aristotle says, applies to time and to
motion. Time cannot be composed of indivisible moments,
because between any two moments there is always a period of
time. Likewise, an atom of motion would in fact have to be
an atom of rest. Moments or points that were indivisible
would lack magnitude, and zero magnitude, however often
repeated, can never add up to any magnitude.
Any magnitude, then, is infinitely divisible. But this
means “unendingly divisible,” not “divisible into infinitely
many parts.” However often a magnitude has been divided, it
can always be divided further. It is infinitely divisible in
the sense that there is no end to its divisibility. The
continuum does not have an infinite number of parts; indeed,
Aristotle regarded the idea of an actually infinite number
as incoherent. The infinite, he says, has only a “potential”
existence.
Doctrines » Physics and metaphysics » Motion
Motion (kinesis) was for Aristotle a broad term,
encompassing changes in several different categories. A
paradigm of his theory of motion, which appeals to the key
notions of actuality and potentiality, is local motion, or
movement from place to place. If a body X is to move from
point A to point B, it must be able to do so: when it is at
A it is only potentially at B. When this potentiality has
been realized, then X is at B. But it is then at rest and
not in motion. So motion from A to B is not simply the
actualization of a potential at A for being at B. Is it then
a partial actualization of that potentiality? That will not
do either, because a body stationary at the midpoint between
A and B might be said to have partially actualized that
potentiality. One must say that motion is an actualization
of a potentiality that is still being actualized. In the
Physics Aristotle accordingly defines motion as “the
actuality of what is in potentiality, insofar as it is in
potentiality.”
Motion is a continuum: a mere series of positions between
A and B is not a motion from A to B. If X is to move from A
to B, however, it must pass through any intermediate point
between A and B. But passing through a point is not the same
as being located at that point. Aristotle argues that
whatever is in motion has already been in motion. If X,
traveling from A to B, passes through the intermediate point
K, it must have already passed through an earlier point J,
intermediate between A and K. But however short the distance
between A and J, that too is divisible, and so on ad
infinitum. At any point at which X is moving, therefore,
there will be an earlier point at which it was already
moving. It follows that there is no such thing as a first
instant of motion.
Doctrines » Physics and metaphysics » Time
For Aristotle, extension, motion, and time are three
fundamental continua in an intimate and ordered relation to
each other. Local motion derives its continuity from the
continuity of extension, and time derives its continuity
from the continuity of motion. Time, Aristotle says, is the
number of motion with respect to before and after. Where
there is no motion, there is no time. This does not imply
that time is identical with motion: motions are motions of
particular things, and different kinds of changes are
motions of different kinds, but time is universal and
uniform. Motions, again, may be faster or slower; not so
time. Indeed, it is by the time they take that the speed of
motions is determined. Nonetheless, Aristotle says, “we
perceive motion and time together.” One observes how much
time has passed by observing the process of some change. In
particular, for Aristotle, the days, months, and years are
measured by observing the Sun, the Moon, and the stars upon
their celestial travels.
The part of a journey that is nearer its starting point
comes before the part that is nearer its end. The spatial
relation of nearer and farther underpins the relation of
before and after in motion, and the relation of before and
after in motion underpins the relation of earlier and later
in time. Thus, on Aristotle’s view, temporal order is
ultimately derived from the spatial ordering of stretches of
motion.
Doctrines » Physics and metaphysics » Matter
Change, for Aristotle, can take place in many different
categories. Local motion, as noted above, is change in the
category of place. Change in the category of quantity is
growth (or shrinkage), and change in the category of quality
(e.g., of colour) is what Aristotle calls “alteration.”
Change in the category of substance, however—a change of one
kind of thing into another—is very special. When a substance
undergoes a change of quantity or quality, the same
substance remains throughout. But does anything persist when
one kind of thing turns into another? Aristotle’s answer is
yes: matter. He says,
By matter, I mean what in itself is neither of any kind
nor of any size nor describable by any of the categories of
being. For it is something of which all these things are
predicated, and therefore its essence is different from that
of all the predicates.
An entity that is not of any kind, size, or shape and of
which nothing at all can be said may seem highly mysterious,
but this is not what Aristotle has in mind. His ultimate
matter (he sometimes calls it “prime matter”) is not in
itself of any kind. It is not in itself of any particular
size, because it can grow or shrink; it is not in itself
water or steam, because it is both of these in turn. But
this does not mean that there is any time at which it is not
of any size or any time at which it is neither water nor
steam nor anything else.
Ordinary life provides many examples of pieces of matter
changing from one kind to another. A bottle containing a
pint of cream may be found, after shaking, to contain not
cream but butter. The stuff that comes out of the bottle is
the same as the stuff that went into it; nothing has been
added and nothing taken away. But what comes out is
different in kind from what went in. It is from cases such
as this that the Aristotelian notion of matter is derived.
Doctrines » Physics and metaphysics » Form
Although Aristotle’s system makes room for forms, they
differ significantly from Forms as Plato conceived them. For
Aristotle, the form of a particular thing is not separate
(chorista) from the thing itself—any form is the form of
some thing. In Aristotle’s physics, form is always paired
with matter, and the paradigm examples of forms are those of
material substances.
Aristotle distinguishes between “substantial” and
“accidental” forms. A substantial form is a second substance
(species or kind) considered as a universal; the predicate
human, for example, is universal as well as substantial.
Thus, Socrates is human may be described as predicating a
second substance of a first substance (Socrates) or as
predicating a substantial form of a first substance. Whereas
substantial forms correspond to the category of substance,
accidental forms correspond to categories other than
substance; they are nonsubstantial categories considered as
universals. Socrates is wise, for example, may be described
as predicating a quality (wise) of a first substance or as
predicating an accidental form of a first substance.
Aristotle calls such forms “accidental” because they may
undergo change, or be gained or lost, without thereby
changing the first substance into something else or causing
it to cease to exist. Substantial forms, in contrast, cannot
be gained or lost without changing the nature of the
substance of which they are predicated. In the propositions
above, wise is an accidental form and human a substantial
form; Socrates could survive the loss of the former but not
the loss of the latter.
When a thing comes into being, neither its matter nor its
form is created. When one manufactures a bronze sphere, for
example, what comes into existence is not the bronze or the
spherical shape but the shaped bronze. Similarly in the case
of the human Socrates. But the fact that the forms of things
are not created does not mean that they must exist
independently of matter, outside space and time, as Plato
maintained. The bronze sphere derives its shape not from an
ideal Sphere but from its maker, who introduces form into
the appropriate matter in the process of his work. Likewise,
Socrates’ humanity derives not from an ideal Human but from
his parents, who introduce form into the appropriate matter
when they conceive him.
Thus, Aristotle reverses the question asked by Plato:
“What is it that two human beings have in common that makes
them both human?” He asks instead, “What makes two human
beings two humans rather than one?” And his answer is that
what makes Socrates distinct from his friend Callias is not
their substantial form, which is the same, nor their
accidental forms, which may be the same or different, but
their matter. Matter, not form, is the principle of
individuation.
Doctrines » Physics and metaphysics » Causation
In several places Aristotle distinguishes four types of
cause, or explanation. First, he says, there is that of
which and out of which a thing is made, such as the bronze
of a statue. This is called the material cause. Second,
there is the form or pattern of a thing, which may be
expressed in its definition; Aristotle’s example is the
proportion of the length of two strings in a lyre, which is
the formal cause of one note’s being the octave of another.
The third type of cause is the origin of a change or state
of rest in something; this is often called the “efficient
cause.” Aristotle gives as examples a person reaching a
decision, a father begetting a child, a sculptor carving a
statue, and a doctor healing a patient. The fourth and last
type of cause is the end or goal of a thing—that for the
sake of which a thing is done. This is known as the “final
cause.”
Although Aristotle gives mathematical examples of formal
causes, the forms whose causation interests him most are the
substantial forms of living beings. In these cases
substantial form is the structure or organization of the
being as a whole, as well as of its various parts; it is
this structure that explains the being’s life cycle and
characteristic activities. In these cases, in fact, formal
and final causes coincide, the mature realization of natural
form being the end to which the activities of the organism
tend. The growth and development of the various parts of a
living being, such as the root of a tree or the heart of a
sheep, can be understood only as the actualization of a
certain structure for the purpose of performing a certain
biological function.
Doctrines » Physics and metaphysics » Being
For Aristotle, “being” is whatever is anything whatever.
Whenever Aristotle explains the meaning of being, he does so
by explaining the sense of the Greek verb to be. Being
contains whatever items can be the subjects of true
propositions containing the word is, whether or not the is
is followed by a predicate. Thus, both Socrates is and
Socrates is wise say something about being. Every being in
any category other than substance is a property or a
modification of substance. For this reason, Aristotle says
that the study of substance is the way to understand the
nature of being. The books of the Metaphysics in which he
undertakes this investigation, VII through IX, are among the
most difficult of his writings.
Aristotle gives two superficially conflicting accounts of
the subject matter of first philosophy. According to one
account, it is the discipline “which theorizes about being
qua being, and the things which belong to being taken in
itself”; unlike the special sciences, it deals with the most
general features of beings, insofar as they are beings. On
the other account, first philosophy deals with a particular
kind of being, namely, divine, independent, and immutable
substance; for this reason he sometimes calls the discipline
“theology.”
It is important to note that these accounts are not
simply two different descriptions of “being qua being.”
There is, indeed, no such thing as being qua being; there
are only different ways of studying being. When one studies
human physiology, for example, one studies humans qua
animals—that is to say, one studies the structures and
functions that humans have in common with animals. But of
course there is no such entity as a “human qua animal.”
Similarly, to study something as a being is to study it in
virtue of what it has in common with all other things. To
study the universe as being is to study it as a single
overarching system, embracing all the causes of things
coming into being and remaining in existence.
Doctrines » Physics and metaphysics » The unmoved mover
The way in which Aristotle seeks to show that the universe
is a single causal system is through an examination of the
notion of movement, which finds its culmination in Book XI
of the Metaphysics. As noted above, motion, for Aristotle,
refers to change in any of several different categories.
Aristotle’s fundamental principle is that everything that is
in motion is moved by something else, and he offers a number
of (unconvincing) arguments to this effect. He then argues
that there cannot be an infinite series of moved movers. If
it is true that when A is in motion there must be some B
that moves A, then if B is itself in motion there must be
some C moving B, and so on. This series cannot go on
forever, and so it must come to a halt in some X that is a
cause of motion but does not move itself—an unmoved mover.
Since the motion it causes is everlasting, this X must
itself be an eternal substance. It must lack matter, for it
cannot come into existence or go out of existence by turning
into anything else. It must also lack potentiality, for the
mere power to cause motion would not ensure the sempiternity
of motion. It must, therefore, be pure actuality (energeia).
Although the revolving heavens, for Aristotle, lack the
possibility of substantial change, they possess
potentiality, because each heavenly body has the power to
move elsewhere in its diurnal round. Since these bodies are
in motion, they need a mover, and this is a motionless
mover. Such a mover could not act as an efficient cause,
because that would involve a change in itself, but it can
act as a final cause—an object of love—because being loved
does not involve any change in the beloved. The stars and
planets seek to imitate the perfection of the unmoved mover
by moving about the Earth in a circle, the most perfect of
shapes. For this to be the case, of course, the heavenly
bodies must have souls capable of feeling love for the
unmoved mover. “On such a principle,” Aristotle says,
“depend the heavens and the world of nature.”
Aristotle is prepared to call the unmoved mover “God.”
The life of God, he says, must be like the very best of
human lives. The delight that a human being takes in the
sublimest moments of philosophical contemplation is in God a
perpetual state. What, Aristotle asks, does God think of? He
must think of something—otherwise, he is no better than a
sleeping human—and whatever he is thinking of, he must think
of eternally. Either he thinks about himself, or he thinks
about something else. But the value of a thought depends on
the value of what it is a thought of, so, if God were
thinking of anything other than himself, he would be somehow
degraded. So he must be thinking of himself, the supreme
being, and his life is a thinking of thinking (noesis
noeseos).
This conclusion has been much debated. Some have regarded
it as a sublime truth; others have thought it a piece of
exquisite nonsense. Among those who have taken the latter
view, some have considered it the supreme absurdity of
Aristotle’s system, and others have held that Aristotle
himself intended it as a reductio ad absurdum. Whatever the
truth about the object of thought of the unmoved mover, it
seems clear that it does not include the contingent affairs
of individual human beings.
Thus, at the supreme point of Aristotle’s causal
hierarchy stand the heavenly movers, moved and unmoved,
which are the final cause of all generation and corruption.
And this is why metaphysics can be called by two such
different names. When Aristotle says that first philosophy
studies the whole of being, he is describing it by
indicating the field it is to explain; when he says that it
is the science of the divine, he is describing it by
indicating its ultimate principles of explanation. Thus,
first philosophy is both the science of being qua being and
also theology.
Doctrines » Philosophy of science
In his Posterior Analytics Aristotle applies the theory of
the syllogism to scientific and epistemological ends.
Scientific knowledge, he urges, must be built up out of
demonstrations. A demonstration is a particular kind of
syllogism, one whose premises can be traced back to
principles that are true, necessary, universal, and
immediately intuited. These first, self-evident principles
are related to the conclusions of science as axioms are
related to theorems: the axioms both necessitate and explain
the truths that constitute a science. The most important
axioms, Aristotle thought, would be those that define the
proper subject matter of a science (thus, among the axioms
of geometry would be the definition of a triangle). For this
reason much of the second book of the Posterior Analytics is
devoted to definition.
The account of science in the Posterior Analytics is
impressive, but it bears no resemblance to any of
Aristotle’s own scientific works. Generations of scholars
have tried in vain to find in his writings a single instance
of a demonstrative syllogism. Moreover, the whole history of
scientific endeavour contains no perfect instance of a
demonstrative science.
Doctrines » Philosophy of mind
Aristotle regarded psychology as a part of natural
philosophy, and he wrote much about the philosophy of mind.
This material appears in his ethical writings, in a
systematic treatise on the nature of the soul (De anima),
and in a number of minor monographs on topics such as
sense-perception, memory, sleep, and dreams.
For Aristotle the biologist, the soul is not—as it was in
some of Plato’s writings—an exile from a better world
ill-housed in a base body. The soul’s very essence is
defined by its relationship to an organic structure. Not
only humans but beasts and plants too have souls, intrinsic
principles of animal and vegetable life. A soul, Aristotle
says, is “the actuality of a body that has life,” where life
means the capacity for self-sustenance, growth, and
reproduction. If one regards a living substance as a
composite of matter and form, then the soul is the form of a
natural—or, as Aristotle sometimes says, organic—body. An
organic body is a body that has organs—that is to say, parts
that have specific functions, such as the mouths of mammals
and the roots of trees.
The souls of living beings are ordered by Aristotle in a
hierarchy. Plants have a vegetative or nutritive soul, which
consists of the powers of growth, nutrition, and
reproduction. Animals have, in addition, the powers of
perception and locomotion—they possess a sensitive soul, and
every animal has at least one sense-faculty, touch being the
most universal. Whatever can feel at all can feel pleasure;
hence, animals, which have senses, also have desires.
Humans, in addition, have the power of reason and thought
(logismos kai dianoia), which may be called a rational soul.
The way in which Aristotle structured the soul and its
faculties influenced not only philosophy but also science
for nearly two millennia.
Aristotle’s theoretical concept of soul differs from that
of Plato before him and René Descartes (1596–1650) after
him. A soul, for him, is not an interior immaterial agent
acting on a body. Soul and body are no more distinct from
each other than the impress of a seal is distinct from the
wax on which it is impressed. The parts of the soul,
moreover, are faculties, which are distinguished from each
other by their operations and their objects. The power of
growth is distinct from the power of sensation because
growing and feeling are two different activities, and the
sense of sight differs from the sense of hearing not because
eyes are different from ears but because colours are
different from sounds.
The objects of sense come in two kinds: those that are
proper to particular senses, such as colour, sound, taste,
and smell, and those that are perceptible by more than one
sense, such as motion, number, shape, and size. One can
tell, for example, whether something is moving either by
watching it or by feeling it, and so motion is a “common
sensible.” Although there is no special organ for detecting
common sensibles, there is a faculty that Aristotle calls a
“central sense.” When one encounters a horse, for example,
one may see, hear, feel, and smell it; it is the central
sense that unifies these sensations into perceptions of a
single object (though the knowledge that this object is a
horse is, for Aristotle, a function of intellect rather than
sense).
Besides the five senses and the central sense, Aristotle
recognizes other faculties that later came to be grouped
together as the “inner senses,” notably imagination and
memory. Even at the purely philosophical level, however,
Aristotle’s accounts of the inner senses are unrewarding.
At the same level within the hierarchy as the senses,
which are cognitive faculties, there is also an affective
faculty, which is the locus of spontaneous feeling. This is
a part of the soul that is basically irrational but is
capable of being controlled by reason. It is the locus of
desire and passion; when brought under the sway of reason,
it is the seat of the moral virtues, such as courage and
temperance. The highest level of the soul is occupied by
mind or reason, the locus of thought and understanding.
Thought differs from sense-perception and is the
prerogative, on earth, of human beings. Thought, like
sensation, is a matter of making judgments; but sensation
concerns particulars, while intellectual knowledge is of
universals. Reasoning may be practical or theoretical, and,
accordingly, Aristotle distinguishes between a deliberative
and a speculative faculty.
In a notoriously difficult passage of De anima, Aristotle
introduces a further distinction between two kinds of mind:
one passive, which can “become all things,” and one active,
which can “make all things.” The active mind, he says, is
“separable, impassible, and unmixed.” In antiquity and the
Middle Ages, this passage was the subject of sharply
different interpretations. Some—particularly among Arab
commentators—identified the separable active agent with God
or with some other superhuman intelligence.
Others—particularly among Latin commentators—took Aristotle
to be identifying two different faculties within the human
mind: an active intellect, which formed concepts, and a
passive intellect, which was a storehouse of ideas and
beliefs.
If the second interpretation is correct, then Aristotle
is here recognizing a part of the human soul that is
separable from the body and immortal. Here and elsewhere
there is detectable in Aristotle, in addition to his
standard biological notion of the soul, a residue of a
Platonic vision according to which the intellect is a
distinct entity separable from the body. No one has produced
a wholly satisfactory reconciliation between the biological
and the transcendent strains in Aristotle’s thought.
Doctrines » Ethics
The surviving works of Aristotle include three treatises on
moral philosophy: the Nicomachean Ethics in 10 books, the
Eudemian Ethics in 7 books, and the Magna moralia (Latin:
“Great Ethics”). The Nicomachean Ethics is generally
regarded as the most important of the three; it consists of
a series of short treatises, possibly brought together by
Aristotle’s son Nicomachus. In the 19th century the Eudemian
Ethics was often suspected of being the work of Aristotle’s
pupil Eudemus of Rhodes, but there is no good reason to
doubt its authenticity. Interestingly, the Nicomachean
Ethics and the Eudemian Ethics have three books in common:
books V, VI, and VII of the former are the same as books IV,
V, and VI of the latter. Although the question has been
disputed for centuries, it is most likely that the original
home of the common books was the Eudemian Ethics; it is also
probable that Aristotle used this work for a course on
ethics that he taught at the Lyceum during his mature
period. The Magna moralia probably consists of notes taken
by an unknown student of such a course.
Doctrines » Ethics » Happiness
Aristotle’s approach to ethics is teleological. If life is
to be worth living, he argues, it must surely be for the
sake of something that is an end in itself—i.e., desirable
for its own sake. If there is any single thing that is the
highest human good, therefore, it must be desirable for its
own sake, and all other goods must be desirable for the sake
of it. One popular conception of the highest human good is
pleasure—the pleasures of food, drink, and sex, combined
with aesthetic and intellectual pleasures. Other people
prefer a life of virtuous action in the political sphere. A
third possible candidate for the highest human good is
scientific or philosophical contemplation. Aristotle thus
reduces the answers to the question “What is a good life?”
to a short list of three: the philosophical life, the
political life, and the voluptuary life. This triad provides
the key to his ethical inquiry.
“Happiness,” the term that Aristotle uses to designate
the highest human good, is the usual translation of the
Greek eudaimonia. Although it is impossible to abandon the
English term at this stage of history, it should be borne in
mind that what Aristotle means by eudaimonia is something
more like well-being or flourishing than any feeling of
contentment. Aristotle argues, in fact, that happiness is
activity of the rational soul in accordance with virtue.
Human beings must have a function, because particular types
of humans (e.g., sculptors) do, as do the parts and organs
of individual human beings. This function must be unique to
humans; thus, it cannot consist of growth and nourishment,
for this is shared by plants, or the life of the senses, for
this is shared by animals. It must therefore involve the
peculiarly human faculty of reason. The highest human good
is the same as good human functioning, and good human
functioning is the same as the good exercise of the faculty
of reason—that is to say, the activity of rational soul in
accordance with virtue. There are two kinds of virtue: moral
and intellectual. Moral virtues are exemplified by courage,
temperance, and liberality; the key intellectual virtues are
wisdom, which governs ethical behaviour, and understanding,
which is expressed in scientific endeavour and
contemplation.
Doctrines » Ethics » Virtue
People’s virtues are a subset of their good qualities. They
are not innate, like eyesight, but are acquired by practice
and lost by disuse. They are abiding states, and they thus
differ from momentary passions such as anger and pity.
Virtues are states of character that find expression both in
purpose and in action. Moral virtue is expressed in good
purpose—that is to say, in prescriptions for action in
accordance with a good plan of life. It is expressed also in
actions that avoid both excess and defect. A temperate
person, for example, will avoid eating or drinking too much,
but he will also avoid eating or drinking too little. Virtue
chooses the mean, or middle ground, between excess and
defect. Besides purpose and action, virtue is also concerned
with feeling. One may, for example, be excessively concerned
with sex or insufficiently interested in it; the temperate
person will take the appropriate degree of interest and be
neither lustful nor frigid.
While all the moral virtues are means of action and
passion, it is not the case that every kind of action and
passion is capable of a virtuous mean. There are some
actions of which there is no right amount, because any
amount of them is too much; Aristotle gives murder and
adultery as examples. The virtues, besides being concerned
with means of action and passion, are themselves means in
the sense that they occupy a middle ground between two
contrary vices. Thus, the virtue of courage is flanked on
one side by foolhardiness and on the other by cowardice.
Aristotle’s account of virtue as a mean is no truism. It
is a distinctive ethical theory that contrasts with other
influential systems of various kinds. It contrasts, on the
one hand, with religious systems that give a central role to
the concept of a moral law, concentrating on the prohibitive
aspects of morality. It also differs from moral systems such
as utilitarianism that judge the rightness and wrongness of
actions in terms of their consequences. Unlike the
utilitarian, Aristotle believes that there are some kinds of
action that are morally wrong in principle.
The mean that is the mark of moral virtue is determined
by the intellectual virtue of wisdom. Wisdom is
characteristically expressed in the formulation of
prescriptions for action—“practical syllogisms,” as
Aristotle calls them. A practical syllogism consists of a
general recipe for a good life, followed by an accurate
description of the agent’s actual circumstances and
concluding with a decision about the appropriate action to
be carried out.
Wisdom, the intellectual virtue that is proper to
practical reason, is inseparably linked with the moral
virtues of the affective part of the soul. Only if an agent
possesses moral virtue will he endorse an appropriate recipe
for a good life. Only if he is gifted with intelligence will
he make an accurate assessment of the circumstances in which
his decision is to be made. It is impossible, Aristotle
says, to be really good without wisdom or to be really wise
without moral virtue. Only when correct reasoning and right
desire come together does truly virtuous action result.
Virtuous action, then, is always the result of successful
practical reasoning. But practical reasoning may be
defective in various ways. Someone may operate from a
vicious choice of lifestyle; a glutton, for example, may
plan his life around the project of always maximizing the
present pleasure. Aristotle calls such a person
“intemperate.” Even people who do not endorse such a
hedonistic premise may, once in a while, overindulge. This
failure to apply to a particular occasion a generally sound
plan of life Aristotle calls “incontinence.”
Doctrines » Ethics » Action and contemplation
The pleasures that are the domain of temperance,
intemperance, and incontinence are the familiar bodily
pleasures of food, drink, and sex. In treating of pleasure,
however, Aristotle explores a much wider field. There are
two classes of aesthetic pleasures: the pleasures of the
inferior senses of touch and taste, and the pleasures of the
superior senses of sight, hearing, and smell. Finally, at
the top of the scale, there are the pleasures of the mind.
Plato had posed the question of whether the best life
consists in the pursuit of pleasure or the exercise of the
intellectual virtues. Aristotle’s answer is that, properly
understood, the two are not in competition with each other.
The exercise of the highest form of virtue is the very same
thing as the truest form of pleasure; each is identical with
the other and with happiness. The highest virtues are the
intellectual ones, and among them Aristotle distinguished
between wisdom and understanding. To the question of whether
happiness is to be identified with the pleasure of wisdom or
with the pleasure of understanding, Aristotle gives
different answers in his main ethical treatises. In the
Nicomachean Ethics perfect happiness, though it presupposes
the moral virtues, is constituted solely by the activity of
philosophical contemplation, whereas in the Eudemian Ethics
it consists in the harmonious exercise of all the virtues,
intellectual and moral.
The Eudemian ideal of happiness, given the role it
assigns to contemplation, to the moral virtues, and to
pleasure, can claim to combine the features of the
traditional three lives—the life of the philosopher, the
life of the politician, and the life of the pleasure seeker.
The happy person will value contemplation above all, but
part of his happy life will consist in the exercise of moral
virtues in the political sphere and the enjoyment in
moderation of the natural human pleasures of body as well as
of soul. But even in the Eudemian Ethics it is “the service
and contemplation of God” that sets the standard for the
appropriate exercise of the moral virtues, and in the
Nicomachean Ethics this contemplation is described as a
superhuman activity of a divine part of human nature.
Aristotle’s final word on ethics is that, despite being
mortal, human beings must strive to make themselves immortal
as far as they can.
Doctrines » Political theory
Turning from the Ethics treatises to their sequel, the
Politics, the reader is brought down to earth. “Man is a
political animal,” Aristotle observes; human beings are
creatures of flesh and blood, rubbing shoulders with each
other in cities and communities. Like his work in zoology,
Aristotle’s political studies combine observation and
theory. He and his students documented the constitutions of
158 states—one of which, The Constitution of Athens, has
survived on papyrus. The aim of the Politics, Aristotle
says, is to investigate, on the basis of the constitutions
collected, what makes for good government and what makes for
bad government and to identify the factors favourable or
unfavourable to the preservation of a constitution.
Aristotle asserts that all communities aim at some good.
The state (polis), by which he means a city-state such as
Athens, is the highest kind of community, aiming at the
highest of goods. The most primitive communities are
families of men and women, masters and slaves. Families
combine to make a village, and several villages combine to
make a state, which is the first self-sufficient community.
The state is no less natural than the family; this is proved
by the fact that human beings have the power of speech, the
purpose of which is “to set forth the expedient and
inexpedient, and therefore likewise the just and the
unjust.” The foundation of the state was the greatest of
benefactions, because only within a state can human beings
fulfill their potential.
Government, Aristotle says, must be in the hands of one,
of a few, or of the many; and governments may govern for the
general good or for the good of the rulers. Government by a
single person for the general good is called “monarchy”; for
private benefit, “tyranny.” Government by a minority is
“aristocracy” if it aims at the state’s best interest and
“oligarchy” if it benefits only the ruling minority. Popular
government in the common interest Aristotle calls “polity”;
he reserves the word “democracy” for anarchic mob rule.
If a community contains an individual or family of
outstanding excellence, then, Aristotle says, monarchy is
the best constitution. But such a case is very rare, and the
risk of miscarriage is great, for monarchy corrupts into
tyranny, which is the worst constitution of all.
Aristocracy, in theory, is the next-best constitution after
monarchy (because the ruling minority will be the
best-qualified to rule), but in practice Aristotle preferred
a kind of constitutional democracy, for what he called
“polity” is a state in which rich and poor respect each
other’s rights and the best-qualified citizens rule with the
consent of all.
Two elements of Aristotle’s teaching affected European
political institutions for many centuries: his justification
of slavery and his condemnation of usury. Some people,
Aristotle says, think that the rule of master over slave is
contrary to nature and therefore unjust. But they are quite
wrong: a slave is someone who is by nature not his own
property but someone else’s. Aristotle agrees, however, that
in practice much slavery is unjust, and he speculates that,
if nonliving machines could be made to carry out menial
tasks, there would be no need for slaves as living tools.
Nevertheless, some people are so inferior and brutish that
it is better for them to be controlled by a master than to
be left to their own devices.
Although not himself an aristocrat, Aristotle had an
aristocratic disdain for commerce. Our possessions, he says,
have two uses, proper and improper. Money too has a proper
and an improper use; its proper use is to be exchanged for
goods and services, not to be lent out at interest. Of all
the methods of making money, “taking a breed from barren
metal” is the most unnatural.
Doctrines » Rhetoric and poetics
Rhetoric, for Aristotle, is a topic-neutral discipline that
studies the possible means of persuasion. In advising
orators on how to exploit the moods of their audience,
Aristotle undertakes a systematic and often insightful
treatment of human emotion, dealing in turn with anger,
hatred, fear, shame, pity, indignation, envy, and
jealousy—in each case offering a definition of the emotion
and a list of its objects and causes.
The Poetics is much better known than the Rhetoric,
though only the first book of the former, a treatment of
epic and tragic poetry, survives. The book aims, among other
things, to answer Plato’s criticisms of representative art.
According to the theory of Forms, material objects are
imperfect copies of original, real, Forms; artistic
representations of material objects are therefore only
copies of copies, at two removes from reality. Moreover,
drama has a specially corrupting effect, because it
stimulates unworthy emotions in its audience. In response,
Aristotle insists that imitation, so far from being the
degrading activity that Plato describes, is something
natural to humans from childhood and is one of the
characteristics that makes humans superior to animals, since
it vastly increases the scope of what they may learn.
In order to answer Plato’s complaint that playwrights are
only imitators of everyday life, which is itself only an
imitation of the real world of Forms, Aristotle draws a
contrast between poetry and history. The poet’s job is to
describe not something that has actually happened but
something that might well happen—that is to say, something
that is possible because it is necessary or likely. For this
reason, poetry is more philosophical and more important than
history, for poetry speaks of the universal, history of only
the particular. Much of what happens to people in everyday
life is a matter of sheer accident; only in fiction can one
witness character and action work themselves out to their
natural consequences.
Far from debasing the emotions, as Plato thought, drama
has a beneficial effect on them. Tragedy, Aristotle says,
must contain episodes arousing pity and fear so as to
achieve a “purification” of these emotions. No one is quite
sure exactly what Aristotle meant by katharsis, or
purification. But perhaps what he meant was that watching
tragedy helps people to put their own sorrows and worries in
perspective, because in it they observe how catastrophe can
overtake even people who are vastly their superiors.
Legacy
Since the Renaissance it has been traditional to regard the
Academy and the Lyceum as two opposite poles of philosophy.
Plato is idealistic, utopian, otherworldly; Aristotle is
realistic, utilitarian, commonsensical. (This viewpoint is
reflected in the famous depiction of Plato and Aristotle in
Raphael’s Vatican fresco The School of Athens.) In fact,
however, the doctrines that Plato and Aristotle share are
more important than those that divide them. Many
post-Renaissance historians of ideas have been less
perceptive than the commentators of late antiquity, who saw
it as their duty to construct a harmonious concord between
the two greatest philosophers of the known world.
By any reckoning, Aristotle’s intellectual achievement is
stupendous. He was the first genuine scientist in history.
He was the first author whose surviving works contain
detailed and extensive observations of natural phenomena,
and he was the first philosopher to achieve a sound grasp of
the relationship between observation and theory in
scientific method. He identified the various scientific
disciplines and explored their relationships to each other.
He was the first professor to organize his lectures into
courses and to assign them a place in a syllabus. His Lyceum
was the first research institute in which a number of
scholars and investigators joined in collaborative inquiry
and documentation. Finally, and not least important, he was
the first person in history to build up a research library,
a systematic collection of works to be used by his
colleagues and to be handed on to posterity.
Millennia later, Plato and Aristotle still have a strong
claim to being the greatest philosophers who have ever
lived. But if their contribution to philosophy is equal, it
was Aristotle who made the greater contribution to the
intellectual patrimony of the world. Not only every
philosopher but also every scientist is in his debt. He
deserves the title Dante gave him: “the master of those who
know.”
Sir Anthony J.P. Kenny
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Peter Abelard
French theologian and poet
French Pierre Abélard, or Abailard, Latin Petrus Abaelardus,
or Abeilardus
born 1079, Le Pallet, near Nantes, Brittany [now in
France]
died April 21, 1142, Priory of Saint-Marcel, near
Chalon-sur-Saône, Burgundy [now in France]
Main
French theologian and philosopher best known for his
solution of the problem of universals and for his original
use of dialectics. He is also known for his poetry and for
his celebrated love affair with Héloïse.
Early life
The outline of Abelard’s career is well known, largely
because he described so much of it in his famous Historia
calamitatum (“History of My Troubles”). He was born the son
of a knight in Brittany south of the Loire River. He
sacrificed his inheritance and the prospect of a military
career in order to study philosophy, particularly logic, in
France. He provoked bitter quarrels with two of his masters,
Roscelin of Compiègne and Guillaume de Champeaux, who
represented opposite poles of philosophy in regard to the
question of the existence of universals. (A universal is a
quality or property that each individual member of a class
of things must possess if the same general word is to apply
to all the things in that class. Redness, for example, is a
universal possessed by all red objects.) Roscelin was a
nominalist who asserted that universals are nothing more
than mere words; Guillaume in Paris upheld a form of
Platonic realism according to which universals exist.
Abelard in his own logical writings brilliantly elaborated
an independent philosophy of language. While showing how
words could be used significantly, he stressed that language
itself is not able to demonstrate the truth of things (res)
that lie in the domain of physics.
Abelard was a peripatetic both in the manner in which he
wandered from school to school at Paris, Melun, Corbeil, and
elsewhere and as one of the exponents of Aristotelian logic
who were called the Peripatetics. In 1113 or 1114 he went
north to Laon to study theology under Anselm of Laon, the
leading biblical scholar of the day. He quickly developed a
strong contempt for Anselm’s teaching, which he found
vacuous, and returned to Paris. There he taught openly but
was also given as a private pupil the young Héloïse, niece
of one of the clergy of the cathedral of Paris, Canon
Fulbert. Abelard and Héloïse fell in love and had a son whom
they called Astrolabe. They then married secretly. To escape
her uncle’s wrath Héloïse withdrew into the convent of
Argenteuil outside Paris. Abelard suffered castration at
Fulbert’s instigation. In shame he embraced the monastic
life at the royal abbey of Saint-Denis near Paris and made
the unwilling Héloïse become a nun at Argenteuil.
Career as a monk
At Saint-Denis Abelard extended his reading in theology and
tirelessly criticized the way of life followed by his fellow
monks. His reading of the Bible and of the Fathers of the
Church led him to make a collection of quotations that
seemed to represent inconsistencies of teaching by the
Christian church. He arranged his findings in a compilation
entitled Sic et non (“Yes and No”); and for it he wrote a
preface in which, as a logician and as a keen student of
language, he formulated basic rules with which students
might reconcile apparent contradictions of meaning and
distinguish the various senses in which words had been used
over the course of many centuries. He also wrote the first
version of his book called Theologia, which was formally
condemned as heretical and burned by a council held at
Soissons in 1121. Abelard’s dialectical analysis of the
mystery of God and the Trinity was held to be erroneous, and
he himself was placed for a while in the abbey of
Saint-Médard under house arrest. When he returned to
Saint-Denis he applied his dialectical methods to the
subject of the abbey’s patron saint; he argued that St.
Denis of Paris, the martyred apostle of Gaul, was not
identical with Denis of Athens (also known as Dionysius the
Areopagite), the convert of St. Paul. The monastic community
of Saint-Denis regarded this criticism of their traditional
claims as derogatory to the kingdom; and, in order to avoid
being brought for trial before the king of France, Abelard
fled from the abbey and sought asylum in the territory of
Count Theobald of Champagne. There he sought the solitude of
a hermit’s life but was pursued by students who pressed him
to resume his teaching in philosophy. His combination of the
teaching of secular arts with his profession as a monk was
heavily criticized by other men of religion, and Abelard
contemplated flight outside Christendom altogether. In 1125,
however, he accepted election as abbot of the remote Breton
monastery of Saint-Gildas-de-Rhuys. There, too, his
relations with the community deteriorated, and, after
attempts had been made upon his life, he returned to France.
Héloïse had meanwhile become the head of a new foundation
of nuns called the Paraclete. Abelard became the abbot of
the new community and provided it with a rule and with a
justification of the nun’s way of life; in this he
emphasized the virtue of literary study. He also provided
books of hymns he had composed, and in the early 1130s he
and Héloïse composed a collection of their own love letters
and religious correspondence.
Final years
About 1135 Abelard went to the Mont-Sainte-Geneviève outside
Paris to teach, and he wrote in a blaze of energy and of
celebrity. He produced further drafts of his Theologia in
which he analyzed the sources of belief in the Trinity and
praised the pagan philosophers of classical antiquity for
their virtues and for their discovery by the use of reason
of many fundamental aspects of Christian revelation. He also
wrote a book called Ethica or Scito te ipsum (“Know
Thyself”), a short masterpiece in which he analyzed the
notion of sin and reached the drastic conclusion that human
actions do not make a man better or worse in the sight of
God, for deeds are in themselves neither good nor bad. What
counts with God is a man’s intention; sin is not something
done (it is not res); it is uniquely the consent of a human
mind to what it knows to be wrong. Abelard also wrote
Dialogus inter philosophum, Judaeum et Christianum
(“Dialogue Between a Philosopher, a Jew, and a Christian”)
and a commentary on St. Paul’s letter to the Romans, the
Expositio in Epistolam ad Romanos, in which he outlined an
explanation of the purpose of Christ’s life, which was to
inspire men to love him by example alone.
On the Mont-Sainte-Geneviève Abelard drew crowds of
pupils, many of them men of future fame, such as the English
humanist John of Salisbury. He also, however, aroused deep
hostility in many by his criticism of other masters and by
his apparent revisions of the traditional teachings of
Christian theology. Within Paris the influential abbey of
Saint-Victor was studiously critical of his doctrines, while
elsewhere William of Saint-Thierry, a former admirer of
Abelard, recruited the support of Bernard of Clairvaux,
perhaps the most influential figure in Western Christendom
at that time. At a council held at Sens in 1140, Abelard
underwent a resounding condemnation, which was soon
confirmed by Pope Innocent II. He withdrew to the great
monastery of Cluny in Burgundy. There, under the skillful
mediation of the abbot, Peter the Venerable, he made peace
with Bernard of Clairvaux and retired from teaching. Now
both sick and old, he lived the life of a Cluniac monk.
After his death, his body was first sent to the Paraclete;
it now lies alongside that of Héloïse in the cemetery of
Père-Lachaise in Paris. Epitaphs composed in his honour
suggest that Abelard impressed some of his contemporaries as
one of the greatest thinkers and teachers of all time.
David Edward Luscombe
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David Hume
Scottish philosopher
born May 7 [April 26, Old Style], 1711, Edinburgh, Scot.
died Aug. 25, 1776, Edinburgh
Main
Scottish philosopher, historian, economist, and essayist,
known especially for his philosophical empiricism and
skepticism.
Hume conceived of philosophy as the inductive,
experimental science of human nature. Taking the scientific
method of the English physicist Sir Isaac Newton as his
model and building on the epistemology of the English
philosopher John Locke, Hume tried to describe how the mind
works in acquiring what is called knowledge. He concluded
that no theory of reality is possible; there can be no
knowledge of anything beyond experience. Despite the
enduring impact of his theory of knowledge, Hume seems to
have considered himself chiefly as a moralist.
Early life and works
Hume was the younger son of Joseph Hume, the modestly
circumstanced laird, or lord, of Ninewells, a small estate
adjoining the village of Chirnside, about nine miles distant
from Berwick-upon-Tweed on the Scottish side of the border.
David’s mother, Catherine, a daughter of Sir David Falconer,
president of the Scottish court of session, was in Edinburgh
when he was born. In his third year his father died. He
entered Edinburgh University when he was about 12 years old
and left it at 14 or 15, as was then usual. Pressed a little
later to study law (in the family tradition on both sides),
he found it distasteful and instead read voraciously in the
wider sphere of letters. Because of the intensity and
excitement of his intellectual discovery, he had a nervous
breakdown in 1729, from which it took him a few years to
recover.
In 1734, after trying his hand in a merchant’s office in
Bristol, he came to the turning point of his life and
retired to France for three years. Most of this time he
spent at La Flèche on the Loire, in the old Anjou, studying
and writing A Treatise of Human Nature. The Treatise was
Hume’s attempt to formulate a full-fledged philosophical
system. It is divided into three books: book I, on
understanding, aims at explaining man’s process of knowing,
describing in order the origin of ideas, the ideas of space
and time, causality, and the testimony of the senses; book
II, on the “passions” of man, gives an elaborate
psychological machinery to explain the affective, or
emotional, order in man and assigns a subordinate role to
reason in this mechanism; book III, on morals, describes
moral goodness in terms of “feelings” of approval or
disapproval that a person has when he considers human
behaviour in the light of the agreeable or disagreeable
consequences either to himself or to others. Although the
Treatise is Hume’s most thorough exposition of his thought,
at the end of his life he vehemently repudiated it as
juvenile, avowing that only his later writings presented his
considered views. The Treatise is not well constructed, in
parts oversubtle, confusing because of ambiguity in
important terms (especially “reason”), and marred by willful
extravagance of statement and rather theatrical personal
avowals. For these reasons his mature condemnation of it was
perhaps not entirely misplaced. Book I, nevertheless, has
been more read in academic circles than any other of his
writings.
Returning to England in 1737, he set about publishing the
Treatise. Books I and II were published in two volumes in
1739; book III appeared the following year. The poor
reception of this, his first and very ambitious work,
depressed him; but his next venture, Essays, Moral and
Political (1741–42), won some success. Perhaps encouraged by
this, he became a candidate for the chair of moral
philosophy at Edinburgh in 1744. Objectors alleged heresy
and even atheism, pointing to the Treatise as evidence.
Unsuccessful, Hume left the city, where he had been living
since 1740, and began a period of wandering: a sorry year
near St. Albans as tutor to the mad marquess of Annandale
(1745–46); a few months as secretary to Gen. James St. Clair
(a member of a prominent Scottish family), with whom he saw
military action during an abortive expedition to Brittany
(1746); a little tarrying in London and at Ninewells; and
then some further months with General St. Clair on an
embassy to the courts of Vienna and Turin (1748–49).
Mature works
During his years of wandering Hume was earning the money
that he needed to gain leisure for his studies. Some fruits
of these studies had already appeared before the end of his
travels, viz., a further Three Essays, Moral and Political
(1748) and Philosophical Essays Concerning Human
Understanding (1748). The latter is a rewriting of book I of
the Treatise (with the addition of his essay “On Miracles,”
which became notorious for its denial that a miracle can be
proved by any amount or kind of evidence); it is better
known as An Enquiry Concerning Human Understanding, the
title Hume gave to it in a revision of 1758. The Enquiry
Concerning the Principles of Morals (1751) was a rewriting
of book III of the Treatise. It was in these works that Hume
expressed his mature thought.
An Enquiry Concerning Human Understanding is an attempt
to define the principles of human knowledge. It poses in
logical form significant questions about the nature of
reasoning in regard to matters of fact and experience, and
it answers them by recourse to the principle of association.
The basis of his exposition is a twofold classification of
objects of awareness. In the first place, all such objects
are either “impressions,” data of sensation or of internal
consciousness, or “ideas,” derived from such data by
compounding, transposing, augmenting, or diminishing. That
is to say, the mind does not create any ideas but derives
them from impressions. From this Hume develops a theory of
meaning. A word that does not stand directly for an
impression has meaning only if it brings before the mind an
object that can be gathered from an impression by one of the
mental processes mentioned. In the second place, there are
two approaches to construing meaning, an analytical one,
which concentrates on the “relations of ideas,” and an
empirical one, which focuses on “matters of fact.” Ideas can
be held before the mind simply as meanings, and their
logical relations to one another can then be detected by
rational inspection. The idea of a plane triangle, for
example, entails the equality of its internal angles to two
right angles, and the idea of motion entails the ideas of
space and time, irrespective of whether there really are
such things as triangles and motion. Only on this level of
mere meanings, Hume asserts, is there room for demonstrative
knowledge. Matters of fact, on the other hand, come before
the mind merely as they are, revealing no logical relations;
their properties and connections must be accepted as they
are given. That primroses are yellow, that lead is heavy,
and that fire burns things are facts, each shut up in
itself, logically barren. Each, so far as reason is
concerned, could be different: the contradictory of every
matter of fact is conceivable. Therefore, any demonstrative
science of fact is impossible.
From this basis Hume develops his doctrine about
causality. The idea of causality is alleged to assert a
necessary connection among matters of fact. From what
impression, then, is it derived? Hume states that no causal
relation among the data of the senses can be observed, for,
when a person regards any events as causally connected, all
that he does and can observe is that they frequently and
uniformly go together. In this sort of togetherness it is a
fact that the impression or idea of the one event brings
with it the idea of the other. A habitual association is set
up in the mind; and, as in other forms of habit, so in this
one, the working of the association is felt as compulsion.
This feeling, Hume concludes, is the only discoverable
impressional source of the idea of causality.
Mature works » Belief
Hume then considers the process of causal inference, and in
so doing he introduces the concept of belief. When a person
sees a glass fall, he not only thinks of its breaking but
expects and believes that it will break; or, starting from
an effect, when he sees the ground to be generally wet, he
not only thinks of rain but believes that there has been
rain. Thus belief is a significant component in the process
of causal inference. Hume then proceeds to investigate the
nature of belief, claiming that he was the first to do so.
He uses this term in the narrow sense of belief regarding
matters of fact. He defines belief as a sort of liveliness
or vividness that accompanies the perception of an idea. A
belief is more than an idea; it is a vivid or lively idea.
This vividness is originally possessed by some of the
objects of awareness, by impressions and the simple memory
images of them. By association it comes to belong to certain
ideas as well. In the process of causal inference, then, an
observer passes from an impression to an idea regularly
associated with it. In the process the aspect of liveliness
proper to the impression infects the idea, Hume asserts. And
it is this aspect of liveliness that Hume defines as the
essence of belief.
Hume does not claim to prove that the propositions, (1)
that events themselves are causally related and (2) that
they will be related in the future in the same ways as they
were in the past, are false. He firmly believed both of
these propositions and insisted that everybody else believed
them, will continue to believe them, and must continue to
believe them in order to survive. They are natural beliefs,
inextinguishable propensities of human nature, madness
apart. What Hume claims to prove is that natural beliefs are
not obtained and cannot be demonstrated either by empirical
observation or by reason, whether intuitive or inferential.
Reflection shows that there is no evidence for them and
shows also both that we are bound to believe them and that
it is sensible or sane to do so. This is Hume’s skepticism:
it is an affirmation of that tension, a denial not of belief
but of certainty.
Mature works » Morals and historical writing
The Enquiry Concerning the Principles of Morals is a
refinement of Hume’s thinking on morality, in which he views
sympathy as the fact of human nature lying at the basis of
all social life and personal happiness. Defining morality as
those qualities that are approved (1) in whomsoever they
happen to be and (2) by virtually everybody, he sets himself
to discover the broadest grounds of the approvals. He finds
them, as he found the grounds of belief, in “feelings,” not
in “knowings.” Moral decisions are grounded in moral
sentiment. Qualities are valued either for their utility or
for their agreeableness, in each case either to their owners
or to others. Hume’s moral system aims at the happiness of
others (without any such formula as “the greatest happiness
of the greatest number”) and at the happiness of self. But
regard for others accounts for the greater part of morality.
His emphasis is on altruism: the moral sentiments that he
claims to find in human beings, he traces, for the most
part, to a sentiment for and a sympathy with one’s fellows.
It is human nature, he holds, to laugh with the laughing and
to grieve with the grieved and to seek the good of others as
well as one’s own. Two years after the Enquiry was
published, Hume confessed, “I have a partiality for that
work”; and at the end of his life he judged it “of all my
writings incomparably the best.” Such statements, along with
other indications in his later writings, make it possible to
suspect that he regarded his moral doctrine as his major
work. He here writes as a man having the same commitment to
duty as his fellows. The traditional view that he was a
detached scoffer is deeply wrong: he was skeptical not of
morality but of much theorizing about it.
Following the publication of these works, Hume spent
several years (1751–63) in Edinburgh, with two breaks in
London. An attempt was made to get him appointed as
successor to Adam Smith, the Scottish economist (later to be
his close friend), in the chair of logic at Glasgow, but the
rumour of atheism prevailed again. In 1752, however, Hume
was made keeper of the Advocates’ Library at Edinburgh.
There, “master of 30,000 volumes,” he could indulge a desire
of some years to turn to historical writing. His History of
England, extending from Caesar’s invasion to 1688, came out
in six quarto volumes between 1754 and 1762, preceded by
Political Discourses (1752). His recent writings had begun
to make him known, but these two brought him fame, abroad as
well as at home. He also wrote Four Dissertations (1757),
which he regarded as a trifle, although it included a
rewriting of book II of the Treatise (completing his purged
restatement of this work) and a brilliant study of “the
natural history of religion.” In 1762 James Boswell, the
biographer of Samuel Johnson, called Hume “the greatest
writer in Britain,” and the Roman Catholic Church, in 1761,
paid him the attention of putting all his writings on the
Index, its list of forbidden books.
The most colourful episode of his life ensued: in 1763 he
left England to become secretary to the British embassy in
Paris under the Earl of Hertford. The society of Paris
accepted him, despite his ungainly figure and gauche manner.
He was honoured as eminent in breadth of learning, in
acuteness of thought, and in elegance of pen and was taken
to heart for his simple goodness and cheerfulness. The
salons threw open their doors to him, and he was warmly
welcomed by all. For four months in 1765 he acted as chargé
d’affaires at the embassy. When he returned to London at the
beginning of 1766 (to become, a year later, undersecretary
of state), he brought Jean-Jacques Rousseau, the Swiss
philosopher connected with the Encyclopédie of Diderot and
d’Alembert, with him and found him a refuge from persecution
in a country house at Wootton in Staffordshire. This
tormented genius suspected a plot, took secret flight back
to France, and spread a report of Hume’s bad faith. Hume was
partly stung and partly persuaded into publishing the
relevant correspondence between them with a connecting
narrative (A Concise and Genuine Account of the Dispute
Between Mr. Hume and Mr. Rousseau, 1766).
In 1769, somewhat tired of public life and of England
too, he again established a residence in his beloved
Edinburgh, deeply enjoying the company—at once intellectual
and convivial—of friends old and new (he never married), as
well as revising the text of his writings. He issued five
further editions of his History between 1762 and 1773 as
well as eight editions of his collected writings (omitting
the Treatise, History, and ephemera) under the title Essays
and Treatises between 1753 and 1772, besides preparing the
final edition of this collection, which appeared
posthumously (1777), and Dialogues Concerning Natural
Religion, held back under pressure from friends and not
published until 1779. His curiously detached autobiography,
The Life of David Hume, Esquire, Written by Himself (1777;
the title is his own), is dated April 18, 1776. He died in
his Edinburgh house after a long illness and was buried on
Calton Hill.
Adam Smith, his literary executor, added to the Life a
letter that concludes with his judgment on his friend as
“approaching as nearly to the idea of a perfectly wise and
virtuous man as perhaps the nature of human frailty will
permit.” His distinguished friends, with ministers of
religion among them, certainly admired and loved him, and
there were younger men indebted either to his influence or
to his pocket. The mob had heard only that he was an atheist
and simply wondered how such an ogre would manage his dying.
Yet Boswell has recounted, in a passage in his Private
Papers, that, when he visited Hume in his last illness, the
philosopher put up a lively, cheerful defense of his
disbelief in immortality.
Significance and influence
That Hume was one of the major figures of his century can
hardly be doubted. So his contemporaries thought, and his
achievement, as seen in historical perspective, confirms
that judgment, though with a shift of emphasis. Some of the
reasons for the assessment may be given under four heads:
Significance and influence » As a writer
Hume’s style was praised in his lifetime and has often been
praised since. It exemplifies the classical standards of his
day. It lacks individuality and colour, for he was always
proudly on guard against his emotions. The touch is light,
except on slight subjects, where it is rather heavy. Yet in
his philosophical works he gives an unsought pleasure. Here
his detachment, levelness (all on one plane), smoothness,
and daylight clearness are proper merits. It is as one of
the best writers of scientific prose in English that he
stands in the history of style.
Significance and influence » As a historian
Library catalogs still list Hume as “Hume, David, the
Historian.” Between his death and 1894, there were at least
50 editions of his History; and an abridgment, The Student’s
Hume (1859; often reprinted), remained in common use for 50
years. Though now outdated, Hume’s History must be regarded
as an event of cultural importance. In its own day,
moreover, it was an innovation, soaring high above its very
few predecessors. It was fuller and set a higher standard of
impartiality. His History of England not only traced the
deeds of kings and statesmen but also displayed the
intellectual interests of the educated citizens, as may be
seen, for instance, in the pages on literature and science
under the Commonwealth at the end of chapter 3 and under
James II at the end of chapter 2. It was unprecedentedly
readable, in structure as well as in phrasing. Persons and
events were woven into causal patterns that furnished a
narrative with the goals and resting points of recurrent
climaxes. That was to be the plan of future history books
for the general reader.
Significance and influence » As an economist
Hume steps forward as an economist in the Political
Discourses incorporated in Essays and Treatises as part 2 of
Essays Moral and Political. How far he influenced his friend
Adam Smith, 12 years his junior, remains uncertain: they had
broadly similar principles, and both had the excellent habit
of illustrating and supporting these from history. He did
not formulate a complete system of economic theory, as did
Adam Smith in his Wealth of Nations, but Hume introduced
several of the new ideas around which the “classical
economics” of the 18th century was built. His level of
insight can be gathered from his main contentions: that
wealth consists not of money but of commodities; that the
amount of money in circulation should be kept related to the
amount of goods in the market (two points made by Berkeley);
that a low rate of interest is a symptom not of
superabundance of money but of booming trade; that no nation
can go on exporting only for bullion; that each nation has
special advantages of raw materials, climate, and skill, so
that a free interchange of products (with some exceptions)
is mutually beneficial; and that poor nations impoverish the
rest just because they do not produce enough to be able to
take much part in that exchange. He welcomed advance beyond
an agricultural to an industrial economy as a precondition
of any but the barer forms of civilization.
Significance and influence » As a philosopher
Hume conceived of philosophy as the inductive science of
human nature, and he concluded that man is more a creature
of sensitive and practical sentiment than of reason. On the
Continent he is seen as one of the few British classical
philosophers. For some Germans his importance lies in the
fact that Immanuel Kant conceived his critical philosophy in
direct reaction to Hume. Hume was one of the influences that
led Auguste Comte, the 19th-century French mathematician and
sociologist, to positivism. In Britain his positive
influence is seen in Jeremy Bentham, the early 19th-century
jurist and philosopher, who was moved to utilitarianism (the
moral theory that right conduct should be determined by the
usefulness of its consequences) by book III of the Treatise,
and more extensively in John Stuart Mill, the philosopher
and economist who lived later in the 19th century.
In throwing doubt on the assumption of a necessary link
between cause and effect, Hume was the first philosopher of
the postmedieval world to reformulate the skepticism of the
ancients. His reformulation, moreover, was carried out in a
new and compelling way. Although Hume admired Newton, Hume’s
subtle undermining of causality called in question the
philosophical basis of Newton’s science as a way of looking
at the world, inasmuch as this rested on the identification
of a few fundamental causal laws that govern the universe.
As a result the positivists of the 19th century were obliged
to wrestle with Hume’s questioning of causality if they were
to succeed in their aim of making science the central
framework of human thought. In the 20th century it was
Hume’s naturalism rather than his skepticism that attracted
attention, chiefly among analytic philosophers. Hume’s
naturalism lies in his belief that philosophical
justification could only be rooted in regularities of the
natural world. The attraction of this for analytic
philosophers was that it seemed to provide a solution to the
problems arising from the skeptical tradition that Hume
himself, in his other philosophical role, had done so much
to reinvigorate.
Thomas Edmund Jessop
Maurice Cranston
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Rudolf Carnap
German-American philosopher
born May 18, 1891, Ronsdorf, Ger.
died Sept. 14, 1970, Santa Monica, Calif., U.S.
Main
German-born U.S. philosopher of Logical Positivism. He made
important contributions to logic, the analysis of language,
the theory of probability, and the philosophy of science.
Education.
From 1910 to 1914 Carnap studied mathematics, physics, and
philosophy at the universities of Jena and Freiburg im
Breisgau. At Jena he attended the lectures of Gottlob Frege,
now widely acknowledged as the greatest logician of the 19th
century, whose ideas exerted a deep influence on Carnap.
After serving in World War I, Carnap earned his doctorate
in 1921 at Jena with a dissertation on the concept of space.
He argued that the conflicts among the various theories of
space then held by scholars resulted from the fact that
those theories actually dealt with quite different subjects;
he called them, respectively, formal space, physical space,
and intuitive space and exhibited their principal
characteristics and fundamental differences.
For several years afterward Carnap was engaged in private
research in logic and the foundations of physics and wrote a
number of essays on problems of space, time, and causality,
as well as a textbook in symbolic, or mathematical, logic
(Abriss der Logistik, 1929; a considerably different later
German version appeared in English translation: Introduction
to Symbolic Logic and Its Applications, 1958).
Career in Vienna and Prague.
In 1926 Moritz Schlick, the founder of the Vienna Circle—a
small group of philosophers, mathematicians, and other
scholars who met regularly to discuss philosophical
issues—invited Carnap to join the faculty of the University
of Vienna, where he soon became an influential member of the
Circle. Out of their discussions developed the initial ideas
of Logical Positivism, or Logical Empiricism. This school of
thought shared its basic Empiricist orientation with David
Hume, a Scottish Empiricist, and Ernst Mach, an Austrian
physicist and philosopher. Its leading members, informed and
inspired by the methods and theories of contemporary
mathematics and science, sought to develop a “scientific
world view” by bringing to philosophical inquiry the
precision and rigour of the exact sciences. As one means to
this end, Carnap made extensive use of the concepts and
techniques of symbolic logic in preference to the often
inadequate analytic devices of traditional logic.
Carnap and his associates established close connections
with like-minded scholars in other countries, among them a
group of Empiricists that had formed in Berlin under the
leadership of Hans Reichenbach, an eminent philosopher of
science. With Reichenbach, Carnap founded a periodical,
Erkenntnis (1930–40), as a forum for the new “scientific
philosophy.”
The basic thesis of Empiricism, in a familiar but quite
vague formulation, is that all of man’s concepts and beliefs
concerning the world ultimately derive from his immediate
experience. In some of his most important writings, Carnap
sought, in effect, to give this idea a clear and precise
interpretation. Setting aside, as a psychological rather
than a philosophical problem, the question of how human
beings arrive at their ideas about the world, he proceeded
to construe Empiricism as a systematic-logical thesis about
the evidential grounding of empirical knowledge. To this
end, he gave the issue a characteristically linguistic turn
by asking how the terms and sentences that, in scientific or
in everyday language, serve to express assertions about the
world are related to those terms and sentences by which the
data of immediate experience can be described. The
Empiricist thesis, as construed and defended by Carnap, then
asserts that the terms and sentences of the first kind are
“reducible” to those of the second kind in a clearly
specifiable sense. Carnap’s conception of the relevant sense
of reducibility, which he always stated in precise logical
terms, was initially rather narrow but gradually became more
liberal.
In his first great work, Der logische Aufbau der Welt
(1928; Eng. trans.—with a smaller work—The Logical Structure
of the World: Pseudoproblems in Philosophy), Carnap
developed, with unprecedented rigour, a version of the
Empiricist reducibility thesis according to which all terms
suited to describe actual or possible empirical facts are
fully definable by terms referring exclusively to aspects of
immediate experience, so that all empirical statements are
fully translatable into statements about immediate
experiences.
Prompted by discussions with his associates in Vienna,
Carnap soon began to develop a more liberal version of
Empiricism, which he elaborated while he was professor of
natural philosophy at the German University in Prague
(1931–35); he eventually presented it in full detail in his
essay “Testability and Meaning” (Philosophy of Science, vol.
3 [1936] and 4 [1937]). Carnap argued that the terms of
empirical science are not fully definable in purely
experiential terms but can at least be partly defined by
means of “reduction sentences,” which are logically
much-refined versions of operational definitions, and
“observation sentences,” whose truth can be checked by
direct observation. Carnap stressed that usually such tests
cannot provide strict proof or disproof but only more or
less strong “confirmation” for an empirical statement.
Sentences that do not thus yield observational
implications and therefore cannot possibly be tested and
confirmed by observational findings were said to be
empirically meaningless. By reference to this testability
criterion of empirical significance, Carnap and other
Logical Empiricists rejected various doctrines of
speculative metaphysics and of theology, not as being false
but as making no significant assertions at all.
Carnap argued that the observational statements by
reference to which empirical statements can be tested may be
construed as sentences describing directly and publicly
observable aspects of physical objects, such as the needle
of a measuring instrument turning to a particular point on
the scale or a subject in a psychological test showing a
change in pulse rate. All such sentences, he noted, can be
formulated in terms that are part of the vocabulary of
physics. This was the basic idea of his “physicalism,”
according to which all terms and statements of empirical
science—from the physical to the social and historical
disciplines—can be reduced to terms and statements in the
language of physics.
In later writings, Carnap liberalized his conception of
reducibility and of empirical significance even further so
as to give a more adequate account of the relation between
scientific theories and scientific evidence.
Career in the United States.
By the time “Testability and Meaning” appeared in print,
Carnap had moved to the United States, mainly because of the
growing threat of German National Socialism. From 1936 to
1952 he served on the faculty of the University of Chicago.
During the 1940–41 school year, Carnap was a visiting
professor at Harvard University and was an active
participant in a discussion group that included Bertrand
Russell, Alfred Tarski, and W.V.O. Quine.
Soon after going to Chicago, Carnap joined with the
sociologist Otto Neurath, a former fellow member of the
Vienna Circle, and with an academic colleague, the
Pragmatist philosopher Charles W. Morris, in founding the
International Encyclopedia of Unified Science, which was
published, beginning in 1938, as a series of monographs on
general problems in the philosophy of science and on
philosophical issues concerning mathematics or particular
branches of empirical science.
Since his Vienna years, Carnap had been much concerned
also with problems in logic and in the philosophy of
language. He held that philosophical perplexities often
arise from a misunderstanding or misuse of language and that
the way to resolve them is by “logical analysis of
language.” On this point, he agreed with the “ordinary
language” school of Analytic Philosophy, which had its
origins in England. He differed from it, however, in
insisting that more technical issues—e.g., those in the
philosophy of science or of mathematics—cannot be adequately
dealt with by considerations of ordinary linguistic usage
but require clarification by reference to artificially
constructed languages that are formulated in logical
symbolism and that have their structure and interpretation
precisely specified by so-called syntactic and semantic
rules. Carnap developed these ideas and the theoretical
apparatus for their implementation in a series of works,
including Logische Syntax der Sprache (1934; The Logical
Syntax of Language) and Meaning and Necessity (1947; 2nd
enlarged ed., 1956).
Carnap’s interest in artificial languages included
advocacy of international auxiliary languages such as
Esperanto and Interlingua to facilitate scholarly
communication and to further international understanding.
One idea in logic and the theory of knowledge that
occupied much of Carnap’s attention was that of analyticity.
In contrast to the 19th-century radical Empiricism of John
Stuart Mill, Carnap and other Logical Empiricists held that
the statements of logic and mathematics, unlike those of
empirical science, are analytic—i.e., true solely by virtue
of the meanings of their constituent terms—and that they can
therefore be established a priori (without any empirical
test). Carnap repeatedly returned to the task of formulating
a precise characterization and theory of analyticity. His
ideas were met with skepticism by some, however—among them
Quine, who argued that the notion of analytic truth is
inherently obscure and the attempt to delimit a class of
statements that are true a priori should be abandoned as
misguided.
From about 1945 onward, Carnap turned his efforts
increasingly to problems of inductive reasoning and of
rational belief and decision. His principal aim was to
construct a formal system of inductive logic; its central
concept, corresponding to that of deductive implication,
would be that of probabilistic implication—or, more
precisely, a concept representing the degree of rational
credibility or of probability that a given body of evidence
may be said to confer upon a proposed hypothesis. Carnap
presented a rigorous theory of this kind in his Logical
Foundations of Probability (1950).
Carnap spent the years from 1952 to 1954 at the Institute
for Advanced Study in Princeton, where he continued his work
in probability theory. Subsequently, he accepted a
professorship at the University of California at Los
Angeles. During those years and indeed until his death,
Carnap was occupied principally with modifications and
considerable extensions of his inductive logic.
Carl G. Hempel
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Parmenides
Greek philosopher
born c. 515 bc
Main
Greek philosopher of Elea in southern Italy who founded
Eleaticism, one of the leading pre-Socratic schools of Greek
thought. His general teaching has been diligently
reconstructed from the few surviving fragments of his
principal work, a lengthy three-part verse composition
titled On Nature.
Parmenides held that the multiplicity of existing things,
their changing forms and motion, are but an appearance of a
single eternal reality (“Being”), thus giving rise to the
Parmenidean principle that “all is one.” From this concept
of Being, he went on to say that all claims of change or of
non-Being are illogical. Because he introduced the method of
basing claims about appearances on a logical concept of
Being, he is considered one of the founders of metaphysics.
Plato’s dialogue the Parmenides deals with his thought.
An English translation of his work was edited by L. Tarán
(1965).
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Benedict de Spinoza
Dutch-Jewish philosopher
Hebrew forename Baruch, Latin forename Bendictus, Portuguese
Bento De Espinosa
(English: )
born Nov. 24, 1632, Amsterdam
died Feb. 21, 1677, The Hague
Main
Dutch-Jewish philosopher, the foremost exponent of
17th-century Rationalism.
Early life and career.
Spinoza’s grandfather and father were Portuguese and had
been crypto-Jews after the Spanish Inquisition had compelled
them to embrace Christianity. Later, after Holland’s
successful revolt against Spain and the granting of
religious freedom, they found refuge in Amsterdam. His
mother, who also came from Portugal, died when Benedict was
barely six years old. The Spinozas were prosperous merchants
and respected members of the Jewish community, and it may be
assumed that Spinoza attended the school for Jewish boys
founded in Amsterdam in about 1638. Outside school hours the
boys had private lessons in secular subjects. Spinoza was
taught Latin by a German scholar, who may also have taught
him German; and he knew to some extent all of the other
significant continental languages. In March 1654 Benedict’s
father died. There was some litigation over the estate, with
Benedict’s only surviving stepsister claiming it all.
Benedict won the lawsuit but allowed her to retain nearly
everything.
His studies so far had been mainly Jewish, but he was an
independent thinker and had found more than enough in his
Jewish studies to wean him from orthodox doctrines and
interpretations of Scripture; moreover, the tendency to
revolt against tradition and authority was much in the air
in the 17th century. But the Jewish religious leaders in
Amsterdam were fearful that heresies (which were no less
anti-Christian than anti-Jewish) might give offense in a
country that did not yet regard the Jews as citizens.
Spinoza soon incurred the disapproval of the synagogue
authorities. In conversations with other students, he had
held that there is nothing in the Bible to support the views
that God had no body, that angels really exist, or that the
soul is immortal; and he had also expressed his belief that
the author of the Pentateuch (the first five books of the
Bible) was no wiser in physics or even in theology than were
they, the students. The Jewish authorities, after trying
vainly to silence Spinoza with bribes and threats,
excommunicated him in July 1656, and he was banished from
Amsterdam for a short period by the civil authorities. There
is no evidence that he had really wanted to break away from
the Jewish community, and indeed the scanty knowledge
available would suggest the opposite. On Dec. 5, 1655, for
example, he had attended the synagogue and made an offering
that, in view of his poverty, must have been a rare event
for him, and, about the time of his excommunication, he had
addressed a defense of his views to the synagogue.
Among Spinoza’s Christian acquaintances was Franciscus
van den Enden, who was a former Jesuit, an ardent classical
scholar, and something of a poet and dramatist and who had
opened a school in Amsterdam. For a time, Spinoza stayed
with him, helping with the teaching of the schoolchildren
and receiving aid in his own further education. In this way
he improved his knowledge of Latin, learned some Greek, and
was introduced to Neoscholastic philosophy. It may have also
been through van den Enden’s school that Spinoza became
acquainted with the “new philosophy” of René Descartes,
later acknowledged to be the father of modern philosophy.
Spinoza’s other Christian acquaintances were mostly of the
Collegiants, a brotherhood that later merged with the
Mennonites; they were especially interested in Cartesianism,
the dualistic philosophy of Descartes and his followers.
At the same time, he was becoming expert at making
lenses, supporting himself partly by grinding and polishing
lenses for spectacles, telescopes, and microscopes; he also
did tutoring. A kind of reading and discussion circle for
the study of religious and philosophical problems came into
being under the guidance of Spinoza. In order to collect his
thoughts, however, and reduce them to a system, he withdrew
in 1660 to Rijnsburg, a quiet village on the Rhine, near
Leiden. Rijnsburg was the headquarters of the Collegiants,
and Spinoza’s lodgings there were with a surgeon named
Hermann Homan. In Homan’s cottage Spinoza wrote Korte
Verhandeling van God, de Mensch en deszelfs Welstand
(written c. 1662; Spinoza’s Short Treatise on God, Man, and
His Well-Being, 1910) and Tractatus de Intellectus
Emendatione (“Treatise on the Correction of the
Understanding”), both of which were ready by April 1662. He
also completed the greater part of his geometrical version
of Descartes’s Principia Philosophiae and the first book of
his Ethica. Spinoza’s attitude in these works already showed
a departure from Cartesianism. It was also during this stay
that he met Heinrich Oldenburg, soon to become one of the
two first secretaries of the Royal Society in London.
Influence of Descartes and the geometrical method.
His version of Descartes’s Principia was prepared while
Spinoza was giving instruction in the philosophy of
Descartes to a private pupil. It was published by his
Cartesian friends under the title Renati des Cartes
Principiorum Philosophiae Pars I et II, More Geometrico
Demonstratae, per Benedictum de Spinoza (1663), with an
introduction explaining that Spinoza did not share the views
expressed in the book. This was the only book published in
Spinoza’s lifetime with his name on the title page.
The philosophy of Spinoza may thus be regarded as a
development from and a reaction to that of his contemporary
Descartes (1596–1650). Though it has been argued that
Spinoza was also much influenced by medieval philosophy
(especially Jewish), he seems to have been much more
conscious of the Cartesian influence, and his most striking
doctrines are most easily understood as solutions of
Cartesian difficulties. Clearly, he had studied Descartes in
detail. He accepted Descartes’s physics in general, though
he did express some dissatisfaction with it toward the end
of his life. As for the Cartesian metaphysics, he found
three unsatisfactory features: the transcendence of God, the
substantial dualism of mind and body, and the ascription of
free will both to God and to human beings. In Spinoza’s
eyes, those doctrines made the world unintelligible. It was
impossible to explain the relation between God and the world
or between mind and body or to account for events occasioned
by free will.
The publication of Spinoza’s version of Descartes’s
Principia had been intended to prepare the way for that of
his own philosophy, for he had both to secure the patronage
of influential men and to show the more philosophically
minded that his rejection of Cartesianism was not out of
ignorance.
Spinoza became dissatisfied with the informal method of
exposition that he had adopted in the Korte Verhandeling and
the De Intellectus Emendatione and turned instead to the
geometrical method in the manner of Euclid’s Elements. He
assumed without question that it is possible to construct a
system of metaphysics that will render it completely
intelligible. It is therefore possible, in his view, to
present metaphysics deductively—that is, as a series of
theorems derived by necessary steps from self-evident
premises expressed in terms that are either self-explanatory
or defined with unquestionable correctness. His masterpiece,
the Ethica, was set out in this manner—Ordine Geometrico
Demonstrata, according to the reading of its subtitle. Its
first part, “De Deo” (“Concerning God”), was finished and in
the hands of his friends early in 1663. Initially the work
was intended to have three parts only, but it eventually
appeared (in 1677) in five parts. Spinoza’s desire for an
impersonal presentation was probably his chief motive for
adopting the geometrical method, appreciating that the
method guarantees true conclusions only if the axioms are
true and the definitions correct. Spinoza, like his
contemporaries, held that definitions are not arbitrary but
that there is a sense in which they may be correct or
incorrect.
The question was discussed at length in his unfinished
Tractatus de Intellectus Emendatione. A sound definition, he
held, should make clear the possibility or the necessity of
the existence of the object defined. Because the Ethica
begins with the definition of “substance,” the necessary
existent, the entire system is vulnerable to anyone
disputing that definition, however cogent the subsequent
reasoning may be. In fact, as Gottfried Wilhelm Leibniz, a
Rationalist philosopher and mathematician, pointed out,
though the system is closely knit, its demonstrations do not
proceed with mathematical rigour.
Period of the “Ethica.” In June 1663 Spinoza moved to
Voorburg, near The Hague, and it appears that by June 1665
he was nearing the completion of the three-part version of
the Ethica. During the next few years, however, he was at
work on his Tractatus Theologico-Politicus, which was
published anonymously at Amsterdam in 1670. This work
aroused great interest and was to go through five editions
in as many years. It was intended “to show that not only is
liberty to philosophize compatible with devout piety and
with the peace of the state, but that to take away such
liberty is to destroy the public peace and even piety
itself.” As this work shows, Spinoza was far ahead of his
time in advocating the application of the historical method
to the interpretation of the biblical sources. He argued
that the inspiration of the prophets of the Old Testament
extended only to their moral and practical doctrines and
that their factual beliefs were merely those appropriate to
their time and are not philosophically significant. Complete
freedom of scientific and metaphysical speculation is
therefore consistent with all that is important in the
Bible. Miracles are explained as natural events
misinterpreted and stressed for their moral effect.
In May 1670 Spinoza moved to The Hague, where he remained
until his death. He began to compose a Hebrew grammar,
Compendium Grammatices Linguae Hebraeae, but did not finish
it; instead, he returned to the Ethica, although the
prospect of its publication became increasingly remote.
There were many denunciations of his Tractatus
Theologico-Politicus as an instrument “forged in hell by a
renegade Jew and the devil.” When the Ethica was completed
in 1675, Spinoza had to abandon the idea of publishing it,
though manuscript copies were circulated among his close
friends.
Last years and posthumous influence.
Spinoza concentrated his attention on political problems and
began his Tractatus Politicus, which he did not live to
finish. During the post-Ethica period, he was visited by
several important people, among them Ehrenfried Walter von
Tschirnhaus (in 1675), a scientist and philosopher, and
Gottfried Wilhelm Leibniz (in 1676), like Spinoza, one of
the foremost Rationalists of the time. Leibniz, having heard
of Spinoza as an authority on optics, had sent him an
optical tract and had then received from Spinoza a copy of
the Tractatus Theologico-Politicus, which deeply interested
him. According to Leibniz’ own account, he “conversed with
him often and at great length.” Spinoza, however, was now in
an advanced stage of consumption, aggravated by the inhaling
of glass dust from the polishing of lenses in his shop. He
died in 1677, leaving no heir, and his few possessions were
sold by auction. These included about 160 books, the catalog
of which has been preserved.
In accordance with Spinoza’s previous instructions,
several of his friends prepared his manuscripts secretly for
the press, and they were sent to a publisher in Amsterdam.
The Opera Posthuma (Dutch version: Nagelate Schriften),
published before the end of 1677, was composed of the
Ethica, Tractatus Politicus, and Tractatus de Intellectus
Emendatione, as well as letters and the Hebrew grammar. His
Stelkonstige reeckening van den regenboog (“On the Rainbow”)
and his Reeckening van kanssen (“On the Calculation of
Chances”) were printed together in 1687. The Korte
Verhandeling was lost to the world until E. Boehmer’s
publication of it in 1852.
Spinoza has an assured place in the intellectual history
of the Western world, though his direct influence on
technical philosophy has not been great. Throughout the 18th
century he was almost universally decried as an atheist—or
sometimes used as a cover for the detailing of atheist
ideas. The tone had been set by Pierre Bayle, a Skeptical
philosopher and encyclopaedist, in whose Dictionnaire
historique et critique Spinozism was described as “the most
monstrous hypothesis imaginable, the most absurd”; and even
David Hume, a Scottish Skeptic and historian, felt obliged
to speak of the “hideous hypothesis” of Spinoza.
Spinoza was rendered intellectually respectable by the
efforts of literary critics, especially of the Germans G.E.
Lessing and J.W. von Goethe and the English poet S.T.
Coleridge, who admired the man and found austere excitement
in his works, in which they saw an intensely religious
attitude entirely divorced from dogma. Spinoza has also been
much studied by professional philosophers since the
beginning of the 19th century. Both absolute Idealists and
Marxists have read their own doctrines into his work, and
Empiricists, while rejecting his metaphysical approach, have
developed certain detailed suggestions from his theory of
knowledge and psychology.
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Georg Wilhelm Friedrich Hegel
German philosopher
born August 27, 1770, Stuttgart, Württemberg [Germany]
died November 14, 1831, Berlin
Main
German philosopher who developed a dialectical scheme that
emphasized the progress of history and of ideas from thesis
to antithesis and thence to a synthesis.
Hegel was the last of the great philosophical system
builders of modern times. His work, following upon that of
Immanuel Kant, Johann Gottlieb Fichte, and Friedrich
Schelling, thus marks the pinnacle of classical German
philosophy. As an absolute Idealist inspired by Christian
insights and grounded in his mastery of a fantastic fund of
concrete knowledge, Hegel found a place for
everything—logical, natural, human, and divine—in a
dialectical scheme that repeatedly swung from thesis to
antithesis and back again to a higher and richer synthesis.
His influence has been as fertile in the reactions that he
precipitated—in Søren Kierkegaard, the Danish
Existentialist; in the Marxists, who turned to social
action; in the Vienna Positivists; and in G.E. Moore, a
pioneering figure in British Analytic philosophy—as in his
positive impact.
Early life
Hegel was the son of a revenue officer. He had already
learned the elements of Latin from his mother by the time he
entered the Stuttgart grammar school, where he remained for
his education until he was 18. As a schoolboy he made a
collection of extracts, alphabetically arranged, comprising
annotations on classical authors, passages from newspapers,
and treatises on morals and mathematics from the standard
works of the period.
In 1788 Hegel went as a student to Tübingen with a view
to taking orders, as his parents wished. Here he studied
philosophy and classics for two years and graduated in 1790.
Though he then took the theological course, he was impatient
with the orthodoxy of his teachers; and the certificate
given to him when he left in 1793 states that, whereas he
had devoted himself vigorously to philosophy, his industry
in theology was intermittent. He was also said to be poor in
oral exposition, a deficiency that was to dog him throughout
his life. Though his fellow students called him “the old
man,” he liked cheerful company and a “sacrifice to Bacchus”
and enjoyed the ladies as well. His chief friends during
that period were a pantheistic poet, J.C.F. Hölderlin, his
contemporary, and the nature philosopher Schelling, five
years his junior. Together they read the Greek tragedians
and celebrated the glories of the French Revolution.
On leaving college, Hegel did not enter the ministry;
instead, wishing to have leisure for the study of philosophy
and Greek literature, he became a private tutor. For the
next three years he lived in Berne, with time on his hands
and the run of a good library, where he read Edward Gibbon
on the fall of the Roman empire and De l’esprit des loix, by
Charles Louis, baron de Montesquieu, as well as the Greek
and Roman classics. He also studied the critical philosopher
Immanuel Kant and was stimulated by his essay on religion to
write certain papers that became noteworthy only when, more
than a century later, they were published as a part of
Hegels theologische Jugendschriften (1907). Kant had
maintained that, whereas orthodoxy requires a faith in
historical facts and in doctrines that reason alone cannot
justify and imposes on the faithful a moral system of
arbitrary commands alleged to be revealed, Jesus, on the
contrary, had originally taught a rational morality, which
was reconcilable with the teaching of Kant’s ethical works,
and a religion that, unlike Judaism, was adapted to the
reason of all men. Hegel accepted this teaching; but, being
more of a historian than Kant was, he put it to the test of
history by writing two essays. The first of these was a life
of Jesus in which Hegel attempted to reinterpret the gospel
on Kantian lines. The second essay was an answer to the
question of how Christianity had ever become the
authoritarian religion that it was, if in fact the teaching
of Jesus was not authoritarian but rationalistic.
Hegel was lonely in Berne and was glad to move, at the
end of 1796, to Frankfurt am Main, where Hölderlin had
gotten him a tutorship. His hopes of more companionship,
however, were unfulfilled: Hölderlin was engrossed in an
illicit love affair and shortly lost his reason. Hegel began
to suffer from melancholia and, to cure himself, worked
harder than ever, especially at Greek philosophy and modern
history and politics. He read and made clippings from
English newspapers, wrote about the internal affairs of his
native Wurtemberg, and studied economics. Hegel was now able
to free himself from the domination of Kant’s influence and
to look with a fresh eye on the problem of Christian
origins.
Early life » Emancipation from Kantianism
It is impossible to exaggerate the importance that this
problem had for Hegel. It is true that his early theological
writings contain hard sayings about Christianity and the
churches; but the object of his attack was orthodoxy, not
theology itself. All that he wrote at this period throbs
with a religious conviction of a kind that is totally absent
from Kant and Hegel’s other 18th-century teachers. Above
all, he was inspired by a doctrine of the Holy Spirit. The
spirit of man, his reason, is the candle of the Lord, he
held, and therefore cannot be subject to the limitations
that Kant had imposed upon it. This faith in reason, with
its religious basis, henceforth animated the whole of
Hegel’s work.
His outlook had also become that of a historian—which
again distinguishes him from Kant, who was much more
influenced by the concepts of physical science. Every one of
Hegel’s major works was a history; and, indeed, it was among
historians and classical scholars rather than among
philosophers that his work mainly fructified in the 19th
century.
When in 1798 Hegel turned back to look over the essays
that he had written in Berne two or three years earlier, he
saw with a historian’s eye that, under Kant’s influence, he
had misrepresented the life and teachings of Jesus and the
history of the Christian Church. His newly won insight then
found expression in his essay “Der Geist des Christentums
und sein Schicksal” (“The Spirit of Christianity and Its
Fate”), likewise unpublished until 1907. This is one of
Hegel’s most remarkable works. Its style is often difficult
and the connection of thought not always plain, but it is
written with passion, insight, and conviction.
He begins by sketching the essence of Judaism, which he
paints in the darkest colours. The Jews were slaves to the
Mosaic Law, leading a life unlovely in comparison with that
of the ancient Greeks and content with the material
satisfaction of a land flowing with milk and honey. Jesus
taught something entirely different. Men are not to be the
slaves of objective commands: the law is made for man. They
are even to rise above the tension in moral experience
between inclination and reason’s law of duty, for the law is
to be “fulfilled” in the love of God, wherein all tension
ceases and the believer does God’s will wholeheartedly and
single-mindedly. A community of such believers is the
Kingdom of God.
This is the kingdom that Jesus came to teach. It is
founded on a belief in the unity of the divine and the
human. The life that flows in them both is one; and it is
only because man is spirit that he can grasp and comprehend
the Spirit of God. Hegel works out this conception in an
exegesis of passages in the Gospel According to John. The
kingdom, however, can never be realized in this world: man
is not spirit alone but flesh also. “Church and state,
worship and life, piety and virtue, spiritual and worldly
action can never dissolve into one.”
In this essay the leading ideas of Hegel’s system of
philosophy are rooted. Kant had argued that man can have
knowledge only of a finite world of appearances and that,
whenever his reason attempts to go beyond this sphere and
grapple with the infinite or with ultimate reality, it
becomes entangled in insoluble contradictions. Hegel,
however, found in love, conceived as a union of opposites, a
prefigurement of spirit as the unity in which
contradictions, such as infinite and finite, are embraced
and synthesized. His choice of the word Geist to express
this his leading conception was deliberate: the word means
“spirit” as well as “mind” and thus has religious overtones.
Contradictions in thinking at the scientific level of Kant’s
“understanding” are indeed inevitable, but thinking as an
activity of spirit or “reason” can rise above them to a
synthesis in which the contradictions are resolved. All of
this, expressed in religious phraseology, is contained in
the manuscripts written toward the end of Hegel’s stay in
Frankfurt. “In religion,” he wrote, “finite life rises to
infinite life.” Kant’s philosophy had to stop short of
religion. But there is room for another philosophy, based on
the concept of spirit, that will distill into conceptual
form the insights of religion. This was the philosophy that
Hegel now felt himself ready to expound.
Early life » Career as lecturer at Jena
Fortunately, his circumstances changed at this moment, and
he was at last able to embark on the academic career that
had long been his ambition. His father’s death in 1799 had
left him an inheritance, slender, indeed, but sufficient to
enable him to surrender a regular income and take the risk
of becoming a Privatdozent. In January of 1801 he arrived in
Jena, where Schelling had been a professor since 1798. Jena,
which had harboured the fantastic mysticism of the Schlegel
brothers and their colleagues and the Kantianism and ethical
Idealism of Fichte, had already seen its golden age, for
these great scholars had all left. The precocious Schelling,
who was but 26 on Hegel’s arrival, already had several books
to his credit. Apt to “philosophize in public,” Schelling
had been fighting a lone battle in the university against
the rather dull followers of Kant. It was suggested that
Hegel had been summoned as a new champion to aid his friend.
This impression received some confirmation from the
dissertation by which Hegel qualified as a university
teacher, which betrays the influence of Schelling’s
philosophy of nature, as well as from Hegel’s first
publication, an essay entitled “Differenz des Fichte’schen
und Schelling’schen Systems der Philosophie” (1801), in
which he gave preference to the latter. Nevertheless, even
in this essay and still more in its successors, Hegel’s
difference from Schelling was clearly marked; they had a
common interest in the Greeks, they both wished to carry
forward Kant’s work, they were both iconoclasts; but
Schelling had too many romantic enthusiasms for Hegel’s
liking; and all that Hegel took from him—and then only for a
very short period—was a terminology.
Hegel’s lectures, delivered in the winter of 1801–02, on
logic and metaphysics, were attended by about 11 students.
Later, in 1804, with a class of about 30, he lectured on his
whole system, gradually working it out as he taught. Notice
after notice of his lectures promised a textbook of
philosophy—which, however, failed to appear. After the
departure of Schelling from Jena (1803), Hegel was left to
work out his own views untrammelled. Besides philosophical
and political studies, he made extracts from books, attended
lectures on physiology, and dabbled in other sciences. As a
result of representations made by himself at Weimar, he was
in February 1805 appointed extraordinary professor at Jena;
and in July 1806, on Goethe’s intervention, he drew his
first stipend—100 thalers. Though some of his hearers became
attached to him, Hegel was not yet a popular lecturer.
Hegel, like Goethe, felt no patriotic shudder when
Napoleon won his victory at Jena (1806): in Prussia he saw
only a corrupt and conceited bureaucracy. Writing to a
friend on the day before the battle, he spoke with
admiration of the “world soul” and the Emperor and with
satisfaction at the probable overthrow of the Prussians.
At this time Hegel published his first great work, the
Phänomenologie des Geistes (1807; Eng. trans., The
Phenomenology of Mind, 2nd ed., 1931). This, perhaps the
most brilliant and difficult of Hegel’s books, describes how
the human mind has risen from mere consciousness, through
self-consciousness, reason, spirit, and religion, to
absolute knowledge. Though man’s native attitude toward
existence is reliance on the senses, a little reflection is
sufficient to show that the reality attributed to the
external world is due as much to intellectual conceptions as
to the senses and that these conceptions elude a man when he
tries to fix them. If consciousness cannot detect a
permanent object outside itself, so self-consciousness
cannot find a permanent subject in itself. Through
aloofness, skepticism, or imperfection, self-consciousness
has isolated itself from the world; it has closed its gates
against the stream of life. The perception of this is
reason. Reason thus abandons its efforts to mold the world
and is content to let the aims of individuals work out their
results independently.
The stage of Geist, however, reveals the consciousness no
longer as isolated, critical, and antagonistic but as the
indwelling spirit of a community. This is the lowest stage
of concrete consciousness, the age of unconscious morality.
But, through increasing culture, the mind gradually
emancipates itself from conventions, which prepares the way
for the rule of conscience. From the moral world the next
step is religion. But the idea of Godhead, too, has to pass
through nature worship and art before it reaches a full
utterance in Christianity. Religion thus approaches the
stage of absolute knowledge, of “the spirit knowing itself
as spirit.” Here, according to Hegel, is the field of
philosophy.
Gymnasium rector
In spite of the Phänomenologie, however, Hegel’s fortunes
were now at their lowest ebb. He was, therefore, glad to
become editor of the Bamberger Zeitung (1807–08). This,
however, was not a suitable vocation, and he gladly accepted
the rectorship of the Aegidiengymnasium in Nürnberg, a post
he held from December 1808 to August 1816 and one that
offered him a small but assured income. There Hegel inspired
confidence in his pupils and maintained discipline without
pedantic interference in their associations and sports.
In 1811 Hegel married Marie von Tucher (22 years his
junior), of Nürnberg. The marriage was entirely happy. His
wife bore him two sons: Karl, who became eminent as a
historian; and Immanuel, whose interests were theological.
The family circle was joined by Ludwig, a natural son of
Hegel’s from Jena. At Nürnberg in 1812 appeared Die
objektive Logik, being the first part of his Wissenschaft
der Logik (“Science of Logic”), which in 1816 was completed
by the second part, Die subjecktive Logik.
University professor
This work, in which his system was first presented in what
was essentially its ultimate shape, earned him the offer of
professorships at Erlangen, at Berlin, and at Heidelberg.
University professor » At Heidelberg
He accepted the chair at Heidelberg. For use at his lectures
there, he published his Encyklopädie der philosophischen
Wissenschaften im Grundrisse (1817; “Encyclopaedia of the
Philosophical Sciences in Outline”), an exposition of his
system as a whole. Hegel’s philosophy is an attempt to
comprehend the entire universe as a systematic whole. The
system is grounded in faith. In the Christian religion God
has been revealed as truth and as spirit. As spirit, man can
receive this revelation. In religion the truth is veiled in
imagery; but in philosophy the veil is torn aside, so that
man can know the infinite and see all things in God. Hegel’s
system is thus a spiritual monism but a monism in which
differentiation is essential. Only through an experience of
difference can the identity of thought and the object of
thought be achieved—an identity in which thinking attains
the through-and-through intelligibility that is its goal.
Thus, truth is known only because error has been experienced
and truth has triumphed; and God is infinite only because he
has assumed the limitations of finitude and triumphed over
them. Similarly, man’s Fall was necessary if he was to
attain moral goodness. Spirit, including the Infinite
Spirit, knows itself as spirit only by contrast with nature.
Hegel’s system is monistic in having a single theme: what
makes the universe intelligible is to see it as the eternal
cyclical process whereby Absolute Spirit comes to knowledge
of itself as spirit (1) through its own thinking; (2)
through nature; and (3) through finite spirits and their
self-expression in history and their self-discovery, in art,
in religion, and in philosophy, as one with Absolute Spirit
itself.
The compendium of Hegel’s system, the “Encyclopaedia of
the Philosophical Sciences,” is in three parts: “Logic,”
“Nature,” and “Mind.” Hegel’s method of exposition is
dialectical. It often happens that in a discussion two
people who at first present diametrically opposed points of
view ultimately agree to reject their own partial views and
to accept a new and broader view that does justice to the
substance of each. Hegel believed that thinking always
proceeds according to this pattern: it begins by laying down
a positive thesis that is at once negated by its antithesis;
then further thought produces the synthesis. But this in
turn generates an antithesis, and the same process continues
once more. The process, however, is circular: ultimately,
thinking reaches a synthesis that is identical with its
starting point, except that all that was implicit there has
now been made explicit. Thus, thinking itself, as a process,
has negativity as one of its constituent moments, and the
finite is, as God’s self-manifestation, part and parcel of
the infinite itself. This is the sort of dialectical process
of which Hegel’s system provides an account in three phases.
University professor » At Heidelberg » “Logic”
The system begins with an account of God’s thinking “before
the creation of nature and finite spirit”; i.e., with the
categories or pure forms of thought, which are the structure
of all physical and intellectual life. Throughout, Hegel is
dealing with pure essentialities, with spirit thinking its
own essence; and these are linked together in a dialectical
process that advances from abstract to concrete. If a man
tries to think the notion of pure Being (the most abstract
category of all), he finds that it is simply emptiness;
i.e., Nothing. Yet Nothing is. The notion of pure Being and
the notion of Nothing are opposites; and yet each, as one
tries to think it, passes over into the other. But the way
out of the contradiction is at once to reject both notions
separately and to affirm them both together; i.e., to assert
the notion of becoming, since what becomes both is and is
not at once. The dialectical process advances through
categories of increasing complexity and culminates with the
absolute idea, or with the spirit as objective to itself.
University professor » At Heidelberg » “Nature”
Nature is the opposite of spirit. The categories studied in
“Logic” were all internally related to one another; they
grew out of one another. Nature, on the other hand, is a
sphere of external relations. Parts of space and moments of
time exclude one another; and everything in nature is in
space and time and is thus finite. But nature is created by
spirit and bears the mark of its creator. Categories appear
in it as its essential structure, and it is the task of the
philosophy of nature to detect that structure and its
dialectic; but nature, as the realm of externality, cannot
be rational through and through, though the rationality
prefigured in it becomes gradually explicit when man
appears. In man nature rises to self-consciousness.
University professor » At Heidelberg » “Mind”
Here Hegel follows the development of the human mind through
the subconscious, consciousness, and the rational will; then
through human institutions and human history as the
embodiment or objectification of that will; and finally to
art, religion, and philosophy, in which finally man knows
himself as spirit, as one with God and possessed of absolute
truth. Thus, it is now open to him to think his own essence;
i.e., the thoughts expounded in “Logic.” He has finally
returned to the starting point of the system, but en route
he has made explicit all that was implicit in it and has
discovered that “nothing but spirit is, and spirit is pure
activity.”
Hegel’s system depends throughout on the results of
scientific, historical, theological, and philosophical
inquiry. No reader can fail to be impressed by the
penetration and breadth of his mind nor by the immense range
of knowledge that, in his view, had to precede the work of
philosophizing. A civilization must be mature and, indeed,
in its death throes before, in the philosophic thinking that
has implicitly been its substance, it becomes conscious of
itself and of its own significance. Thus, when philosophy
comes on the scene, some form of the world has grown old.
University professor » At Berlin
In 1818 Hegel accepted the renewed offer of the chair of
philosophy at Berlin, which had been vacant since Fichte’s
death. There his influence over his pupils was immense, and
there he published his Naturrecht und Staatswissenschaft im
Grundrisse, alternatively entitled Grundlinien der
Philosophie des Rechts (1821; Eng. trans., The Philosophy of
Right, 1942). In Hegel’s works on politics and history, the
human mind objectifies itself in its endeavour to find an
object identical with itself. The Philosophy of Right (or of
Law) falls into three main divisions. The first is concerned
with law and rights as such: persons (i.e., men as men,
quite independently of their individual characters) are the
subject of rights, and what is required of them is mere
obedience, no matter what the motives of obedience may be.
Right is thus an abstract universal and therefore does
justice only to the universal element in the human will. The
individual, however, cannot be satisfied unless the act that
he does accords not merely with law but also with his own
conscientious convictions. Thus, the problem in the modern
world is to construct a social and political order that
satisfies the claims of both. And thus no political order
can satisfy the demands of reason unless it is organized so
as to avoid, on the one hand, a centralization that would
make men slaves or ignore conscience and, on the other hand,
an antinomianism that would allow freedom of conviction to
any individual and so produce a licentiousness that would
make social and political order impossible. The state that
achieves this synthesis rests on the family and on the
guild. It is unlike any state existing in Hegel’s day; it is
a form of limited monarchy, with parliamentary government,
trial by jury, and toleration for Jews and dissenters.
After his publication of The Philosophy of Right, Hegel
seems to have devoted himself almost entirely to his
lectures. Between 1823 and 1827 his activity reached its
maximum. His notes were subjected to perpetual revisions and
additions. It is possible to form an idea of them from the
shape in which they appear in his published writings. Those
on Aesthetics, on the Philosophy of Religion, on the
Philosophy of History, and on the History of Philosophy have
been published by his editors, mainly from the notes of his
students, whereas those on logic, psychology, and the
philosophy of nature have been appended in the form of
illustrative and explanatory notes to the corresponding
sections of his Encyklopädie. During these years hundreds of
hearers from all parts of Germany and beyond came under his
influence; and his fame was carried abroad by eager or
intelligent disciples.
Three courses of lectures are especially the product of
his Berlin period: those on aesthetics, on the philosophy of
religion, and on the philosophy of history. In the years
preceding the revolution of 1830, public interest, excluded
from political life, turned to theatres, concert rooms, and
picture galleries. At these Hegel became a frequent and
appreciative visitor, and he made extracts from the art
notes in the newspapers. During his holiday excursions, his
interest in the fine arts more than once took him out of his
way to see some old painting. This familiarity with the
facts of art, though neither deep nor historical, gave a
freshness to his lectures on aesthetics, which, as put
together from the notes taken in different years from 1820
to 1829, are among his most successful efforts.
The lectures on the philosophy of religion are another
application of his method, and shortly before his death he
had prepared for the press a course of lectures on the
proofs for the existence of God. On the one hand, he turned
his weapons against the Rationalistic school, which reduced
religion to the modicum compatible with an ordinary worldly
mind. On the other hand, he criticized the school of
Schleiermacher, who elevated feeling to a place in religion
above systematic theology. In his middle way, Hegel
attempted to show that the dogmatic creed is the rational
development of what was implicit in religious feeling. To do
so, of course, philosophy must be made the interpreter and
the superior discipline.
In his philosophy of history, Hegel presupposed that the
whole of human history is a process through which mankind
has been making spiritual and moral progress and advancing
to self-knowledge. History has a plot, and the philosopher’s
task is to discern it. Some historians have found its key in
the operation of natural laws of various kinds. Hegel’s
attitude, however, rested on the faith that history is the
enactment of God’s purpose and that man had now advanced far
enough to descry what that purpose is: it is the gradual
realization of human freedom.
The first step was to make the transition from a natural
life of savagery to a state of order and law. States had to
be founded by force and violence; there is no other way to
make men law-abiding before they have advanced far enough
mentally to accept the rationality of an ordered life. There
will be a stage at which some men have accepted the law and
become free, while others remain slaves. In the modern world
man has come to appreciate that all men, as minds, are free
in essence, and his task is thus to frame institutions under
which they will be free in fact.
Hegel did not believe, despite the charge of some
critics, that history had ended in his lifetime. In
particular, he maintained against Kant that to eliminate war
is impossible. Each nation-state is an individual; and, as
Hobbes had said of relations between individuals in the
state of nature, pacts without the sword are but words.
Clearly, Hegel’s reverence for fact prevented him from
accepting Kant’s Idealism.
The lectures on the history of philosophy are especially
remarkable for their treatment of Greek philosophy. Working
without modern indexes and annotated editions, Hegel’s grasp
of Plato and Aristotle is astounding, and it is only just to
recognize that it was from Hegel that the scholarship
lavished on Greek philosophy in the century after his death
received its original impetus.
At this time a Hegelian school began to gather. The flock
included intelligent pupils, empty-headed imitators, and
romantics who turned philosophy into lyric measures.
Opposition and criticism only served to define more
precisely the adherents of the new doctrine. Though he had
soon resigned all direct official connection with the
schools of Brandenburg, Hegel’s real influence in Prussia
was considerable. In 1830 he was rector of the university.
In 1831 he received a decoration from Frederick William III.
One of his last literary undertakings was the establishment
of the Berlin Jahrbücher für wissenschaftliche Kritik
(“Yearbook for Philosophical Criticism”).
The revolution of 1830 was a great blow to Hegel, and the
prospect of mob rule almost made him ill. His last literary
work, the first part of which appeared in the Preussische
Staatszeitung while the rest was censored, was an essay on
the English Reform Bill of 1832, considering its probable
effects on the character of the new members of Parliament
and the measures that they might introduce. In the latter
connection he enlarged on several points in which England
had done less than many continental states for the abolition
of monopolies and abuses.
In 1831 cholera entered Germany. Hegel and his family
retired for the summer to the suburbs, and there he finished
the revision of the first part of his Science of Logic. Home
again for the winter session, on November 14, after one
day’s illness, he died of cholera and was buried, as he had
wished, between Fichte and Karl Solger, author of an ironic
dialectic.
Personage and influence
In his classroom Hegel was more impressive than fascinating.
His students saw a plain, old-fashioned face, without life
or lustre—a figure that had never looked young and was now
prematurely aged. Sitting with his snuffbox before him and
his head bent down, he looked ill at ease and kept turning
the folios of his notes. His utterance was interrupted by
frequent coughing; every sentence came out with a struggle.
The style was no less irregular: sometimes in plain
narrative the lecturer would be specially awkward, while in
abstruse passages he seemed especially at home, rose into a
natural eloquence, and carried away the hearer by the
grandeur of his diction.
The early theological writings and the Phenomenology of
Mind are packed with brilliant metaphors. In his later
works, produced as textbooks for his lectures, the
“Encyclopaedia of the Philosophical Sciences” and the
Philosophy of Right, he compresses his material into
relatively short, numbered paragraphs. It is only necessary
to translate them to appreciate their conciseness and
precision. The common idea that Hegel’s is a philosophy of
exceptional difficulty is quite mistaken. Once his
terminology is understood and his main principles grasped,
he presents far less difficulty than Kant, for example. One
reason for this is a certain air of dogmatism: Kant’s
statements are often hedged around with qualifications; but
Hegel had, as it were, seen a vision of absolute truth, and
he expounds it with confidence.
Hegel’s system is avowedly an attempt to unify
opposites—spirit and nature, universal and particular, ideal
and real—and to be a synthesis in which all the partial and
contradictory philosophies of his predecessors are alike
contained and transcended. It is thus both Idealism and
Realism at once; hence, it is not surprising that his
successors, emphasizing now one and now another strain in
his thought, have interpreted him variously. Conservatives
and revolutionaries, believers and atheists alike have
professed to draw inspiration from him. In one form or
another his teaching dominated German universities for some
years after his death and spread to France and to Italy. The
vicissitudes of Hegelian thought to the present day are
detailed below in Hegelianism. In the mid-20th century,
interest in the early theological writings and in the
Phänomenologie was increased by the spread of
Existentialism. At the same time, the growing importance of
Communism encouraged political thinkers to study Hegel’s
political works, as well as his “Logic,” because of their
influence on Karl Marx. And, by the time of his bicentennial
in 1970, a Hegelian renascence was in the making.
Sir T. Malcolm Knox
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